Purchases and Sales Made in Q3 2023 in First Tr Enhanced Traded Fd Iv (FTSM)
This table provides information about the institutional ownership of First Tr Enhanced Traded Fd Iv (FTSM) during Q3 2023. The information is specifically focused on institutions that hold shares of FIRST TR ENHANCED TRADED FD IV.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 20, 2023
Q3 2023
|
Ellsworth Advisors, LLC
|
SELL
|
- |
-4.47K- 2.82% |
$266K - $267K
|
154K
$9.23M
|
|
|
Oct 16, 2023
Q3 2023
|
Rfg Advisory, LLC
Birmingham, AL |
SELL
|
- |
-4.72K- 7.43% |
$281K - $282K
|
58.8K
$3.53M
|
|
|
Oct 12, 2023
Q3 2023
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-5.13K- 13.37% |
$305K - $306K
|
33.2K
$1.99M
|
|
|
Dec 01, 2023
Q3 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-5.27K- 3.58% |
$313K - $315K
|
142K
$8.5M
|
|
|
Oct 18, 2023
Q3 2023
|
Capital Market Strategies LLC
|
SELL
|
- |
-5.27K- 35.86% |
$313K - $315K
|
9.42K
$565K
|
|
|
Nov 08, 2023
Q3 2023
|
Pine Valley Investments LTD Liability CO
Marlton, NJ |
SELL
|
- |
-5.27K- 1.78% |
$313K - $315K
|
291K
$17.5M
|
|
|
Nov 08, 2023
Q3 2023
|
Ausdal Financial Partners, Inc.
Davenport, IA |
SELL
|
- |
-5.48K- 17.86% |
$325K - $327K
|
25.2K
$1.51M
|
|
|
Oct 13, 2023
Q3 2023
|
Arkadios Wealth Advisors
|
SELL
|
- |
-5.6K- 35.14% |
$333K - $335K
|
10.3K
$620K
|
|
|
Nov 13, 2023
Q3 2023
|
Ica Group Wealth Management, LLC
Denver, CO |
SELL
|
- |
-5.68K- 12.94% |
$337K - $339K
|
38.2K
$2.29M
|
|
|
Oct 24, 2023
Q3 2023
|
Stratos Wealth Advisors, LLC
|
SELL
|
- |
-6.32K- 9.72% |
$375K - $377K
|
58.7K
$3.52M
|
|
|
Nov 14, 2023
Q3 2023
|
Old Mission Capital LLC
|
SELL
|
- |
-6.35K- 26.49% |
$377K - $379K
|
17.6K
$1.06M
|
|
|
Nov 13, 2023
Q3 2023
|
Bison Wealth, LLC
|
SELL
|
- |
-6.37K- 30.12% |
$378K - $380K
|
14.8K
$885K
|
|
|
Nov 01, 2023
Q3 2023
|
Shelton Wealth Management, LLC
|
SELL
|
- |
-6.44K- 2.69% |
$383K - $384K
|
233K
$14M
|
|
|
Nov 14, 2023
Q3 2023
|
Cresset Asset Management, LLC
Chicago, IL |
SELL
|
- |
-6.6K- 18.73% |
$392K - $394K
|
28.6K
$1.72M
|
|
|
Oct 19, 2023
Q3 2023
|
Pcg Wealth Advisors, LLC
|
SELL
|
- |
-7.03K- 10.51% |
$418K - $420K
|
59.9K
$3.59M
|
|
|
Oct 25, 2023
Q3 2023
|
Bellevue Asset Management, LLC
Bellevue, WA |
SELL
|
- |
-7.06K- 12.66% |
$420K - $421K
|
48.7K
$2.92M
|
|
|
Oct 19, 2023
Q3 2023
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
SELL
|
- |
-7.4K- 41.81% |
$440K - $442K
|
10.3K
$617K
|
|
|
Nov 14, 2023
Q3 2023
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-8.39K- 22.0% |
$498K - $501K
|
29.7K
$1.78M
|
|
|
Nov 06, 2023
Q3 2023
|
Eldridge Investment Advisors, Inc.
Manchester, NH |
SELL
|
- |
-8.5K- 43.59% |
$505K - $507K
|
11K
$660K
|
|
|
Oct 25, 2023
Q3 2023
|
Monument Capital Management
|
SELL
|
- |
-8.65K- 18.3% |
$514K - $516K
|
38.6K
$2.31M
|
|
|
Nov 14, 2023
Q3 2023
|
Crabel Capital Management, LLC
Milwaukee, WI |
SELL
|
- |
-8.82K- 27.94% |
$524K - $526K
|
22.7K
$1.36M
|
|
|
Nov 02, 2023
Q3 2023
|
Welch & Forbes LLC
|
SELL
|
- |
-9.3K- 13.99% |
$552K - $555K
|
57.2K
$3.43M
|
|
|
Nov 13, 2023
Q3 2023
|
Citizens Financial Group Inc
|
SELL
|
- |
-9.56K- 11.71% |
$568K - $571K
|
72.1K
$4.32M
|
|
|
Oct 25, 2023
Q3 2023
|
Gps Wealth Strategies Group, LLC
|
SELL
|
- |
-9.84K- 9.94% |
$585K - $587K
|
89.1K
$5.34M
|
|
|
Nov 14, 2023
Q3 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-9.89K- 71.54% |
$588K - $591K
|
3.94K
$236K
|
|
|
Oct 27, 2023
Q3 2023
|
Mainsail Financial Group, LLC
Bellevue, WA |
SELL
|
- |
-10.2K- 5.77% |
$607K - $609K
|
167K
$10M
|
|
|
Oct 13, 2023
Q3 2023
|
Global Retirement Partners, LLC
|
SELL
|
- |
-10.3K- 33.86% |
$611K - $614K
|
20.1K
$1.2M
|
|
|
Oct 20, 2023
Q3 2023
|
Brookstone Capital Management
|
SELL
|
- |
-10.6K- 69.25% |
$629K - $632K
|
4.7K
$282K
|
|
|
Oct 10, 2023
Q3 2023
|
Fortem Financial Group, LLC
|
SELL
|
- |
-10.8K- 36.94% |
$639K - $642K
|
18.4K
$1.1M
|
|
|
Oct 10, 2023
Q3 2023
|
Strid Group, LLC
|
SELL
|
- |
-10.9K- 23.16% |
$648K - $651K
|
36.1K
$2.17M
|
|
|
Nov 14, 2023
Q3 2023
|
Truist Financial Corp
|
SELL
|
- |
-10.9K- 3.86% |
$648K - $651K
|
272K
$16.3M
|
|
|
Nov 13, 2023
Q3 2023
|
Private Advisory Group LLC
Redmond, WA |
SELL
|
- |
-11.1K- 16.93% |
$659K - $662K
|
54.4K
$3.26M
|
|
|
Nov 16, 2023
Q3 2023
|
Integrated Advisors Network LLC
Palos Verdes Estates, CA |
SELL
|
- |
-11.3K- 37.69% |
$669K - $672K
|
18.6K
$1.12M
|
|
|
Nov 03, 2023
Q3 2023
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-11.4K- 5.6% |
$677K - $680K
|
192K
$11.5M
|
|
|
Nov 20, 2023
Q3 2023
|
Silver Oak Securities, Inc
Jackson, TN |
SELL
|
- |
-11.9K- 37.22% |
$704K - $708K
|
20K
$1.2M
|
|
|
Oct 31, 2023
Q3 2023
|
Lunt Capital Management, Inc.
Holladay, UT |
SELL
|
- |
-11.9K- 10.25% |
$707K - $710K
|
104K
$6.24M
|
|
|
Oct 19, 2023
Q3 2023
|
Kovack Advisors, Inc.
|
SELL
|
- |
-12.7K- 44.09% |
$753K - $756K
|
16.1K
$963K
|
|
|
Nov 08, 2023
Q3 2023
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-12.9K- 2.99% |
$768K - $772K
|
420K
$25.2M
|
|
|
Nov 06, 2023
Q3 2023
|
Hbk Sorce Advisory LLC
Erie, PA |
SELL
|
- |
-13.2K- 9.85% |
$787K - $790K
|
121K
$7.27M
|
|
|
Nov 14, 2023
Q3 2023
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-13.4K- 3.96% |
$798K - $801K
|
326K
$19.5M
|
|
|
Oct 10, 2023
Q3 2023
|
Long Run Wealth Advisors, LLC
|
SELL
|
- |
-14.5K- 9.27% |
$860K - $864K
|
142K
$8.5M
|
|
|
Nov 15, 2023
Q3 2023
|
Townsquare Capital LLC
|
SELL
|
- |
-15K- 8.86% |
$890K - $894K
|
154K
$9.24M
|
|
|
Oct 10, 2023
Q3 2023
|
Towerpoint Wealth, LLC
Sacramento, CA |
SELL
|
- |
-18.9K- 17.22% |
$1.12M - $1.13M
|
90.9K
$5.45M
|
|
|
Nov 15, 2023
Q3 2023
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-19.4K- 5.95% |
$1.15M - $1.16M
|
306K
$18.4M
|
|
|
Nov 14, 2023
Q3 2023
|
Advisory Services Network, LLC
|
SELL
|
- |
-19.9K- 20.0% |
$1.18M - $1.19M
|
79.6K
$4.77M
|
|
|
Dec 04, 2023
Q3 2023
|
Tucker Asset Management LLC
Littleton, CO |
SELL
|
- |
-20.1K- 1.45% |
$1.19M - $1.2M
|
1.37M
$82M
|
|
|
Nov 08, 2023
Q3 2023
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-20.8K- 16.44% |
$1.24M - $1.24M
|
106K
$6.34M
|
|
|
Nov 08, 2023
Q3 2023
|
Aptus Capital Advisors, LLC
|
SELL
|
- |
-21.1K- 39.09% |
$1.25M - $1.26M
|
32.8K
$1.97M
|
|
|
Oct 13, 2023
Q3 2023
|
Cherry Creek Investment Advisors, Inc.
|
SELL
|
- |
-21.1K- 15.25% |
$1.25M - $1.26M
|
117K
$7.02M
|
|
|
Nov 14, 2023
Q3 2023
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-21.5K- 77.69% |
$1.28M - $1.28M
|
6.17K
$370K
|