Purchases and Sales Made in Q3 2023 in First Tr Enhanced Traded Fd Iv (FTSM)
This table provides information about the institutional ownership of First Tr Enhanced Traded Fd Iv (FTSM) during Q3 2023. The information is specifically focused on institutions that hold shares of FIRST TR ENHANCED TRADED FD IV.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-23.6K- 1.87% |
$1.4M - $1.41M
|
1.24M
$74.2M
|
|
|
Nov 09, 2023
Q3 2023
|
Citigroup Inc
|
SELL
|
- |
-23.6K- 8.47% |
$1.4M - $1.41M
|
255K
$15.3M
|
|
|
Nov 02, 2023
Q3 2023
|
1776 Wealth LLC
|
SELL
|
- |
-23.7K- 7.33% |
$1.41M - $1.41M
|
300K
$18M
|
|
|
Nov 14, 2023
Q3 2023
|
Keebeck Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-24.3K- 30.0% |
$1.44M - $1.45M
|
56.7K
$3.4M
|
|
|
Nov 14, 2023
Q3 2023
|
Raymond James Trust N.A.
|
SELL
|
- |
-26.5K- 41.63% |
$1.58M - $1.58M
|
37.2K
$2.23M
|
|
|
Nov 13, 2023
Q3 2023
|
Wintrust Investments LLC
Chicago, IL |
SELL
|
- |
-26.9K- 24.21% |
$1.6M - $1.61M
|
84.2K
$5.05M
|
|
|
Oct 12, 2023
Q3 2023
|
Sound Income Strategies, LLC
|
SELL
|
- |
-29.1K- 93.54% |
$1.73M - $1.74M
|
2.01K
$120K
|
|
|
Nov 13, 2023
Q3 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-31.4K- 4.66% |
$1.86M - $1.87M
|
642K
$38.5M
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-34K- 8.69% |
$2.02M - $2.03M
|
357K
$21.4M
|
|
|
Oct 20, 2023
Q3 2023
|
Atwood & Palmer Inc
|
SELL
|
- |
-34.3K- 64.73% |
$2.04M - $2.05M
|
18.7K
$1.12M
|
|
|
Oct 16, 2023
Q3 2023
|
Legacy Capital Wealth Partners, LLC
Little Rock, AR |
SELL
|
- |
-36.9K- 72.66% |
$2.19M - $2.2M
|
13.9K
$832K
|
|
|
Nov 09, 2023
Q3 2023
|
Td Capital Management LLC
Memphis, TN |
SELL
|
- |
-37.9K- 12.7% |
$2.25M - $2.26M
|
260K
$15.6M
|
|
|
Nov 15, 2023
Q3 2023
|
Toroso Investments, LLC
Massapequa, NY |
SELL
|
- |
-40.8K- 49.62% |
$2.42M - $2.43M
|
41.4K
$2.48M
|
|
|
Oct 12, 2023
Q3 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-41.9K- 4.51% |
$2.49M - $2.5M
|
886K
$53.1M
|
|
|
Nov 02, 2023
Q3 2023
|
Private Advisor Group, LLC
|
SELL
|
- |
-42.2K- 11.78% |
$2.51M - $2.52M
|
316K
$18.9M
|
|
|
Nov 07, 2023
Q3 2023
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-44.7K- 12.22% |
$2.66M - $2.67M
|
321K
$19.3M
|
|
|
Nov 14, 2023
Q3 2023
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-47.5K- 33.44% |
$2.83M - $2.84M
|
94.6K
$5.67M
|
|
|
Nov 02, 2023
Q3 2023
|
Tkg Advisors, LLC
|
SELL
|
- |
-48.5K- 62.41% |
$2.88M - $2.9M
|
29.2K
$1.75M
|
|
|
Nov 14, 2023
Q3 2023
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-49.2K- 18.44% |
$2.92M - $2.94M
|
218K
$13.1M
|
|
|
Oct 25, 2023
Q3 2023
|
Paul Damon & Associates, Inc.
Grand Rapids, MI |
SELL
|
- |
-49.9K- 28.75% |
$2.96M - $2.98M
|
124K
$7.41M
|
|
|
Nov 06, 2023
Q3 2023
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-50.2K- 19.25% |
$2.98M - $3M
|
210K
$12.6M
|
|
|
Nov 07, 2023
Q3 2023
|
Scarborough Advisors, LLC
Annapolis, MD |
SELL
|
- |
-50.7K- 98.06% |
$3.01M - $3.02M
|
1K
$60K
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-50.8K- 1.76% |
$3.02M - $3.03M
|
2.83M
$170M
|
|
|
Oct 12, 2023
Q3 2023
|
G&S Capital LLC
|
SELL
|
- |
-54.2K- 50.82% |
$3.22M - $3.24M
|
52.5K
$3.15M
|
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-56K- 36.39% |
$3.33M - $3.35M
|
98K
$5.87M
|
|
|
Nov 13, 2023
Q3 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-82.8K- 78.82% |
$4.92M - $4.94M
|
22.2K
$1.33M
|
|
|
Oct 11, 2023
Q3 2023
|
Ae Wealth Management LLC
|
SELL
|
- |
-89.8K- 26.5% |
$5.34M - $5.36M
|
249K
$14.9M
|
|
|
Nov 07, 2023
Q3 2023
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-101K- 21.57% |
$6M - $6.03M
|
367K
$22M
|
|
|
Nov 09, 2023
Q3 2023
|
Weitzel Financial Services, Inc.
|
SELL
|
- |
-107K- 65.49% |
$6.34M - $6.37M
|
56.2K
$3.37M
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-107K- 96.72% |
$6.35M - $6.38M
|
3.62K
$217K
|
|
|
Oct 17, 2023
Q3 2023
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-127K- 65.95% |
$7.55M - $7.58M
|
65.6K
$3.93M
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-140K- 9.65% |
$8.3M - $8.34M
|
1.31M
$78.5M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-164K- 12.23% |
$9.72M - $9.76M
|
1.17M
$70.4M
|
|
|
Oct 11, 2023
Q3 2023
|
Cwm, LLC
|
SELL
|
- |
-166K- 64.45% |
$9.85M - $9.89M
|
91.4K
$5.48M
|
|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-171K- 30.07% |
$10.2M - $10.2M
|
398K
$23.9M
|
|
|
Nov 14, 2023
Q3 2023
|
Kinloch Capital, LLC
Glen Allen, VA |
SELL
|
- |
-191K- 72.07% |
$11.4M - $11.4M
|
74K
$4.44M
|
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-198K- 13.67% |
$11.8M - $11.8M
|
1.25M
$75M
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-214K- 11.93% |
$12.7M - $12.8M
|
1.58M
$94.8M
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-234K- 19.68% |
$13.9M - $14M
|
954K
$57.2M
|
|
|
Nov 09, 2023
Q3 2023
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-239K- 31.97% |
$14.2M - $14.3M
|
509K
$30.5M
|
|
|
Oct 11, 2023
Q3 2023
|
Luken Investment Analytics, LLC
Brentwood, TN |
SELL
|
- |
-263K- 72.07% |
$15.6M - $15.7M
|
102K
$6.11M
|
|
|
Nov 08, 2023
Q3 2023
|
D.A. Davidson & Co.
|
SELL
|
- |
-283K- 75.78% |
$16.8M - $16.9M
|
90.3K
$5.42M
|
|
|
Nov 13, 2023
Q3 2023
|
Milestone Asset Management, LLC
Pittsburgh, PA |
SELL
|
- |
-334K- 98.31% |
$19.8M - $19.9M
|
5.76K
$345K
|
|
|
Nov 14, 2023
Q3 2023
|
Coppell Advisory Solutions LLC
Coppell, TX |
SELL
|
- |
-448K- 56.13% |
$26.6M - $26.7M
|
350K
$21M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-512K- 18.16% |
$30.4M - $30.5M
|
2.31M
$138M
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-727K- 7.02% |
$43.2M - $43.4M
|
9.62M
$577M
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-911K- 16.5% |
$54.2M - $54.4M
|
4.61M
$276M
|
|
|
Nov 14, 2023
Q3 2023
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-1.37M- 84.02% |
$81.3M - $81.7M
|
260K
$15.6M
|
|
|
Nov 13, 2023
Q3 2023
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-1.64M- 89.75% |
$97.7M - $98.2M
|
188K
$11.3M
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-1.82M- 11.15% |
$108M - $109M
|
14.5M
$870M
|