Purchases and Sales Made in Q4 2021 in First Tr Enhanced Traded Fd Iv (FTSM)
This table provides information about the institutional ownership of First Tr Enhanced Traded Fd Iv (FTSM) during Q4 2021. The information is specifically focused on institutions that hold shares of FIRST TR ENHANCED TRADED FD IV.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 10, 2022
Q4 2021
|
Csenge Advisory Group
|
SELL
|
- |
-25.2K- 4.06% |
$1.51M - $1.51M
|
595K
$35.6M
|
|
|
Feb 14, 2022
Q4 2021
|
Wealthsource Partners, LLC
|
SELL
|
- |
-32.4K- 13.84% |
$1.94M - $1.94M
|
202K
$12.1M
|
|
|
Jan 31, 2022
Q4 2021
|
1776 Wealth LLC
|
SELL
|
- |
-39.7K- 13.2% |
$2.38M - $2.38M
|
261K
$15.7M
|
|
|
Feb 10, 2022
Q4 2021
|
Prospera Financial Services Inc
|
SELL
|
- |
-41.3K- 38.77% |
$2.47M - $2.48M
|
65.2K
$3.91M
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-42.2K- 0.95% |
$2.52M - $2.53M
|
4.41M
$264M
|
|
|
Feb 14, 2022
Q4 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-44.3KClosed |
$2.65M - $2.66M
|
0
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Brinker Capital Investments, LLC
|
SELL
|
- |
-47K- 33.71% |
$2.81M - $2.82M
|
92.5K
$5.55M
|
|
|
Feb 09, 2022
Q4 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-48.9K- 62.53% |
$2.93M - $2.93M
|
29.3K
$1.76M
|
|
|
Feb 09, 2022
Q4 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-53.9K- 17.57% |
$3.22M - $3.23M
|
253K
$15.1M
|
|
|
Feb 10, 2022
Q4 2021
|
Private Advisor Group, LLC
|
SELL
|
- |
-56.7K- 21.76% |
$3.39M - $3.4M
|
204K
$12.2M
|
|
|
Jun 06, 2022
Q4 2021
|
Aries Wealth Management
|
SELL
|
- |
-63.6K- 85.71% |
$3.8M - $3.81M
|
10.6K
$635K
|
|
|
Feb 11, 2022
Q4 2021
|
Petix & Botte CO
|
SELL
|
- |
-75.7K- 45.58% |
$4.53M - $4.54M
|
90.4K
$5.42M
|
|
|
Jan 14, 2022
Q4 2021
|
Strategy Asset Managers LLC
|
SELL
|
- |
-84.5KClosed |
$5.05M - $5.07M
|
0
$0
|
|
|
Jan 26, 2022
Q4 2021
|
Smart Portfolios, LLC
Seattle, WA |
SELL
|
- |
-99.7K- 55.01% |
$5.96M - $5.98M
|
81.5K
$4.89M
|
|
|
Jan 31, 2022
Q4 2021
|
Harvest Investment Services, LLC
|
SELL
|
- |
-105K- 48.62% |
$6.3M - $6.31M
|
111K
$6.67M
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-121K- 36.47% |
$7.21M - $7.23M
|
210K
$12.6M
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
SELL
|
- |
-134K- 5.01% |
$7.98M - $8M
|
2.53M
$152M
|
|
|
Feb 04, 2022
Q4 2021
|
Synergy Asset Management, LLC
Bellevue, WA |
SELL
|
- |
-140K- 44.15% |
$8.35M - $8.38M
|
177K
$10.6M
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-189K- 7.49% |
$11.3M - $11.3M
|
2.33M
$140M
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-258K- 23.67% |
$15.4M - $15.4M
|
831K
$49.8M
|
|
|
Jan 28, 2022
Q4 2021
|
Financial Enhancement Group LLC
Anderson, IN |
SELL
|
- |
-276K- 58.05% |
$16.5M - $16.6M
|
200K
$12M
|
|
|
Feb 08, 2022
Q4 2021
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-315KClosed |
$18.8M - $18.9M
|
0
$0
|
|
|
Feb 17, 2022
Q4 2021
|
Iron Bridge Private Wealth, LLC
|
SELL
|
- |
-337K- 100.0% |
$20.2M - $20.2M
|
1
$60
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-441K- 13.53% |
$26.4M - $26.4M
|
2.82M
$169M
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-525K- 19.17% |
$31.4M - $31.5M
|
2.21M
$133M
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
SELL
|
- |
-1.03M- 10.55% |
$61.5M - $61.6M
|
8.72M
$523M
|
|
|
May 11, 2023
Q4 2021
|
Tucker Asset Management LLC
Littleton, CO |
SELL
|
- |
-1.49M- 99.87% |
$88.9M - $89.1M
|
1.87K
$112K
|