Purchases and Sales Made in Q3 2021 in First Trust Dorsey Wright Focu (FV)
This table provides information about the institutional ownership of First Trust Dorsey Wright Focu (FV) during Q3 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST DORSEY WRIGHT FOCU.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Oct 06, 2021
Q3 2021
|
Ifp Advisors, Inc
|
BUY
|
- |
1.47K+ 1.63% |
$66.6K - $71.4K
|
91.8K
$5.55M
|
|
Oct 13, 2021
Q3 2021
|
360 Financial, Inc.
|
BUY
|
- |
1.36K+ 12.4% |
$61.3K - $65.7K
|
12.3K
$742K
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
1.27K+ 1.7% |
$57.5K - $61.6K
|
76K
$4.59M
|
|
Nov 15, 2021
Q3 2021
|
Founders Financial Alliance, LLC
Raleigh, NC |
BUY
|
- |
1.22K+ 29.69% |
$55.3K - $59.3K
|
5.35K
$323K
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
BUY
|
- |
1.07K+ 5.1% |
$48.2K - $51.7K
|
22K
$1.33M
|
|
Oct 08, 2021
Q3 2021
|
Creative Financial Designs Inc
|
BUY
|
- |
1.07K+ 2.31% |
$48.1K - $51.6K
|
47.2K
$2.85M
|
|
Oct 07, 2021
Q3 2021
|
Pacifica Partners Inc.
|
BUY
|
- |
1.05KNew |
$47.3K - $50.8K
|
1.05K
$63.3K
|
|
Nov 12, 2021
Q3 2021
|
Tcg Advisory Services, LLC
Austin, TX |
BUY
|
- |
947+ 7.87% |
$42.8K - $45.9K
|
13K
$784K
|
|
Nov 12, 2021
Q3 2021
|
Ibex Wealth Advisors
Lebanon, NJ |
BUY
|
- |
768+ 0.44% |
$34.7K - $37.2K
|
175K
$10.6M
|
|
Oct 28, 2021
Q3 2021
|
Capital Investment Advisory Services, LLC
|
BUY
|
- |
715+ 3.39% |
$32.3K - $34.6K
|
21.8K
$1.32M
|
|
Oct 21, 2021
Q3 2021
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
688+ 9.62% |
$31.1K - $33.3K
|
7.84K
$474K
|
|
Nov 15, 2021
Q3 2021
|
Beacon Financial Advisory LLC
|
BUY
|
- |
584+ 2.96% |
$26.4K - $28.3K
|
20.3K
$1.23M
|
|
Nov 09, 2021
Q3 2021
|
Barclays PLC
London, X0 |
BUY
|
- |
573New |
$25.9K - $27.8K
|
573
$34.6K
|
|
Oct 21, 2021
Q3 2021
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
541+ 1.28% |
$24.4K - $26.2K
|
42.9K
$2.59M
|
|
Oct 20, 2021
Q3 2021
|
Signature Wealth Management Partners, LLC
|
BUY
|
- |
449+ 5.31% |
$20.3K - $21.8K
|
8.91K
$538K
|
|
Nov 12, 2021
Q3 2021
|
Bank Of Montreal
Toronto, A6 |
BUY
|
- |
390+ 9.64% |
$17.6K - $18.9K
|
4.44K
$268K
|
|
Nov 05, 2021
Q3 2021
|
Qp Wealth Management, LLC
|
BUY
|
- |
350+ 1.34% |
$15.8K - $17K
|
26.4K
$1.59M
|
|
Nov 04, 2021
Q3 2021
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
329+ 2.45% |
$14.9K - $15.9K
|
13.8K
$832K
|
|
Nov 02, 2021
Q3 2021
|
Waterfront Wealth Inc.
|
BUY
|
- |
322+ 1.47% |
$14.5K - $15.6K
|
22.3K
$1.34M
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
251+ 0.02% |
$11.3K - $12.2K
|
1.07M
$64.7M
|
|
Nov 12, 2021
Q3 2021
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
212+ 142.28% |
$9.58K - $10.3K
|
361
$21.8K
|
|
Nov 05, 2021
Q3 2021
|
Lincoln National Corp
|
BUY
|
- |
202+ 1.92% |
$9.13K - $9.79K
|
10.7K
$648K
|
|
Nov 12, 2021
Q3 2021
|
Sns Financial Group, LLC
|
BUY
|
- |
177+ 0.43% |
$8K - $8.58K
|
41.6K
$2.51M
|
|
Nov 15, 2021
Q3 2021
|
O'Dell Group, LLC
Cincinnati, OH |
BUY
|
- |
89+ 1.41% |
$4.02K - $4.31K
|
6.4K
$386K
|
|
Nov 12, 2021
Q3 2021
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
87+ 0.16% |
$3.93K - $4.22K
|
55.5K
$3.35M
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
78+ 1.96% |
$3.52K - $3.78K
|
4.05K
$245K
|
|
Oct 19, 2021
Q3 2021
|
Ballew Advisors, Inc
|
BUY
|
- |
49+ 0.24% |
$2.21K - $2.37K
|
20.2K
$1.22M
|
|
Nov 12, 2021
Q3 2021
|
Smith, Moore & Co.
Clayton, MO |
BUY
|
- |
14+ 0.04% |
$633 - $678
|
32.7K
$1.97M
|
|
Nov 10, 2021
Q3 2021
|
Us Bancorp \De\
|
BUY
|
- |
11+ 0.34% |
$497 - $533
|
3.22K
$194K
|
|
Nov 15, 2021
Q3 2021
|
Aspire Private Capital, LLC
|
BUY
|
- |
10New |
$452 - $485
|
10
$604
|
|
Nov 15, 2021
Q3 2021
|
Mutual Advisors, LLC
Casper, WY |
BUY
|
- |
3+ 0.01% |
$136 - $145
|
39.9K
$2.41M
|
|
Nov 02, 2021
Q3 2021
|
Allworth Financial LP
|
BUY
|
- |
2+ 0.05% |
$90.4 - $96.9
|
4.18K
$253K
|
|
Nov 12, 2021
Q3 2021
|
Kowal Investment Group, LLC
Waukesha, WI |
BUY
|
- |
2+ 0.04% |
$90.4 - $96.9
|
4.48K
$270K
|
|
Nov 15, 2021
Q3 2021
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
1+ 0.02% |
$45.2 - $48.5
|
5.18K
$313K
|
|
Nov 12, 2021
Q3 2021
|
Blair William & CO
Chicago, IL |
BUY
|
- |
1+ 0.08% |
$45.2 - $48.5
|
1.24K
$74.6K
|
|
Nov 10, 2021
Q3 2021
|
Fusion Capital, LLC
|
BUY
|
- |
1+ 0.02% |
$45.2 - $48.5
|
4.62K
$279K
|
|
Nov 17, 2021
Q3 2021
|
Wealth Quarterback LLC
Toms River, NJ |
BUY
|
- |
1+ 0.74% |
$45.2 - $48.5
|
137
$8.27K
|
|
Oct 18, 2021
Q3 2021
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
BUY
|
- |
1+ 0.02% |
$45.2 - $48.5
|
4.84K
$292K
|
|
Nov 05, 2021
Q3 2021
|
Srs Capital Advisors, Inc.
Denver, CO |
BUY
|
- |
1+ 0.01% |
$45.2 - $48.5
|
8.11K
$490K
|
|
Nov 04, 2021
Q3 2021
|
Keel Point, LLC
Huntsville, AL |
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
Oct 06, 2021
Q3 2021
|
Private Trust CO Na
|
SELL
|
- |
-2- 0.01% |
$90.4 - $96.9
|
31.6K
$1.91M
|
|
Nov 12, 2021
Q3 2021
|
Pensionmark Financial Group, LLC
Santa Barbara, CA |
SELL
|
- |
-15- 0.1% |
$678 - $727
|
14.9K
$900K
|
|
Nov 05, 2021
Q3 2021
|
Arq Wealth Advisors, LLC
|
SELL
|
- |
-21- 0.27% |
$949 - $1.02K
|
7.71K
$465K
|
|
Nov 03, 2021
Q3 2021
|
Minich Mac Gregor Wealth Management, LLC
|
SELL
|
- |
-27- 0.17% |
$1.22K - $1.31K
|
16.3K
$984K
|
|
Nov 15, 2021
Q3 2021
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
SELL
|
- |
-87- 0.49% |
$3.93K - $4.22K
|
17.8K
$1.07M
|
|
Nov 02, 2021
Q3 2021
|
Cutter & CO Brokerage, Inc.
|
SELL
|
- |
-95- 0.67% |
$4.29K - $4.6K
|
14K
$848K
|
|
Oct 15, 2021
Q3 2021
|
City Holding CO
|
SELL
|
- |
-100- 2.22% |
$4.52K - $4.85K
|
4.4K
$266K
|
|
Oct 19, 2021
Q3 2021
|
Professional Financial Advisors, LLC
|
SELL
|
- |
-100- 0.67% |
$4.52K - $4.85K
|
14.8K
$892K
|
|
Nov 16, 2021
Q3 2021
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-109- 1.79% |
$4.92K - $5.28K
|
6K
$362K
|
|
Oct 28, 2021
Q3 2021
|
Atlas Capital Advisors LLC
San Francisco, CA |
SELL
|
- |
-114Closed |
$5.15K - $5.52K
|
0
$0
|