Purchases and Sales Made in Q3 2021 in First Trust Dorsey Wright Focu (FV)
This table provides information about the institutional ownership of First Trust Dorsey Wright Focu (FV) during Q3 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST DORSEY WRIGHT FOCU.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 04, 2021
Q3 2021
|
Accel Wealth Management
|
SELL
|
- |
-141- 0.41% |
$6.37K - $6.83K
|
34.1K
$2.06M
|
|
|
Nov 15, 2021
Q3 2021
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-146- 2.09% |
$6.6K - $7.08K
|
6.84K
$413K
|
|
|
Oct 27, 2021
Q3 2021
|
Center For Financial Planning, Inc.
Southfied, MI |
SELL
|
- |
-147Closed |
$6.64K - $7.12K
|
0
$0
|
|
|
Oct 14, 2021
Q3 2021
|
Clear Creek Financial Management, LLC
|
SELL
|
- |
-152- 0.75% |
$6.87K - $7.37K
|
20.1K
$1.21M
|
|
|
Dec 14, 2021
Q3 2021
|
Strategy Asset Managers LLC
|
SELL
|
- |
-175- 2.9% |
$7.91K - $8.48K
|
5.86K
$354K
|
|
|
Nov 05, 2021
Q3 2021
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-197- 0.34% |
$8.9K - $9.55K
|
57.9K
$3.5M
|
|
|
Nov 02, 2021
Q3 2021
|
Hcr Wealth Advisors
Los Angeles, CA |
SELL
|
- |
-200- 1.7% |
$9.04K - $9.69K
|
11.6K
$698K
|
|
|
Oct 20, 2021
Q3 2021
|
Stone X Group Inc.
|
SELL
|
- |
-216- 1.88% |
$9.76K - $10.5K
|
11.3K
$682K
|
|
|
Oct 27, 2021
Q3 2021
|
Thoroughbred Financial Services, LLC
|
SELL
|
- |
-238- 2.34% |
$10.8K - $11.5K
|
9.95K
$601K
|
|
|
Nov 05, 2021
Q3 2021
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
SELL
|
- |
-250- 25.0% |
$11.3K - $12.1K
|
750
$45.3K
|
|
|
Nov 12, 2021
Q3 2021
|
Psi Advisors, LLC
|
SELL
|
- |
-252- 58.6% |
$11.4K - $12.2K
|
178
$10.7K
|
|
|
Nov 16, 2021
Q3 2021
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-318- 8.79% |
$14.4K - $15.4K
|
3.3K
$199K
|
|
|
Nov 12, 2021
Q3 2021
|
Keystone Financial Group
|
SELL
|
- |
-341- 0.64% |
$15.4K - $16.5K
|
52.6K
$3.18M
|
|
|
Nov 04, 2021
Q3 2021
|
Affinity Wealth Management LLC
Wilmington, DE |
SELL
|
- |
-413- 1.06% |
$18.7K - $20K
|
38.6K
$2.33M
|
|
|
Oct 14, 2021
Q3 2021
|
Capital Asset Advisory Services LLC
Haslett, MI |
SELL
|
- |
-431- 3.02% |
$19.5K - $20.9K
|
13.8K
$836K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-481- 4.66% |
$21.7K - $23.3K
|
9.85K
$595K
|
|
|
Nov 04, 2021
Q3 2021
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-590Closed |
$26.7K - $28.6K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Acorn Wealth Advisors, LLC
Grand Blanc, MI |
SELL
|
- |
-620- 5.58% |
$28K - $30K
|
10.5K
$633K
|
|
|
Nov 12, 2021
Q3 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-778- 1.01% |
$35.2K - $37.7K
|
76.6K
$4.63M
|
|
|
Nov 01, 2021
Q3 2021
|
Ae Wealth Management LLC
|
SELL
|
- |
-822- 10.5% |
$37.1K - $39.8K
|
7.01K
$423K
|
|
|
Nov 01, 2021
Q3 2021
|
Ausdal Financial Partners, Inc.
Davenport, IA |
SELL
|
- |
-957- 3.13% |
$43.2K - $46.4K
|
29.6K
$1.79M
|
|
|
Oct 28, 2021
Q3 2021
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-968- 3.42% |
$43.7K - $46.9K
|
27.3K
$1.65M
|
|
|
Oct 18, 2021
Q3 2021
|
Raymond James Trust N.A.
|
SELL
|
- |
-1.14K- 3.9% |
$51.6K - $55.4K
|
28.1K
$1.7M
|
|
|
Oct 02, 2024
Q3 2021
|
Cannon Financial Strategists, Inc.
Athens, GA |
SELL
|
- |
-1.17KClosed |
$52.7K - $56.5K
|
0
$0
|
|
|
Apr 19, 2024
Q3 2021
|
Ashton Thomas Private Wealth, LLC
Scottsdale, AZ |
SELL
|
- |
-1.2K- 1.03% |
$54.1K - $58.1K
|
115K
$6.93M
|
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-1.34K- 0.31% |
$60.4K - $64.8K
|
424K
$25.6M
|
|
|
Nov 08, 2021
Q3 2021
|
Trustcore Financial Services, LLC
|
SELL
|
- |
-1.45K- 67.44% |
$65.5K - $70.3K
|
700
$42.3K
|
|
|
Nov 12, 2021
Q3 2021
|
Sargent Investment Group, LLC
|
SELL
|
- |
-1.5K- 7.68% |
$67.8K - $72.7K
|
18K
$1.09M
|
|
|
Nov 15, 2021
Q3 2021
|
Golden State Wealth Management, LLC
Santa Ana, CA |
SELL
|
- |
-1.58K- 2.92% |
$71.2K - $76.4K
|
52.5K
$3.17M
|
|
|
Nov 05, 2021
Q3 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-1.7K- 5.76% |
$76.7K - $82.3K
|
27.8K
$1.68M
|
|
|
Nov 12, 2021
Q3 2021
|
Wintrust Investments LLC
Chicago, IL |
SELL
|
- |
-1.96K- 2.6% |
$88.5K - $94.9K
|
73.2K
$4.42M
|
|
|
Oct 19, 2021
Q3 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-2.02K- 3.51% |
$91.2K - $97.8K
|
55.5K
$3.35M
|
|
|
Oct 22, 2021
Q3 2021
|
Private Advisory Group LLC
Redmond, WA |
SELL
|
- |
-2.29K- 12.18% |
$103K - $111K
|
16.5K
$997K
|
|
|
Nov 09, 2021
Q3 2021
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-2.34K- 2.07% |
$106K - $113K
|
111K
$6.67M
|
|
|
Nov 12, 2021
Q3 2021
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-2.55K- 7.79% |
$115K - $123K
|
30.1K
$1.82M
|
|
|
Oct 12, 2021
Q3 2021
|
Ifg Advisory, LLC
|
SELL
|
- |
-2.61K- 10.95% |
$118K - $126K
|
21.2K
$1.28M
|
|
|
Nov 12, 2021
Q3 2021
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-3.22KClosed |
$146K - $156K
|
0
$0
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-3.33K- 5.72% |
$150K - $161K
|
54.9K
$3.31M
|
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-3.66K- 7.9% |
$165K - $177K
|
42.6K
$2.57M
|
|
|
Nov 15, 2021
Q3 2021
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-3.73K- 19.83% |
$169K - $181K
|
15.1K
$911K
|
|
|
Nov 15, 2021
Q3 2021
|
First Heartland Consultants, Inc.
|
SELL
|
- |
-3.93K- 3.72% |
$178K - $190K
|
102K
$6.14M
|
|
|
Nov 12, 2021
Q3 2021
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-3.96K- 6.49% |
$179K - $192K
|
57.1K
$3.45M
|
|
|
Nov 12, 2021
Q3 2021
|
Meridian Wealth Advisors, LLC
|
SELL
|
- |
-4.25KClosed |
$192K - $206K
|
0
$0
|
|
|
Oct 19, 2021
Q3 2021
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-4.36K- 3.92% |
$197K - $211K
|
107K
$6.46M
|
|
|
Nov 15, 2021
Q3 2021
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-4.97K- 9.14% |
$225K - $241K
|
49.4K
$2.98M
|
|
|
Oct 26, 2021
Q3 2021
|
Mayflower Financial Advisors, LLC
|
SELL
|
- |
-5.14KClosed |
$232K - $249K
|
0
$0
|
|
|
Oct 26, 2021
Q3 2021
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-7.81KClosed |
$353K - $379K
|
0
$0
|
|
|
Oct 14, 2021
Q3 2021
|
Davenport & CO LLC
|
SELL
|
- |
-7.88K- 30.26% |
$356K - $382K
|
18.2K
$1.1M
|
|
|
Nov 10, 2021
Q3 2021
|
Cx Institutional
|
SELL
|
- |
-8.86K- 5.99% |
$400K - $429K
|
139K
$8.39M
|
|
|
Nov 12, 2021
Q3 2021
|
Bank Of New York Mellon Corp
New York, NY |
SELL
|
- |
-10.2KClosed |
$462K - $496K
|
0
$0
|