Purchases and Sales Made in Q4 2023 in First Trust Dorsey Wright Focu (FV)
This table provides information about the institutional ownership of First Trust Dorsey Wright Focu (FV) during Q4 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST DORSEY WRIGHT FOCU.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 09, 2024
Q4 2023
|
Citigroup Inc
|
SELL
|
- |
-973- 0.87% |
$40.1K - $50.9K
|
111K
$6.75M
|
|
|
Feb 13, 2024
Q4 2023
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-1.05K- 2.05% |
$43.1K - $54.7K
|
50K
$3.05M
|
|
|
Feb 07, 2024
Q4 2023
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-1.06K- 98.05% |
$43.5K - $55.3K
|
21
$1.28K
|
|
|
Feb 14, 2024
Q4 2023
|
Regal Investment Advisors LLC
Kentwood, MI |
SELL
|
- |
-1.32K- 0.88% |
$54.5K - $69.2K
|
149K
$9.09M
|
|
|
Jan 10, 2024
Q4 2023
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-1.49K- 6.92% |
$61.3K - $77.8K
|
20K
$1.22M
|
|
|
Jan 22, 2024
Q4 2023
|
Sns Financial Group, LLC
|
SELL
|
- |
-1.54K- 7.48% |
$63.4K - $80.5K
|
19K
$1.16M
|
|
|
Feb 07, 2024
Q4 2023
|
Acorn Wealth Advisors, LLC
Grand Blanc, MI |
SELL
|
- |
-1.82K- 30.33% |
$75K - $95.3K
|
4.18K
$255K
|
|
|
Feb 09, 2024
Q4 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-1.84K- 20.14% |
$75.6K - $96.1K
|
7.28K
$444K
|
|
|
Feb 06, 2024
Q4 2023
|
Axxcess Wealth Management, LLC
Carlsbad, CA |
SELL
|
- |
-1.89K- 19.16% |
$77.9K - $98.9K
|
7.98K
$486K
|
|
|
Feb 14, 2024
Q4 2023
|
Ae Wealth Management LLC
|
SELL
|
- |
-1.93K- 1.68% |
$79.4K - $101K
|
113K
$6.89M
|
|
|
Feb 14, 2024
Q4 2023
|
Visionary Wealth Advisors
O'fallon, IL |
SELL
|
- |
-1.98K- 10.27% |
$81.6K - $104K
|
17.3K
$1.06M
|
|
|
Feb 14, 2024
Q4 2023
|
Trustmark National Bank Trust Department
Jackson, MS |
SELL
|
- |
-1.99K- 12.16% |
$82K - $104K
|
14.4K
$877K
|
|
|
Feb 15, 2024
Q4 2023
|
O'Dell Group, LLC
Cincinnati, OH |
SELL
|
- |
-2.19K- 12.73% |
$90.3K - $115K
|
15K
$916K
|
|
|
Jan 19, 2024
Q4 2023
|
Signature Wealth Management Partners, LLC
|
SELL
|
- |
-2.27K- 31.05% |
$93.5K - $119K
|
5.04K
$308K
|
|
|
Feb 01, 2024
Q4 2023
|
Cwm, LLC
|
SELL
|
- |
-2.28K- 0.79% |
$93.7K - $119K
|
286K
$17.4M
|
|
|
Feb 13, 2024
Q4 2023
|
Fifth Third Securities, Inc.
|
SELL
|
- |
-2.46K- 3.39% |
$101K - $129K
|
70K
$4.27M
|
|
|
Jan 22, 2024
Q4 2023
|
Retirement Guys Formula LLC
|
SELL
|
- |
-2.51K- 5.27% |
$103K - $131K
|
45K
$2.75M
|
|
|
Feb 14, 2024
Q4 2023
|
Guardian Wealth Advisors, LLC
Raleigh, NC |
SELL
|
- |
-2.88K- 56.16% |
$119K - $151K
|
2.25K
$137K
|
|
|
Feb 13, 2024
Q4 2023
|
Aptus Capital Advisors, LLC
|
SELL
|
- |
-2.88K- 56.16% |
$119K - $151K
|
2.25K
$137K
|
|
|
May 15, 2024
Q4 2023
|
Pom Investment Strategies, LLC
Raleigh, NC |
SELL
|
- |
-2.94K- 3.08% |
$121K - $154K
|
92.6K
$5.65M
|
|
|
Feb 09, 2024
Q4 2023
|
Us Bancorp \De\
|
SELL
|
- |
-3.03K- 10.99% |
$125K - $159K
|
24.5K
$1.5M
|
|
|
Jan 12, 2024
Q4 2023
|
Sky Oak Wealth, LLC
|
SELL
|
- |
-3.14K- 2.55% |
$129K - $164K
|
120K
$7.31M
|
|
|
Feb 13, 2024
Q4 2023
|
Stephens Inc
|
SELL
|
- |
-3.15K- 12.27% |
$130K - $165K
|
22.5K
$1.37M
|
|
|
Feb 07, 2024
Q4 2023
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-3.43K- 28.19% |
$141K - $180K
|
8.74K
$533K
|
|
|
Jan 22, 2024
Q4 2023
|
Claro Advisors LLC
Boston, MA |
SELL
|
- |
-3.64K- 4.22% |
$150K - $190K
|
82.6K
$5.04M
|
|
|
Jan 30, 2024
Q4 2023
|
Lunt Capital Management, Inc.
Holladay, UT |
SELL
|
- |
-3.68K- 14.68% |
$152K - $193K
|
21.4K
$1.31M
|
|
|
Feb 14, 2024
Q4 2023
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-3.83K- 5.61% |
$158K - $200K
|
64.5K
$3.93M
|
|
|
Jan 09, 2024
Q4 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-4K- 3.76% |
$165K - $209K
|
102K
$6.24M
|
|
|
Feb 16, 2024
Q4 2023
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-4.2K- 11.56% |
$173K - $220K
|
32.1K
$1.96M
|
|
|
Jan 12, 2024
Q4 2023
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-4.64K- 10.52% |
$191K - $243K
|
39.4K
$2.41M
|
|
|
Jan 29, 2024
Q4 2023
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-4.97K- 29.85% |
$205K - $260K
|
11.7K
$713K
|
|
|
Feb 08, 2024
Q4 2023
|
Level Four Advisory Services, LLC
Dallas, TX |
SELL
|
- |
-5.74K- 17.0% |
$236K - $300K
|
28K
$1.71M
|
|
|
Feb 14, 2024
Q4 2023
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-5.91K- 1.94% |
$243K - $309K
|
299K
$18.2M
|
|
|
Feb 12, 2024
Q4 2023
|
Stone X Group Inc.
|
SELL
|
- |
-6.16K- 25.01% |
$254K - $322K
|
18.5K
$1.13M
|
|
|
Jan 31, 2024
Q4 2023
|
Onyx Bridge Wealth Group LLC
|
SELL
|
- |
-6.31K- 45.81% |
$260K - $330K
|
7.47K
$456K
|
|
|
Jan 23, 2024
Q4 2023
|
Householder Group Estate & Retirement Specialist, LLC
|
SELL
|
- |
-7.99K- 82.19% |
$329K - $418K
|
1.73K
$106K
|
|
|
Jan 24, 2024
Q4 2023
|
Arkadios Wealth Advisors
|
SELL
|
- |
-8.75K- 13.75% |
$361K - $458K
|
54.9K
$3.35M
|
|
|
Feb 01, 2024
Q4 2023
|
National Wealth Management Group, LLC
Cincinnati, OH |
SELL
|
- |
-8.98K- 21.3% |
$370K - $470K
|
33.2K
$2.02M
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
SELL
|
- |
-9.44K- 22.49% |
$389K - $494K
|
32.5K
$1.98M
|
|
|
Feb 14, 2024
Q4 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-9.52K- 20.79% |
$392K - $498K
|
36.3K
$2.21M
|
|
|
Jan 11, 2024
Q4 2023
|
Affinity Wealth Management LLC
Wilmington, DE |
SELL
|
- |
-10.3K- 6.91% |
$423K - $537K
|
138K
$8.44M
|
|
|
Jan 30, 2024
Q4 2023
|
Keel Point, LLC
Huntsville, AL |
SELL
|
- |
-10.4K- 70.47% |
$428K - $544K
|
4.35K
$265K
|
|
|
Feb 14, 2024
Q4 2023
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-10.7K- 6.3% |
$440K - $559K
|
159K
$9.68M
|
|
|
Feb 08, 2024
Q4 2023
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-10.7K- 58.32% |
$440K - $559K
|
7.63K
$466K
|
|
|
Feb 12, 2024
Q4 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-12K- 6.0% |
$494K - $628K
|
188K
$11.5M
|
|
|
Feb 14, 2024
Q4 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
SELL
|
- |
-12.3K- 46.62% |
$505K - $642K
|
14K
$857K
|
|
|
Feb 06, 2024
Q4 2023
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
SELL
|
- |
-12.4K- 11.06% |
$511K - $649K
|
99.8K
$6.09M
|
|
|
Jan 30, 2024
Q4 2023
|
Wealth Enhancement Advisory Services, LLC
|
SELL
|
- |
-13.3K- 28.79% |
$546K - $694K
|
32.8K
$2M
|
|
|
Feb 14, 2024
Q4 2023
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-16.1K- 79.12% |
$662K - $842K
|
4.24K
$259K
|
|
|
Feb 06, 2024
Q4 2023
|
Private Advisor Group, LLC
|
SELL
|
- |
-16.2K- 4.82% |
$669K - $850K
|
321K
$19.6M
|