Purchases and Sales Made in Q4 2023 in First Trust Dorsey Wright Focu (FV)
This table provides information about the institutional ownership of First Trust Dorsey Wright Focu (FV) during Q4 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST DORSEY WRIGHT FOCU.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 05, 2024
Q4 2023
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-17.1K- 26.8% |
$704K - $894K
|
46.7K
$2.85M
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-17.8K- 4.46% |
$731K - $929K
|
380K
$23.2M
|
|
|
Feb 14, 2024
Q4 2023
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-19.1K- 19.99% |
$786K - $999K
|
76.4K
$4.66M
|
|
|
Jan 25, 2024
Q4 2023
|
Rfg Advisory, LLC
Birmingham, AL |
SELL
|
- |
-23.3K- 69.55% |
$960K - $1.22M
|
10.2K
$622K
|
|
|
Apr 19, 2024
Q4 2023
|
Ashton Thomas Private Wealth, LLC
Scottsdale, AZ |
SELL
|
- |
-27K- 10.62% |
$1.11M - $1.41M
|
227K
$13.8M
|
|
|
Feb 12, 2024
Q4 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-28K- 6.75% |
$1.15M - $1.47M
|
387K
$23.6M
|
|
|
Feb 12, 2024
Q4 2023
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-39K- 17.52% |
$1.61M - $2.04M
|
183K
$11.2M
|
|
|
Jan 09, 2024
Q4 2023
|
Db Wealth Management Group, LLC
San Diego, CA |
SELL
|
- |
-40.2K- 30.78% |
$1.66M - $2.1M
|
90.4K
$5.51M
|
|
|
Jan 26, 2024
Q4 2023
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-41.4K- 34.44% |
$1.71M - $2.17M
|
78.9K
$4.81M
|
|
|
Feb 01, 2024
Q4 2023
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-43.1K- 37.07% |
$1.78M - $2.26M
|
73.2K
$4.47M
|
|
|
Feb 14, 2024
Q4 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-43.7K- 71.89% |
$1.8M - $2.29M
|
17.1K
$1.04M
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-44.4K- 25.47% |
$1.83M - $2.32M
|
130K
$7.92M
|
|
|
Feb 14, 2024
Q4 2023
|
Mariner, LLC
Overland Park, KS |
SELL
|
- |
-46.7K- 45.51% |
$1.92M - $2.45M
|
55.9K
$3.41M
|
|
|
Jan 17, 2024
Q4 2023
|
Pfg Investments, LLC
Woodbury, NY |
SELL
|
- |
-51.7K- 39.31% |
$2.13M - $2.71M
|
79.8K
$4.87M
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-59.2K- 3.32% |
$2.44M - $3.1M
|
1.72M
$105M
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-59.4K- 5.38% |
$2.45M - $3.11M
|
1.05M
$63.8M
|
|
|
Feb 07, 2024
Q4 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-60K- 10.39% |
$2.47M - $3.14M
|
518K
$31.6M
|
|
|
Feb 13, 2024
Q4 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-74K- 15.39% |
$3.05M - $3.87M
|
407K
$24.8M
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-85.8K- 2.79% |
$3.53M - $4.49M
|
2.99M
$183M
|
|
|
Jan 22, 2024
Q4 2023
|
Secure Asset Management, LLC
|
SELL
|
- |
-93.2K- 37.56% |
$3.84M - $4.88M
|
155K
$9.45M
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-105K- 2.47% |
$4.32M - $5.49M
|
4.13M
$252M
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-120K- 10.07% |
$4.93M - $6.27M
|
1.07M
$65.2M
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-211K- 13.15% |
$8.68M - $11M
|
1.39M
$84.9M
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-476K- 6.33% |
$19.6M - $24.9M
|
7.04M
$430M
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-509K- 10.79% |
$21M - $26.6M
|
4.21M
$257M
|
|
|
Jan 25, 2024
Q4 2023
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-576K- 98.06% |
$23.7M - $30.2M
|
11.4K
$695K
|
|
|
Feb 14, 2024
Q4 2023
|
Prospera Financial Services Inc
|
SELL
|
- |
-688K- 40.6% |
$28.3M - $36M
|
1.01M
$61.4M
|