Latest Institutional Sells of First Trust Small Cap Growth A (FYC)
This list provides information on the latest institutional transactions involving First Trust Small Cap Growth A (FYC) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2020
Q3 2020
|
Quadrant Capital Group LLC
Cincinnati, OH |
SELL
|
- |
-330Closed |
$13.7K - $16.2K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-100Closed |
$4.16K - $4.92K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Aug 14, 2020
Q2 2020
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-12.1KClosed |
$360K - $532K
|
0
$0
|
|
|
Mar 24, 2023
Q2 2020
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-294- 12.14% |
$8.73K - $12.9K
|
2.13K
$169K
|
|
| Q1 2020 | |||||||
|
Jan 08, 2024
Q1 2020
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-70KClosed |
$1.93M - $3.4M
|
0
$0
|
|
|
May 13, 2020
Q1 2020
|
Credit Suisse Ag
Zurich, V8 |
SELL
|
- |
-58.8KClosed |
$1.62M - $2.86M
|
0
$0
|
|
|
May 05, 2020
Q1 2020
|
D.A. Davidson & Co.
|
SELL
|
- |
-46.4KClosed |
$1.28M - $2.26M
|
0
$0
|
|
|
May 18, 2020
Q1 2020
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-10.3KClosed |
$285K - $502K
|
0
$0
|
|
|
Apr 29, 2020
Q1 2020
|
Qp Wealth Management, LLC
|
SELL
|
- |
-5.27KClosed |
$145K - $256K
|
0
$0
|
|
|
Apr 28, 2020
Q1 2020
|
Capital Wealth Alliance, LLC
|
SELL
|
- |
-1.94KClosed |
$53.6K - $94.5K
|
0
$0
|
|
|
Apr 21, 2020
Q1 2020
|
Optimum Investment Advisors
|
SELL
|
- |
-1.49K- 93.13% |
$41.2K - $72.6K
|
110
$8.72K
|
|
|
Apr 23, 2020
Q1 2020
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-380Closed |
$10.5K - $18.5K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Jan 24, 2020
Q4 2019
|
Ibex Wealth Advisors
Lebanon, NJ |
SELL
|
- |
-50.8KClosed |
$2.17M - $2.38M
|
0
$0
|
|
|
Jan 16, 2020
Q4 2019
|
Hbw Advisory Services LLC
|
SELL
|
- |
-10.3KClosed |
$437K - $480K
|
0
$0
|
|
|
Jan 28, 2020
Q4 2019
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
SELL
|
- |
-6.9KClosed |
$294K - $323K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Oct 11, 2019
Q3 2019
|
Clarus Wealth Advisors
|
SELL
|
- |
-1.3KClosed |
$56.9K - $61.2K
|
0
$0
|
|
|
Oct 22, 2019
Q3 2019
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-400Closed |
$17.5K - $18.8K
|
0
$0
|
|
|
Nov 13, 2019
Q3 2019
|
Plante Moran Financial Advisors, LLC
|
SELL
|
- |
-195Closed |
$8.53K - $9.19K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 07, 2019
Q2 2019
|
Legacy Financial Advisors, Inc.
|
SELL
|
- |
-850Closed |
$37K - $40.4K
|
0
$0
|
|
|
Jul 23, 2019
Q2 2019
|
Northwest Wealth Management, LLC
|
SELL
|
- |
-465Closed |
$20.2K - $22.1K
|
0
$0
|
|
|
Jul 19, 2019
Q2 2019
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-235Closed |
$10.2K - $11.2K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 03, 2019
Q1 2019
|
Lex Aurum Advisors, LLC
|
SELL
|
- |
-40.6KClosed |
$1.58M - $1.91M
|
0
$0
|
|
|
May 06, 2019
Q1 2019
|
Riggs Asset Managment Co. Inc.
|
SELL
|
- |
-1.45KClosed |
$56.8K - $68.3K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Jan 28, 2019
Q4 2018
|
Merriman Wealth Management, LLC
|
SELL
|
- |
-30.7KClosed |
$1.15M - $1.58M
|
0
$0
|
|
|
Jan 18, 2019
Q4 2018
|
Lvz, Inc.
|
SELL
|
- |
-8.72KClosed |
$325K - $449K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 13, 2018
Q3 2018
|
B. Riley Financial, Inc.
Los Angeles, CA |
SELL
|
- |
-22.7KClosed |
$1.09M - $1.2M
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-2.43KClosed |
$117K - $129K
|
0
$0
|
|
|
Oct 16, 2018
Q3 2018
|
Global Trust Asset Management, LLC
|
SELL
|
- |
-1.8KClosed |
$86.8K - $95.6K
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Acorn Wealth Advisors, LLC
Grand Blanc, MI |
SELL
|
- |
-256Closed |
$12.3K - $13.6K
|
0
$0
|
|
|
Nov 15, 2018
Q3 2018
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-239Closed |
$11.5K - $12.7K
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 08, 2018
Q1 2018
|
Advisor Net Financial, Inc
|
SELL
|
- |
-1.08KClosed |
$44K - $48.6K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Feb 09, 2018
Q4 2017
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-14.1KClosed |
$572K - $607K
|
0
$0
|
|
|
Jan 24, 2018
Q4 2017
|
Sg Americas Securities, LLC
|
SELL
|
- |
-4.83KClosed |
$195K - $207K
|
0
$0
|
|
| Q2 2017 | |||||||
|
Aug 15, 2017
Q2 2017
|
Assetmark, Inc
|
SELL
|
- |
-74Closed |
N/A
|
0
$0
|
|