Purchases and Sales Made in Q1 2022 in First Trust Small Cap Growth A (FYC)
This table provides information about the institutional ownership of First Trust Small Cap Growth A (FYC) during Q1 2022. The information is specifically focused on institutions that hold shares of FIRST TRUST SMALL CAP GROWTH A.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 16, 2022
Q1 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
70K+ 46.79% |
$4.36M - $5.26M
|
219K
$18.5M
|
|
May 16, 2022
Q1 2022
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
33.7KNew |
$2.1M - $2.53M
|
33.7K
$2.83M
|
|
Apr 26, 2022
Q1 2022
|
Avestar Capital, LLC
|
BUY
|
- |
25.6K+ 24.21% |
$1.6M - $1.92M
|
131K
$11M
|
|
Oct 27, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
24.2K+ 14.6% |
$1.51M - $1.82M
|
190K
$16M
|
|
May 09, 2022
Q1 2022
|
Csenge Advisory Group
|
BUY
|
- |
20.3K+ 27.48% |
$1.26M - $1.52M
|
94.1K
$7.91M
|
|
May 04, 2022
Q1 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
19.7K+ 86.06% |
$1.23M - $1.48M
|
42.5K
$3.57M
|
|
May 12, 2022
Q1 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
17.5K+ 56.84% |
$1.09M - $1.31M
|
48.2K
$4.05M
|
|
Mar 21, 2023
Q1 2022
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
16.2K+ 128.05% |
$1.01M - $1.22M
|
28.9K
$2.43M
|
|
May 16, 2022
Q1 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
15.8KNew |
$987K - $1.19M
|
15.8K
$1.33M
|
|
Sep 06, 2022
Q1 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
11.7K+ 33.43% |
$729K - $878K
|
46.6K
$3.92M
|
|
Aug 08, 2022
Q1 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
9.32K+ 36.35% |
$581K - $700K
|
34.9K
$2.94M
|
|
May 17, 2022
Q1 2022
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
9.11KNew |
$568K - $685K
|
9.11K
$766K
|
|
May 09, 2022
Q1 2022
|
Moneco Advisors, LLC
Fairfield, CT |
BUY
|
- |
6.5K+ 14.58% |
$405K - $488K
|
51K
$4.29M
|
|
May 13, 2022
Q1 2022
|
Money Concepts Capital Corp
|
BUY
|
- |
5.87KNew |
$366K - $441K
|
5.87K
$494K
|
|
May 13, 2022
Q1 2022
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
5.54KNew |
$345K - $416K
|
5.54K
$465K
|
|
May 16, 2022
Q1 2022
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
4.91K+ 153.53% |
$306K - $369K
|
8.11K
$682K
|
|
May 12, 2022
Q1 2022
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
4.57KNew |
$285K - $343K
|
4.57K
$384K
|
|
May 02, 2022
Q1 2022
|
Atria Investments LLC
Charlotte, NC |
BUY
|
- |
3.89K+ 7.76% |
$242K - $292K
|
54K
$4.54M
|
|
May 04, 2022
Q1 2022
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
3.43KNew |
$214K - $258K
|
3.43K
$289K
|
|
May 04, 2022
Q1 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
3.21K+ 37.87% |
$200K - $241K
|
11.7K
$981K
|
|
Apr 27, 2022
Q1 2022
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
3.09KNew |
$192K - $232K
|
3.09K
$259K
|
|
Jul 14, 2022
Q1 2022
|
Global Retirement Partners, LLC
|
BUY
|
- |
1.04KNew |
$64.6K - $77.8K
|
1.04K
$87.1K
|
|
Apr 26, 2022
Q1 2022
|
Newbridge Financial Services Group, Inc.
|
BUY
|
- |
1KNew |
$62.4K - $75.1K
|
1K
$84.1K
|
|
Apr 20, 2022
Q1 2022
|
Independent Wealth Network Inc.
|
BUY
|
- |
757+ 13.76% |
$47.2K - $56.9K
|
6.26K
$526K
|
|
May 04, 2022
Q1 2022
|
Prospera Financial Services Inc
|
BUY
|
- |
546New |
$34.1K - $41K
|
546
$45.9K
|
|
May 09, 2022
Q1 2022
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
489+ 75.0% |
$30.5K - $36.7K
|
1.14K
$95.9K
|
|
May 13, 2022
Q1 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
481+ 244.16% |
$30K - $36.1K
|
678
$57K
|
|
May 13, 2022
Q1 2022
|
Waterfront Wealth Inc.
|
BUY
|
- |
465+ 14.46% |
$29K - $34.9K
|
3.68K
$309K
|
|
May 12, 2022
Q1 2022
|
Capital Analysts, LLC
Fort Washington, PA |
BUY
|
- |
380New |
$23.7K - $28.6K
|
380
$31.9K
|
|
Apr 20, 2022
Q1 2022
|
Hfg Advisors, Inc.
|
BUY
|
- |
369+ 3.7% |
$23K - $27.7K
|
10.4K
$870K
|
|
May 04, 2022
Q1 2022
|
Janney Montgomery Scott LLC
|
BUY
|
- |
274+ 4.27% |
$17.1K - $20.6K
|
6.7K
$563K
|
|
Apr 19, 2022
Q1 2022
|
Wedbush Securities Inc
|
BUY
|
- |
208+ 2.17% |
$13K - $15.6K
|
9.78K
$822K
|
|
Apr 21, 2022
Q1 2022
|
Cornerstone Wealth Management, LLC
|
BUY
|
- |
66+ 1.07% |
$4.12K - $4.96K
|
6.24K
$525K
|
|
May 09, 2022
Q1 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
May 02, 2022
Q1 2022
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-8- 40.0% |
$499 - $601
|
12
$1.01K
|
|
Apr 26, 2022
Q1 2022
|
Confluence Wealth Services, Inc.
Mcmurray, PA |
SELL
|
- |
-25Closed |
$1.56K - $1.88K
|
0
$0
|
|
Jan 02, 2024
Q1 2022
|
Southland Equity Partners LLC
Wildwood, MO |
SELL
|
- |
-70- 2.2% |
$4.37K - $5.26K
|
3.11K
$262K
|
|
May 11, 2022
Q1 2022
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-74- 1.38% |
$4.62K - $5.56K
|
5.29K
$444K
|
|
Apr 28, 2022
Q1 2022
|
Ahrens Investment Partners LLC
|
SELL
|
- |
-75- 28.52% |
$4.68K - $5.64K
|
188
$15.8K
|
|
Apr 18, 2022
Q1 2022
|
Spire Wealth Management
|
SELL
|
- |
-175- 12.51% |
$10.9K - $13.1K
|
1.22K
$103K
|
|
Apr 28, 2022
Q1 2022
|
Ahl Investment Management, Inc.
|
SELL
|
- |
-200Closed |
$12.5K - $15K
|
0
$0
|
|
May 11, 2022
Q1 2022
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-351Closed |
$21.9K - $26.4K
|
0
$0
|
|
May 20, 2022
Q1 2022
|
Cornerstone Advisory, LLC
|
SELL
|
- |
-376Closed |
$23.5K - $28.3K
|
0
$0
|
|
May 12, 2022
Q1 2022
|
Db Wealth Management Group, LLC
San Diego, CA |
SELL
|
- |
-387Closed |
$24.1K - $29.1K
|
0
$0
|
|
May 12, 2022
Q1 2022
|
Transamerica Financial Advisors, Inc.
Clearwater, FL |
SELL
|
- |
-460- 94.85% |
$28.7K - $34.6K
|
25
$2.1K
|
|
Apr 11, 2022
Q1 2022
|
Strid Group, LLC
|
SELL
|
- |
-462- 2.9% |
$28.8K - $34.7K
|
15.5K
$1.3M
|
|
May 04, 2022
Q1 2022
|
Ifg Advisory, LLC
|
SELL
|
- |
-534- 11.13% |
$33.3K - $40.1K
|
4.26K
$358K
|
|
Apr 26, 2022
Q1 2022
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-558- 3.24% |
$34.8K - $41.9K
|
16.7K
$1.4M
|
|
Apr 29, 2022
Q1 2022
|
Total Clarity Wealth Management, Inc.
|
SELL
|
- |
-563Closed |
$35.1K - $42.3K
|
0
$0
|
|
May 03, 2022
Q1 2022
|
Clearwater Capital Advisors, LLC
|
SELL
|
- |
-866- 7.56% |
$54K - $65.1K
|
10.6K
$890K
|