Purchases and Sales Made in Q1 2023 in First Trust Small Cap Growth A (FYC)
This table provides information about the institutional ownership of First Trust Small Cap Growth A (FYC) during Q1 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST SMALL CAP GROWTH A.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 14, 2023
Q1 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
75.5K+ 54.57% |
$4.12M - $4.68M
|
214K
$16.7M
|
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
44.9K+ 27.05% |
$2.45M - $2.79M
|
211K
$16.5M
|
|
|
Apr 18, 2023
Q1 2023
|
Ifp Advisors, Inc
|
BUY
|
- |
27.5K+ 39.5% |
$1.5M - $1.71M
|
97.1K
$7.58M
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
24.9K+ 32.43% |
$1.36M - $1.54M
|
102K
$7.93M
|
|
|
May 15, 2023
Q1 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
19.4KNew |
$1.06M - $1.21M
|
19.4K
$1.52M
|
|
|
May 16, 2023
Q1 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
17.9KNew |
$975K - $1.11M
|
17.9K
$1.39M
|
|
|
May 12, 2023
Q1 2023
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
14KNew |
$765K - $870K
|
14K
$1.09M
|
|
|
Apr 27, 2023
Q1 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
12.9K+ 28.68% |
$705K - $801K
|
57.9K
$4.52M
|
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
12.7K+ 3.32% |
$692K - $786K
|
394K
$30.8M
|
|
|
Apr 25, 2023
Q1 2023
|
Iag Wealth Partners, LLC
|
BUY
|
- |
12.4K+ 63.63% |
$677K - $769K
|
31.9K
$2.49M
|
|
|
May 09, 2023
Q1 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
8.51K+ 89.28% |
$465K - $528K
|
18K
$1.41M
|
|
|
Apr 27, 2023
Q1 2023
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
8.49KNew |
$464K - $527K
|
8.49K
$663K
|
|
|
May 02, 2023
Q1 2023
|
Bedel Financial Consulting, Inc.
|
BUY
|
- |
4.07K+ 10.35% |
$222K - $252K
|
43.4K
$3.39M
|
|
|
Apr 28, 2023
Q1 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
2.37K+ 37.38% |
$130K - $147K
|
8.72K
$681K
|
|
|
May 15, 2023
Q1 2023
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
1.75K+ 4.68% |
$95.4K - $108K
|
39.1K
$3.05M
|
|
|
Apr 28, 2023
Q1 2023
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
1.39K+ 16.91% |
$75.8K - $86.2K
|
9.6K
$750K
|
|
|
May 15, 2023
Q1 2023
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
1.25K+ 3.51% |
$68.3K - $77.6K
|
36.8K
$2.87M
|
|
|
Apr 21, 2023
Q1 2023
|
Moneywise, Inc.
|
BUY
|
- |
1.14K+ 1.98% |
$62.2K - $70.7K
|
58.8K
$4.59M
|
|
|
May 09, 2023
Q1 2023
|
Us Bancorp \De\
|
BUY
|
- |
688+ 3.83% |
$37.6K - $42.7K
|
18.6K
$1.45M
|
|
|
Apr 20, 2023
Q1 2023
|
Hfg Advisors, Inc.
|
BUY
|
- |
506+ 2.93% |
$27.6K - $31.4K
|
17.8K
$1.39M
|
|
|
May 10, 2023
Q1 2023
|
Wealth Plan Partners, LLC
Omaha, NE |
BUY
|
- |
349New |
$19.1K - $21.7K
|
349
$27.2K
|
|
|
May 12, 2023
Q1 2023
|
Kestra Advisory Services, LLC
|
BUY
|
- |
312+ 1.69% |
$17K - $19.4K
|
18.8K
$1.47M
|
|
|
May 12, 2023
Q1 2023
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
286+ 3.48% |
$15.6K - $17.8K
|
8.51K
$664K
|
|
|
Apr 21, 2023
Q1 2023
|
Ahrens Investment Partners LLC
|
BUY
|
- |
188New |
$10.3K - $11.7K
|
188
$14.7K
|
|
|
Apr 18, 2023
Q1 2023
|
Independent Wealth Network Inc.
|
BUY
|
- |
144+ 2.25% |
$7.86K - $8.94K
|
6.54K
$511K
|
|
|
May 09, 2023
Q1 2023
|
Spire Wealth Management
|
BUY
|
- |
135+ 710.53% |
$7.37K - $8.38K
|
154
$12K
|
|
|
May 17, 2023
Q1 2023
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
11+ 0.33% |
$601 - $683
|
3.39K
$265K
|
|
|
May 10, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
1+ 0.02% |
$54.6 - $62.1
|
5.12K
$400K
|
|
|
May 15, 2023
Q1 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
1+ 0.01% |
$54.6 - $62.1
|
18.8K
$1.47M
|
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jun 14, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-1- 0.02% |
$54.6 - $62.1
|
5.12K
$400K
|
|
|
May 15, 2023
Q1 2023
|
Transamerica Financial Advisors, Inc.
Clearwater, FL |
SELL
|
- |
-5- 4.76% |
$273 - $310
|
100
$7.81K
|
|
|
May 05, 2023
Q1 2023
|
Capital Analysts, LLC
Fort Washington, PA |
SELL
|
- |
-35- 58.33% |
$1.91K - $2.17K
|
25
$1.95K
|
|
|
May 04, 2023
Q1 2023
|
Ten Capital Wealth Advisors, LLC
Spokane, WA |
SELL
|
- |
-77- 4.76% |
$4.2K - $4.78K
|
1.54K
$120K
|
|
|
May 03, 2023
Q1 2023
|
Mtm Investment Management, LLC
Spartanburg, SC |
SELL
|
- |
-94- 0.49% |
$5.13K - $5.83K
|
19.2K
$1.5M
|
|
|
Apr 19, 2023
Q1 2023
|
Quantum Private Wealth, LLC
Lake Forest, IL |
SELL
|
- |
-100- 2.32% |
$5.46K - $6.21K
|
4.2K
$328K
|
|
|
May 15, 2023
Q1 2023
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-113- 3.62% |
$6.17K - $7.01K
|
3.01K
$235K
|
|
|
May 15, 2023
Q1 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-180- 18.15% |
$9.83K - $11.2K
|
812
$63.4K
|
|
|
May 12, 2023
Q1 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-205- 1.73% |
$11.2K - $12.7K
|
11.7K
$911K
|
|
|
May 12, 2023
Q1 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-488- 0.35% |
$26.6K - $30.3K
|
139K
$10.9M
|
|
|
May 11, 2023
Q1 2023
|
Moneco Advisors, LLC
Fairfield, CT |
SELL
|
- |
-506- 1.03% |
$27.6K - $31.4K
|
48.5K
$3.78M
|
|
|
May 15, 2023
Q1 2023
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-748- 16.75% |
$40.8K - $46.4K
|
3.72K
$290K
|
|
|
May 11, 2023
Q1 2023
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-773- 14.93% |
$42.2K - $48K
|
4.41K
$344K
|
|
|
May 11, 2023
Q1 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-809- 6.62% |
$44.2K - $50.2K
|
11.4K
$891K
|
|
|
May 12, 2023
Q1 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-1.03K- 82.24% |
$56.1K - $63.8K
|
222
$17.3K
|
|
|
May 15, 2023
Q1 2023
|
Intrua Financial, LLC
Houston, TX |
SELL
|
- |
-1.27K- 23.97% |
$69.1K - $78.6K
|
4.02K
$314K
|
|
|
May 10, 2023
Q1 2023
|
Clearwater Capital Advisors, LLC
|
SELL
|
- |
-1.41K- 13.28% |
$76.7K - $87.2K
|
9.18K
$717K
|
|
|
Apr 25, 2023
Q1 2023
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-1.57K- 22.89% |
$85.7K - $97.4K
|
5.29K
$413K
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-1.6K- 3.6% |
$87.3K - $99.2K
|
42.8K
$3.34M
|
|
|
Apr 28, 2023
Q1 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
SELL
|
- |
-1.76K- 45.1% |
$96.2K - $109K
|
2.15K
$167K
|