Purchases and Sales Made in Q3 2022 in First Trust Small Cap Growth A (FYC)
This table provides information about the institutional ownership of First Trust Small Cap Growth A (FYC) during Q3 2022. The information is specifically focused on institutions that hold shares of FIRST TRUST SMALL CAP GROWTH A.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Oct 27, 2022
Q3 2022
|
J Arnold Wealth Management CO
Youngstown, OH |
BUY
|
- |
161KNew |
$8.56M - $10.4M
|
161K
$13.4M
|
|
Nov 14, 2022
Q3 2022
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
16.4K+ 145.75% |
$871K - $1.06M
|
27.6K
$2.3M
|
|
Nov 14, 2022
Q3 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
16.1K+ 5.14% |
$854K - $1.04M
|
328K
$27.3M
|
|
Mar 17, 2023
Q3 2022
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
12.7KNew |
$673K - $821K
|
12.7K
$1.05M
|
|
Nov 08, 2022
Q3 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
9.51K+ 20.39% |
$505K - $616K
|
56.1K
$4.67M
|
|
Nov 10, 2022
Q3 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
8.42K+ 14.6% |
$447K - $546K
|
66.1K
$5.5M
|
|
Nov 10, 2022
Q3 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
8.22K+ 13.37% |
$437K - $532K
|
69.7K
$5.8M
|
|
Oct 25, 2022
Q3 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
7.66K+ 6.8% |
$407K - $496K
|
120K
$10M
|
|
Nov 14, 2022
Q3 2022
|
Belpointe Asset Management LLC
|
BUY
|
- |
7.55KNew |
$401K - $489K
|
7.55K
$628K
|
|
Nov 14, 2022
Q3 2022
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
7.08KNew |
$376K - $459K
|
7.08K
$589K
|
|
Oct 17, 2022
Q3 2022
|
Hfg Advisors, Inc.
|
BUY
|
- |
6.27K+ 58.83% |
$333K - $406K
|
16.9K
$1.41M
|
|
Nov 22, 2022
Q3 2022
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
5.57KNew |
$296K - $361K
|
5.57K
$464K
|
|
Oct 26, 2022
Q3 2022
|
Avestar Capital, LLC
|
BUY
|
- |
5.26KNew |
$280K - $341K
|
5.26K
$438K
|
|
Oct 24, 2022
Q3 2022
|
Willner & Heller, LLC
|
BUY
|
- |
5.04KNew |
$268K - $326K
|
5.04K
$419K
|
|
Nov 01, 2022
Q3 2022
|
Waterfront Wealth Inc.
|
BUY
|
- |
3.73KNew |
$198K - $242K
|
3.73K
$310K
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
3.7K+ 4.37% |
$197K - $240K
|
88.4K
$7.35M
|
|
Nov 08, 2022
Q3 2022
|
Bedel Financial Consulting, Inc.
|
BUY
|
- |
2.82K+ 9.63% |
$150K - $183K
|
32.1K
$2.67M
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
1.94K+ 19.85% |
$103K - $126K
|
11.7K
$975K
|
|
Nov 01, 2022
Q3 2022
|
Moneco Advisors, LLC
Fairfield, CT |
BUY
|
- |
1.84K+ 3.89% |
$97.8K - $119K
|
49.2K
$4.09M
|
|
Nov 01, 2022
Q3 2022
|
Atria Investments LLC
Charlotte, NC |
BUY
|
- |
1.82K+ 2.95% |
$96.6K - $118K
|
63.4K
$5.27M
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
1.67K+ 5.11% |
$88.7K - $108K
|
34.3K
$2.85M
|
|
Nov 01, 2022
Q3 2022
|
Kestra Advisory Services, LLC
|
BUY
|
- |
1.51K+ 9.67% |
$80.1K - $97.7K
|
17.1K
$1.42M
|
|
Nov 01, 2022
Q3 2022
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
959+ 20.16% |
$51K - $62.1K
|
5.72K
$475K
|
|
Nov 02, 2022
Q3 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
768+ 159.67% |
$40.8K - $49.8K
|
1.25K
$104K
|
|
Oct 26, 2022
Q3 2022
|
Iag Wealth Partners, LLC
|
BUY
|
- |
680New |
$36.1K - $44.1K
|
680
$56.6K
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
641+ 0.39% |
$34.1K - $41.5K
|
166K
$13.8M
|
|
Oct 26, 2022
Q3 2022
|
Truist Financial Corp
|
BUY
|
- |
610+ 13.56% |
$32.4K - $39.5K
|
5.11K
$425K
|
|
Nov 14, 2022
Q3 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
582+ 3.79% |
$30.9K - $37.7K
|
15.9K
$1.33M
|
|
Oct 25, 2022
Q3 2022
|
Ae Wealth Management LLC
|
BUY
|
- |
312+ 4.03% |
$16.6K - $20.2K
|
8.05K
$670K
|
|
Nov 14, 2022
Q3 2022
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
83+ 1.62% |
$4.41K - $5.38K
|
5.21K
$433K
|
|
Nov 14, 2022
Q3 2022
|
Capital Analysts, LLC
Fort Washington, PA |
BUY
|
- |
47+ 12.37% |
$2.5K - $3.05K
|
427
$35.5K
|
|
Nov 03, 2022
Q3 2022
|
Global Retirement Partners, LLC
|
BUY
|
- |
24+ 2.32% |
$1.28K - $1.56K
|
1.06K
$88.2K
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Nov 14, 2022
Q3 2022
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-37- 0.42% |
$1.97K - $2.4K
|
8.8K
$732K
|
|
Nov 14, 2022
Q3 2022
|
Transamerica Financial Advisors, Inc.
Clearwater, FL |
SELL
|
- |
-53- 33.54% |
$2.82K - $3.43K
|
105
$8.74K
|
|
Oct 17, 2022
Q3 2022
|
Independent Wealth Network Inc.
|
SELL
|
- |
-69- 1.07% |
$3.67K - $4.47K
|
6.37K
$530K
|
|
Nov 14, 2022
Q3 2022
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-101- 2.54% |
$5.37K - $6.54K
|
3.88K
$322K
|
|
Nov 14, 2022
Q3 2022
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-118- 0.33% |
$6.27K - $7.65K
|
35.8K
$2.98M
|
|
Oct 27, 2022
Q3 2022
|
Cwm, LLC
|
SELL
|
- |
-180- 15.9% |
$9.57K - $11.7K
|
952
$79.2K
|
|
Oct 27, 2022
Q3 2022
|
Mtm Investment Management, LLC
Spartanburg, SC |
SELL
|
- |
-224- 1.1% |
$11.9K - $14.5K
|
20.2K
$1.68M
|
|
Nov 07, 2022
Q3 2022
|
Spire Wealth Management
|
SELL
|
- |
-245- 92.8% |
$13K - $15.9K
|
19
$1.58K
|
|
Nov 03, 2022
Q3 2022
|
Moneywise, Inc.
|
SELL
|
- |
-299- 0.5% |
$15.9K - $19.4K
|
59.3K
$4.93M
|
|
Nov 10, 2022
Q3 2022
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-465- 10.74% |
$24.7K - $30.1K
|
3.87K
$322K
|
|
Nov 10, 2022
Q3 2022
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-478- 2.48% |
$25.4K - $31K
|
18.8K
$1.56M
|
|
Nov 10, 2022
Q3 2022
|
Rfg Advisory, LLC
Birmingham, AL |
SELL
|
- |
-529- 9.48% |
$28.1K - $34.3K
|
5.05K
$420K
|
|
Oct 25, 2022
Q3 2022
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-675- 9.62% |
$35.9K - $43.7K
|
6.35K
$528K
|
|
Nov 14, 2022
Q3 2022
|
Intrua Financial, LLC
Houston, TX |
SELL
|
- |
-700- 9.93% |
$37.2K - $45.4K
|
6.35K
$528K
|
|
Nov 09, 2022
Q3 2022
|
Ten Capital Wealth Advisors, LLC
Spokane, WA |
SELL
|
- |
-811- 22.31% |
$43.1K - $52.6K
|
2.82K
$235K
|
|
Oct 04, 2022
Q3 2022
|
Csenge Advisory Group
|
SELL
|
- |
-948- 1.0% |
$50.4K - $61.4K
|
94.2K
$7.84M
|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-1.31K- 1.71% |
$69.4K - $84.6K
|
74.9K
$6.23M
|