Purchases and Sales Made in Q3 2024 in First Trust Small Cap Growth A (FYC)
This table provides information about the institutional ownership of First Trust Small Cap Growth A (FYC) during Q3 2024. The information is specifically focused on institutions that hold shares of FIRST TRUST SMALL CAP GROWTH A.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 23, 2024
Q3 2024
|
New Wave Wealth Advisors LLC
Springdale, AR |
BUY
|
- |
95.8KNew |
$6.27M - $7.19M
|
95.8K
$7.97M
|
|
|
Oct 23, 2024
Q3 2024
|
Heritage Oak Wealth Advisors LLC
Santa Rosa Beach, FL |
BUY
|
- |
95.8KNew |
$6.27M - $7.19M
|
95.8K
$7.97M
|
|
|
Nov 13, 2024
Q3 2024
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
93.3K+ 57.26% |
$6.1M - $6.99M
|
256K
$21.3M
|
|
|
Nov 08, 2024
Q3 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
65.4K+ 13.89% |
$4.28M - $4.9M
|
536K
$44.6M
|
|
|
Nov 14, 2024
Q3 2024
|
Benjamin Edwards Inc
Clayton, MO |
BUY
|
- |
47.4KNew |
$3.1M - $3.55M
|
47.4K
$3.94M
|
|
|
Nov 12, 2024
Q3 2024
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
33.4K+ 53.38% |
$2.18M - $2.5M
|
95.9K
$7.98M
|
|
|
Nov 13, 2024
Q3 2024
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
29K+ 50.88% |
$1.89M - $2.17M
|
85.9K
$7.14M
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
26.9K+ 52.25% |
$1.76M - $2.02M
|
78.5K
$6.53M
|
|
|
Nov 14, 2024
Q3 2024
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
26.6K+ 110.6% |
$1.74M - $1.99M
|
50.6K
$4.21M
|
|
|
Nov 14, 2024
Q3 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
25.1K+ 15.0% |
$1.64M - $1.88M
|
193K
$16M
|
|
|
Nov 14, 2024
Q3 2024
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
15.9K+ 14.07% |
$1.04M - $1.19M
|
129K
$10.7M
|
|
|
Nov 05, 2024
Q3 2024
|
Strategic Equity Management
|
BUY
|
- |
6.58K+ 89.83% |
$431K - $494K
|
13.9K
$1.16M
|
|
|
Oct 28, 2024
Q3 2024
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
6.58KNew |
$431K - $493K
|
6.58K
$548K
|
|
|
Oct 30, 2024
Q3 2024
|
Nilsine Partners, LLC
Greenwood Village, CO |
BUY
|
- |
6.37KNew |
$417K - $477K
|
6.37K
$530K
|
|
|
Oct 04, 2024
Q3 2024
|
Eclectic Associates Inc
|
BUY
|
- |
6.16KNew |
$403K - $462K
|
6.16K
$513K
|
|
|
Nov 12, 2024
Q3 2024
|
Western Wealth Management, LLC
|
BUY
|
- |
5.93KNew |
$388K - $444K
|
5.93K
$493K
|
|
|
Nov 13, 2024
Q3 2024
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
3.59KNew |
$235K - $269K
|
3.59K
$298K
|
|
|
Oct 31, 2024
Q3 2024
|
Waterfront Wealth Inc.
|
BUY
|
- |
3.15KNew |
$206K - $236K
|
3.15K
$262K
|
|
|
Nov 06, 2024
Q3 2024
|
Envestnet Asset Management Inc
|
BUY
|
- |
3.12K+ 6.2% |
$204K - $234K
|
53.5K
$4.45M
|
|
|
Oct 18, 2024
Q3 2024
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
3.02K+ 41.21% |
$197K - $226K
|
10.3K
$860K
|
|
|
Nov 12, 2024
Q3 2024
|
Summit Financial, LLC
Parsippany, NJ |
BUY
|
- |
2.82KNew |
$184K - $211K
|
2.82K
$234K
|
|
|
Nov 12, 2024
Q3 2024
|
Great Valley Advisor Group, Inc.
|
BUY
|
- |
2.69KNew |
$176K - $202K
|
2.69K
$224K
|
|
|
Nov 12, 2024
Q3 2024
|
Jones Financial Companies Lllp
|
BUY
|
- |
2.43K+ 378.5% |
$159K - $182K
|
3.07K
$256K
|
|
|
Nov 12, 2024
Q3 2024
|
Bedel Financial Consulting, Inc.
|
BUY
|
- |
2.14K+ 4.37% |
$140K - $160K
|
51K
$4.24M
|
|
|
Nov 14, 2024
Q3 2024
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
1.61K+ 58.67% |
$106K - $121K
|
4.37K
$363K
|
|
|
Nov 13, 2024
Q3 2024
|
Private Trust CO Na
|
BUY
|
- |
1.41K+ 213.85% |
$91.9K - $105K
|
2.06K
$172K
|
|
|
Nov 07, 2024
Q3 2024
|
Prospera Financial Services Inc
|
BUY
|
- |
873+ 17.56% |
$57.1K - $65.5K
|
5.85K
$486K
|
|
|
Oct 28, 2024
Q3 2024
|
Us Bancorp \De\
|
BUY
|
- |
670+ 3.11% |
$43.8K - $50.2K
|
22.2K
$1.85M
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
644+ 1.05% |
$42.1K - $48.3K
|
61.7K
$5.14M
|
|
|
Oct 21, 2024
Q3 2024
|
Wealth Effects LLC
|
BUY
|
- |
425+ 13.9% |
$27.8K - $31.9K
|
3.48K
$290K
|
|
|
Nov 08, 2024
Q3 2024
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
306+ 0.61% |
$20K - $22.9K
|
50.5K
$4.2M
|
|
|
Nov 13, 2024
Q3 2024
|
Kestra Advisory Services, LLC
|
BUY
|
- |
302+ 2.01% |
$19.8K - $22.6K
|
15.3K
$1.27M
|
|
|
Nov 13, 2024
Q3 2024
|
Truist Financial Corp
|
BUY
|
- |
302+ 9.32% |
$19.8K - $22.6K
|
3.54K
$295K
|
|
|
Oct 15, 2024
Q3 2024
|
Independent Wealth Network Inc.
|
BUY
|
- |
266+ 4.78% |
$17.4K - $19.9K
|
5.83K
$485K
|
|
|
Nov 14, 2024
Q3 2024
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
223+ 1.31% |
$14.6K - $16.7K
|
17.2K
$1.43M
|
|
|
Nov 14, 2024
Q3 2024
|
Comerica Bank
|
BUY
|
- |
209+ 19.62% |
$13.7K - $15.7K
|
1.27K
$106K
|
|
|
Oct 24, 2024
Q3 2024
|
Gateway Wealth Partners, LLC
Appleton, WI |
BUY
|
- |
207+ 2.33% |
$13.5K - $15.5K
|
9.1K
$757K
|
|
|
Oct 16, 2024
Q3 2024
|
Hfg Advisors, Inc.
|
BUY
|
- |
205+ 1.0% |
$13.4K - $15.4K
|
20.8K
$1.73M
|
|
|
Nov 12, 2024
Q3 2024
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
106New |
$6.94K - $7.95K
|
106
$8.82K
|
|
|
Nov 13, 2024
Q3 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
94+ 0.41% |
$6.15K - $7.05K
|
22.8K
$1.89M
|
|
|
Nov 08, 2024
Q3 2024
|
Clear Point Advisors Inc.
Melville, NY |
BUY
|
- |
32+ 0.38% |
$2.09K - $2.4K
|
8.43K
$701K
|
|
|
Oct 10, 2024
Q3 2024
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
21+ 0.71% |
$1.37K - $1.57K
|
2.98K
$248K
|
|
|
Nov 01, 2024
Q3 2024
|
Founders Financial Alliance, LLC
Raleigh, NC |
BUY
|
- |
10+ 0.48% |
$654 - $750
|
2.08K
$173K
|
|
|
Oct 16, 2024
Q3 2024
|
Cornerstone Wealth Management, LLC
|
BUY
|
- |
3+ 0.09% |
$196 - $225
|
3.46K
$287K
|
|
|
Oct 22, 2024
Q3 2024
|
Psi Advisors, LLC
|
BUY
|
- |
2+ 0.65% |
$131 - $150
|
309
$25.7K
|
|
|
Oct 15, 2024
Q3 2024
|
Spire Wealth Management
|
BUY
|
- |
1+ 0.93% |
$65.4 - $75
|
108
$8.99K
|
|
|
Nov 13, 2024
Q3 2024
|
Northwest Financial Advisors
Herndon, VA |
BUY
|
- |
1+ 0.41% |
$65.4 - $75
|
243
$20.2K
|
|
|
Nov 07, 2024
Q3 2024
|
Tidemark, LLC
San Diego, CA |
BUY
|
- |
1+ 0.14% |
$65.4 - $75
|
717
$59.7K
|
|
|
Oct 10, 2024
Q3 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 13, 2024
Q3 2024
|
Transamerica Financial Advisors, Inc.
Clearwater, FL |
SELL
|
- |
-1- 1.04% |
$65.4 - $75
|
95
$7.9K
|