Purchases and Sales Made in Q3 2025 in First Trust Small Cap Growth A (FYC)
This table provides information about the institutional ownership of First Trust Small Cap Growth A (FYC) during Q3 2025. The information is specifically focused on institutions that hold shares of FIRST TRUST SMALL CAP GROWTH A.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 09, 2025
Q3 2025
|
Redhawk Wealth Advisors, Inc.
Minneapolis, MN |
BUY
|
- |
63.6KNew |
$4.96M - $5.86M
|
63.6K
$6.06M
|
|
|
Oct 29, 2025
Q3 2025
|
Custom Index Systems, LLC
New York, NY |
BUY
|
- |
12.7K+ 354.0% |
$994K - $1.18M
|
16.3K
$1.56M
|
|
|
Oct 30, 2025
Q3 2025
|
New Wave Wealth Advisors LLC
Springdale, AR |
BUY
|
- |
11.6K+ 12.2% |
$908K - $1.07M
|
107K
$10.2M
|
|
|
Oct 27, 2025
Q3 2025
|
Janney Montgomery Scott LLC
|
BUY
|
- |
10.6K+ 56.38% |
$827K - $978K
|
29.4K
$2.8M
|
|
|
Oct 29, 2025
Q3 2025
|
Vista Investment Partners Ii, LLC
Richmond, IN |
BUY
|
- |
6.49K+ 58.35% |
$506K - $598K
|
17.6K
$1.68M
|
|
|
Oct 09, 2025
Q3 2025
|
Eclectic Associates Inc
|
BUY
|
- |
6.32K+ 4.39% |
$492K - $582K
|
150K
$14.3M
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
5.84K+ 21.56% |
$455K - $539K
|
32.9K
$3.14M
|
|
|
Nov 03, 2025
Q3 2025
|
Truist Financial Corp
|
BUY
|
- |
4.67K+ 90.19% |
$364K - $431K
|
9.85K
$939K
|
|
|
Oct 06, 2025
Q3 2025
|
Nova Wealth Management, Inc.
Bonita Springs, FL |
BUY
|
- |
4.35KNew |
$339K - $401K
|
4.35K
$414K
|
|
|
Oct 27, 2025
Q3 2025
|
Wealth Effects LLC
|
BUY
|
- |
2.86KNew |
$223K - $263K
|
2.86K
$272K
|
|
|
Oct 27, 2025
Q3 2025
|
Stephens Inc
|
BUY
|
- |
2.58KNew |
$201K - $238K
|
2.58K
$246K
|
|
|
Oct 20, 2025
Q3 2025
|
Xml Financial, LLC
|
BUY
|
- |
2.4KNew |
$187K - $221K
|
2.4K
$229K
|
|
|
Oct 29, 2025
Q3 2025
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
2.3KNew |
$179K - $212K
|
2.3K
$219K
|
|
|
Oct 15, 2025
Q3 2025
|
Independent Wealth Network Inc.
|
BUY
|
- |
1.11K+ 13.62% |
$86.7K - $103K
|
9.28K
$884K
|
|
|
Oct 22, 2025
Q3 2025
|
Geneos Wealth Management Inc.
|
BUY
|
- |
977+ 7.54% |
$76.2K - $90.1K
|
13.9K
$1.33M
|
|
|
Oct 30, 2025
Q3 2025
|
Sylvest Advisors, LLC
Dallas, TX |
BUY
|
- |
298+ 3.78% |
$23.2K - $27.5K
|
8.18K
$779K
|
|
|
Oct 29, 2025
Q3 2025
|
Glass Jacobson Investment Advisors LLC
Owings Mills, MD |
BUY
|
- |
258New |
$20.1K - $23.8K
|
258
$24.6K
|
|
|
Oct 16, 2025
Q3 2025
|
Willner & Heller, LLC
|
BUY
|
- |
93+ 1.26% |
$7.25K - $8.58K
|
7.45K
$709K
|
|
|
Oct 21, 2025
Q3 2025
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
2+ 0.07% |
$156 - $184
|
2.74K
$261K
|
|
|
Oct 28, 2025
Q3 2025
|
Clear Point Advisors Inc.
Melville, NY |
SELL
|
- |
-101- 1.29% |
$7.88K - $9.32K
|
7.75K
$739K
|
|
|
Oct 24, 2025
Q3 2025
|
World Equity Group, Inc.
Schaumburg, IL |
SELL
|
- |
-154- 2.42% |
$12K - $14.2K
|
6.2K
$591K
|
|
|
Oct 23, 2025
Q3 2025
|
Moneywise, Inc.
|
SELL
|
- |
-489- 1.87% |
$38.1K - $45.1K
|
25.7K
$2.45M
|
|
|
Oct 23, 2025
Q3 2025
|
Benjamin Edwards Inc
Clayton, MO |
SELL
|
- |
-520- 9.18% |
$40.5K - $48K
|
5.14K
$490K
|
|
|
Oct 27, 2025
Q3 2025
|
Concurrent Investment Advisors, LLC
Tampa, FL |
SELL
|
- |
-597- 0.6% |
$46.6K - $55.1K
|
98.6K
$9.4M
|
|
|
Oct 31, 2025
Q3 2025
|
Brueske Advisory Services, LLC
Bellevue, WA |
SELL
|
- |
-2.85K- 3.17% |
$222K - $263K
|
87K
$8.29M
|