Purchases and Sales Made in Q4 2021 in First Tr Small Cap Core Alphad (FYX)
This table provides information about the institutional ownership of First Tr Small Cap Core Alphad (FYX) during Q4 2021. The information is specifically focused on institutions that hold shares of FIRST TR SMALL CAP CORE ALPHAD.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Feb 14, 2022
Q4 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
1.18K+ 5.29% |
$108K - $119K
|
23.4K
$2.38M
|
|
Feb 10, 2022
Q4 2021
|
Regal Investment Advisors LLC
Kentwood, MI |
BUY
|
- |
1.06K+ 1.68% |
$96.8K - $107K
|
64.1K
$6.5M
|
|
Feb 10, 2022
Q4 2021
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
694+ 5.25% |
$63.6K - $70.1K
|
13.9K
$1.41M
|
|
Jan 31, 2022
Q4 2021
|
D.A. Davidson & Co.
|
BUY
|
- |
530+ 1.18% |
$48.6K - $53.5K
|
45.4K
$4.61M
|
|
Jan 27, 2022
Q4 2021
|
Dorsey Wright & Associates
|
BUY
|
- |
526+ 1.7% |
$48.2K - $53.1K
|
31.5K
$3.2M
|
|
Feb 10, 2022
Q4 2021
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
501New |
$45.9K - $50.6K
|
501
$50.8K
|
|
Feb 08, 2022
Q4 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
497+ 10.04% |
$45.5K - $50.2K
|
5.45K
$553K
|
|
Feb 03, 2022
Q4 2021
|
Total Clarity Wealth Management, Inc.
|
BUY
|
- |
465New |
$42.6K - $47K
|
465
$47.2K
|
|
Feb 11, 2022
Q4 2021
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
366+ 70.25% |
$33.5K - $37K
|
887
$90K
|
|
Jan 13, 2022
Q4 2021
|
Wedbush Securities Inc
|
BUY
|
- |
283+ 11.54% |
$25.9K - $28.6K
|
2.74K
$278K
|
|
Feb 10, 2022
Q4 2021
|
Independent Wealth Network Inc.
|
BUY
|
- |
195+ 3.49% |
$17.9K - $19.7K
|
5.79K
$587K
|
|
Feb 10, 2022
Q4 2021
|
Confluence Wealth Services, Inc.
Mcmurray, PA |
BUY
|
- |
152New |
$13.9K - $15.4K
|
152
$15.4K
|
|
Jan 21, 2022
Q4 2021
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
72+ 2.06% |
$6.6K - $7.27K
|
3.57K
$362K
|
|
Feb 22, 2022
Q4 2021
|
Tyler Stone Wealth Management
Beachwood, OH |
BUY
|
- |
68New |
$6.23K - $6.87K
|
68
$6.9K
|
|
Jan 21, 2022
Q4 2021
|
Huntington National Bank
Columbus, OH |
BUY
|
- |
36New |
$3.3K - $3.64K
|
36
$3.65K
|
|
Feb 03, 2022
Q4 2021
|
Larson Financial Group LLC
|
BUY
|
- |
31New |
$2.84K - $3.13K
|
31
$3.15K
|
|
Feb 08, 2022
Q4 2021
|
Smith, Moore & Co.
Clayton, MO |
BUY
|
- |
20+ 0.43% |
$1.83K - $2.02K
|
4.66K
$473K
|
|
Feb 04, 2022
Q4 2021
|
Frontier Wealth Management LLC
Kansas City, MO |
BUY
|
- |
4+ 0.01% |
$367 - $404
|
26.8K
$2.72M
|
|
Jan 31, 2022
Q4 2021
|
Cwm, LLC
|
BUY
|
- |
3+ 0.1% |
$275 - $303
|
2.91K
$295K
|
|
Jan 21, 2022
Q4 2021
|
Dhjj Financial Advisors, Ltd.
|
SELL
|
- |
-7- 0.19% |
$641 - $707
|
3.64K
$369K
|
|
Jan 26, 2022
Q4 2021
|
Creative Financial Designs Inc
|
SELL
|
- |
-10- 3.41% |
$916 - $1.01K
|
283
$28.7K
|
|
Feb 03, 2022
Q4 2021
|
Element Wealth, LLC
|
SELL
|
- |
-21- 0.41% |
$1.92K - $2.12K
|
5.06K
$513K
|
|
Jan 18, 2022
Q4 2021
|
Professional Financial Advisors, LLC
|
SELL
|
- |
-23- 0.76% |
$2.11K - $2.32K
|
2.99K
$304K
|
|
Feb 11, 2022
Q4 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-47- 3.09% |
$4.31K - $4.75K
|
1.47K
$149K
|
|
Jan 12, 2022
Q4 2021
|
Ifp Advisors, Inc
|
SELL
|
- |
-49- 17.31% |
$4.49K - $4.95K
|
234
$23.7K
|
|
Feb 01, 2022
Q4 2021
|
Quadrant Capital Group LLC
Cincinnati, OH |
SELL
|
- |
-56Closed |
$5.13K - $5.66K
|
0
$0
|
|
Feb 11, 2022
Q4 2021
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-66- 0.62% |
$6.05K - $6.67K
|
10.5K
$1.07M
|
|
Feb 10, 2022
Q4 2021
|
Comerica Securities,Inc.
|
SELL
|
- |
-91- 0.89% |
$8.34K - $9.19K
|
10.1K
$1.03M
|
|
Feb 15, 2022
Q4 2021
|
Hbk Sorce Advisory LLC
Erie, PA |
SELL
|
- |
-96- 2.11% |
$8.8K - $9.7K
|
4.46K
$452K
|
|
Feb 10, 2022
Q4 2021
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-151- 1.07% |
$13.8K - $15.3K
|
14K
$1.42M
|
|
Feb 16, 2022
Q4 2021
|
Covington Capital Management
|
SELL
|
- |
-178- 76.72% |
$16.3K - $18K
|
54
$5.48K
|
|
Feb 14, 2022
Q4 2021
|
Wealthsource Partners, LLC
|
SELL
|
- |
-184- 0.31% |
$16.9K - $18.6K
|
60.1K
$6.1M
|
|
Feb 09, 2022
Q4 2021
|
Insight Advisors, LLC
Newtown, PA |
SELL
|
- |
-190- 7.66% |
$17.4K - $19.2K
|
2.29K
$232K
|
|
Jan 14, 2022
Q4 2021
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-200- 11.59% |
$18.3K - $20.2K
|
1.53K
$155K
|
|
Feb 14, 2022
Q4 2021
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-334- 7.81% |
$30.6K - $33.7K
|
3.95K
$400K
|
|
Feb 14, 2022
Q4 2021
|
Transamerica Financial Advisors, Inc.
Clearwater, FL |
SELL
|
- |
-372Closed |
$34.1K - $37.6K
|
0
$0
|
|
Feb 02, 2022
Q4 2021
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-447- 1.97% |
$41K - $45.1K
|
22.2K
$2.25M
|
|
Feb 14, 2022
Q4 2021
|
Carolinas Wealth Consulting LLC
Charlotte, NC |
SELL
|
- |
-525- 77.66% |
$48.1K - $53K
|
151
$15.3K
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-531- 1.51% |
$48.7K - $53.6K
|
34.6K
$3.51M
|
|
Jan 25, 2022
Q4 2021
|
Brown Miller Wealth Management, LLC
|
SELL
|
- |
-562- 11.55% |
$51.5K - $56.8K
|
4.3K
$437K
|
|
Feb 01, 2022
Q4 2021
|
Tfg Advisers LLC
|
SELL
|
- |
-577- 10.65% |
$52.9K - $58.3K
|
4.84K
$491K
|
|
Jan 27, 2023
Q4 2021
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-669- 19.43% |
$61.3K - $67.6K
|
2.78K
$282K
|
|
Feb 11, 2022
Q4 2021
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-669- 19.43% |
$61.3K - $67.6K
|
2.78K
$282K
|
|
Feb 14, 2022
Q4 2021
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-820- 12.52% |
$75.1K - $82.8K
|
5.73K
$582K
|
|
Feb 14, 2022
Q4 2021
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-840Closed |
$77K - $84.8K
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Jacobi Capital Management LLC
|
SELL
|
- |
-894Closed |
$81.9K - $90.3K
|
0
$0
|
|
Feb 11, 2022
Q4 2021
|
Kowal Investment Group, LLC
Waukesha, WI |
SELL
|
- |
-1.15KClosed |
$105K - $116K
|
0
$0
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-1.44K- 21.85% |
$132K - $146K
|
5.16K
$523K
|
|
Feb 16, 2022
Q4 2021
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
SELL
|
- |
-1.59K- 12.47% |
$146K - $161K
|
11.2K
$1.13M
|
|
Feb 14, 2022
Q4 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-1.77K- 8.71% |
$162K - $179K
|
18.5K
$1.88M
|