Purchases and Sales Made in Q3 2021 in Gabelli Dividend & Income Trust (GDV)
This table provides information about the institutional ownership of Gabelli Dividend & Income Trust (GDV) during Q3 2021. The information is specifically focused on institutions that hold shares of GABELLI DIVIDEND & INCOME TRUST.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Oct 19, 2021
Q3 2021
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
486+ 2.93% |
$12.4K - $13.2K
|
17.1K
$424K
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
473+ 0.6% |
$12.1K - $12.8K
|
79.9K
$1.98M
|
|
Nov 15, 2021
Q3 2021
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
441+ 5.74% |
$11.2K - $12K
|
8.12K
$201K
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
410+ 6.6% |
$10.5K - $11.1K
|
6.62K
$164K
|
|
Nov 09, 2021
Q3 2021
|
Core Wealth Advisors, Inc.
Lakeland, FL |
BUY
|
- |
400+ 400.0% |
$10.2K - $10.9K
|
500
$12.4K
|
|
Nov 12, 2021
Q3 2021
|
Prospera Financial Services Inc
|
BUY
|
- |
360+ 1.21% |
$9.18K - $9.77K
|
30.2K
$749K
|
|
Nov 16, 2021
Q3 2021
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
351+ 1.1% |
$8.95K - $9.53K
|
32.1K
$797K
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
261+ 4.09% |
$6.65K - $7.09K
|
6.65K
$165K
|
|
Oct 21, 2021
Q3 2021
|
Ellis Investment Partners, LLC
|
BUY
|
- |
219+ 1.26% |
$5.58K - $5.95K
|
17.5K
$435K
|
|
Nov 05, 2021
Q3 2021
|
Srs Capital Advisors, Inc.
Denver, CO |
BUY
|
- |
185+ 5.62% |
$4.72K - $5.02K
|
3.48K
$86.2K
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
150New |
$3.82K - $4.07K
|
150
$3.72K
|
|
Nov 17, 2021
Q3 2021
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
BUY
|
- |
146+ 0.94% |
$3.72K - $3.96K
|
15.6K
$388K
|
|
Dec 03, 2021
Q3 2021
|
Private Wealth Advisors, LLC
Fresno, CA |
BUY
|
- |
133+ 1.75% |
$3.39K - $3.61K
|
7.75K
$192K
|
|
Nov 04, 2021
Q3 2021
|
Brighton Jones LLC
|
BUY
|
- |
110+ 1.26% |
$2.8K - $2.99K
|
8.82K
$219K
|
|
Oct 20, 2021
Q3 2021
|
North Star Investment Management Corp.
Chicago, IL |
BUY
|
- |
108+ 0.31% |
$2.75K - $2.93K
|
34.8K
$862K
|
|
Oct 19, 2021
Q3 2021
|
Central Trust CO
Jefferson City, MO |
BUY
|
- |
100New |
$2.55K - $2.72K
|
100
$2.48K
|
|
Nov 04, 2021
Q3 2021
|
Cadence Wealth Management LLC
Westborough, MA |
BUY
|
- |
94+ 0.07% |
$2.4K - $2.55K
|
130K
$3.22M
|
|
Oct 25, 2021
Q3 2021
|
Eudaimonia Partners, LLC
Winchester, TN |
BUY
|
- |
77+ 0.44% |
$1.96K - $2.09K
|
17.5K
$434K
|
|
Nov 12, 2021
Q3 2021
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
63+ 0.27% |
$1.61K - $1.71K
|
23.5K
$582K
|
|
Nov 08, 2021
Q3 2021
|
Aurora Private Wealth, Inc.
|
BUY
|
- |
51+ 0.62% |
$1.3K - $1.38K
|
8.24K
$205K
|
|
Nov 12, 2021
Q3 2021
|
Gabelli & CO Investment Advisers, Inc.
Rye, NY |
BUY
|
- |
39+ 0.01% |
$994 - $1.06K
|
635K
$15.8M
|
|
Nov 12, 2021
Q3 2021
|
Quad Cities Investment Group, LLC
Davenport, IA |
BUY
|
- |
38+ 0.28% |
$969 - $1.03K
|
13.7K
$339K
|
|
Nov 02, 2021
Q3 2021
|
Allworth Financial LP
|
BUY
|
- |
35+ 1.25% |
$892 - $950
|
2.82K
$70.1K
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
27+ 4.25% |
$688 - $733
|
663
$16.4K
|
|
Nov 12, 2021
Q3 2021
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
17+ 0.19% |
$433 - $462
|
8.96K
$222K
|
|
Nov 12, 2021
Q3 2021
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
17+ 1.27% |
$433 - $462
|
1.36K
$33.6K
|
|
Oct 12, 2021
Q3 2021
|
Focused Wealth Management, Inc
|
BUY
|
- |
10+ 1.36% |
$255 - $272
|
745
$18.5K
|
|
Nov 24, 2021
Q3 2021
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
8+ 0.72% |
$204 - $217
|
1.12K
$27.8K
|
|
Oct 26, 2021
Q3 2021
|
Atlas Private Wealth Advisors
Matawan, NJ |
BUY
|
- |
7+ 1.44% |
$178 - $190
|
494
$12.3K
|
|
Oct 28, 2021
Q3 2021
|
Sterling Financial Planning, Inc.
|
BUY
|
- |
2+ 1.27% |
$51 - $54.3
|
159
$3.94K
|
|
Nov 12, 2021
Q3 2021
|
Johnson Financial Group, Inc.
Racine, WI |
SELL
|
- |
-4Closed |
$102 - $109
|
0
$0
|
|
Oct 28, 2021
Q3 2021
|
180 Wealth Advisors, LLC
|
SELL
|
- |
-5- 0.03% |
$127 - $136
|
15.6K
$387K
|
|
Oct 13, 2021
Q3 2021
|
Joseph P. Lucia & Associates, LLC
|
SELL
|
- |
-100- 2.04% |
$2.55K - $2.72K
|
4.79K
$119K
|
|
Oct 26, 2021
Q3 2021
|
Smh Capital Advisors Inc
|
SELL
|
- |
-185- 1.74% |
$4.72K - $5.02K
|
10.4K
$259K
|
|
Jan 12, 2022
Q3 2021
|
First Command Financial Services, Inc.
|
SELL
|
- |
-237- 33.29% |
$6.04K - $6.43K
|
475
$11.8K
|
|
Dec 16, 2021
Q3 2021
|
First Command Bank
|
SELL
|
- |
-237- 33.29% |
$6.04K - $6.43K
|
475
$11.8K
|
|
Oct 12, 2021
Q3 2021
|
Alliance Wealth Advisors, LLC
|
SELL
|
- |
-261- 1.08% |
$6.65K - $7.09K
|
23.9K
$594K
|
|
Nov 12, 2021
Q3 2021
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-303- 0.26% |
$7.72K - $8.23K
|
118K
$2.92M
|
|
Nov 09, 2021
Q3 2021
|
Washington Trust CO
|
SELL
|
- |
-333Closed |
$8.49K - $9.04K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-431- 4.08% |
$11K - $11.7K
|
10.1K
$251K
|
|
Oct 21, 2021
Q3 2021
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-460- 4.07% |
$11.7K - $12.5K
|
10.8K
$269K
|
|
Oct 27, 2021
Q3 2021
|
Stephens Inc
|
SELL
|
- |
-567- 1.45% |
$14.5K - $15.4K
|
38.5K
$956K
|
|
Nov 12, 2021
Q3 2021
|
9258 Wealth Management, LLC
|
SELL
|
- |
-607- 1.67% |
$15.5K - $16.5K
|
35.6K
$884K
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
SELL
|
- |
-759- 6.47% |
$19.3K - $20.6K
|
11K
$272K
|
|
Oct 27, 2021
Q3 2021
|
Newbridge Financial Services Group, Inc.
|
SELL
|
- |
-1.78KClosed |
$45.2K - $48.2K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-1.82K- 10.78% |
$46.3K - $49.3K
|
15K
$373K
|
|
Nov 05, 2021
Q3 2021
|
Truist Financial Corp
|
SELL
|
- |
-1.91K- 5.85% |
$48.7K - $51.9K
|
30.8K
$763K
|
|
Oct 12, 2021
Q3 2021
|
Pinnacle Bancorp, Inc.
|
SELL
|
- |
-2KClosed |
$51K - $54.3K
|
0
$0
|
|
Nov 10, 2021
Q3 2021
|
Blue Bell Private Wealth Management, LLC
|
SELL
|
- |
-2.04K- 4.36% |
$52.1K - $55.5K
|
44.8K
$1.11M
|
|
Nov 10, 2021
Q3 2021
|
Us Bancorp \De\
|
SELL
|
- |
-2.29KClosed |
$58.2K - $62K
|
0
$0
|