Purchases and Sales Made in Q1 2021 in Gladstone Capital Corp (GLAD)
This table provides information about the institutional ownership of Gladstone Capital Corp (GLAD) during Q1 2021. The information is specifically focused on institutions that hold shares of GLADSTONE CAPITAL CORP.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Apr 19, 2021
Q1 2021
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
114K+ 100.0% |
$990K - $1.18M
|
227K
$5.29M
|
|
May 13, 2021
Q1 2021
|
Van Eck Associates Corp
|
BUY
|
- |
98.3K+ 19.33% |
$857K - $1.02M
|
607K
$14.1M
|
|
May 14, 2021
Q1 2021
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
BUY
|
- |
47.3KNew |
$412K - $490K
|
47.3K
$1.1M
|
|
May 07, 2021
Q1 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
39.4K+ 21.31% |
$343K - $408K
|
224K
$5.22M
|
|
May 13, 2021
Q1 2021
|
Hudson Portfolio Management LLC
Garrison, NY |
BUY
|
- |
37.3KNew |
$325K - $386K
|
37.3K
$867K
|
|
May 07, 2021
Q1 2021
|
D.A. Davidson & Co.
|
BUY
|
- |
15.8K+ 12.21% |
$138K - $164K
|
145K
$3.38M
|
|
May 14, 2021
Q1 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
15.7K+ 6.89% |
$137K - $162K
|
244K
$5.67M
|
|
May 17, 2021
Q1 2021
|
Quadrature Capital LTD
London, X0 |
BUY
|
- |
14.9KNew |
$130K - $154K
|
14.9K
$347K
|
|
May 13, 2021
Q1 2021
|
Trexquant Investment LP
Stamford, CT |
BUY
|
- |
11KNew |
$95.9K - $114K
|
11K
$256K
|
|
May 07, 2021
Q1 2021
|
Novare Capital Management LLC
|
BUY
|
- |
7.6K+ 2.67% |
$66.2K - $78.7K
|
292K
$6.8M
|
|
Apr 12, 2021
Q1 2021
|
Fny Investment Advisers, LLC
|
BUY
|
- |
7.58K+ 2525.0% |
$66K - $78.4K
|
7.88K
$183K
|
|
May 17, 2021
Q1 2021
|
Legal & General Group PLC
London, X0 |
BUY
|
- |
7.33K+ 3.33% |
$63.9K - $75.9K
|
228K
$5.3M
|
|
May 12, 2021
Q1 2021
|
Ubs Group Ag
|
BUY
|
- |
6.75K+ 17.25% |
$58.8K - $69.8K
|
45.9K
$1.07M
|
|
May 17, 2021
Q1 2021
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
5.09K+ 46.62% |
$44.3K - $52.7K
|
16K
$373K
|
|
Apr 26, 2021
Q1 2021
|
Cutler Group LP
|
BUY
|
- |
4.3K+ 358.33% |
$37.5K - $44.5K
|
5.5K
$128K
|
|
May 05, 2021
Q1 2021
|
Ausdal Financial Partners, Inc.
Davenport, IA |
BUY
|
- |
4.23K+ 27.78% |
$36.8K - $43.7K
|
19.4K
$452K
|
|
May 13, 2021
Q1 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
3.64K+ 8.01% |
$31.7K - $37.7K
|
49K
$1.14M
|
|
May 17, 2021
Q1 2021
|
D. E. Shaw & Co., Inc.
New York, NY |
BUY
|
- |
3.45K+ 21.35% |
$30.1K - $35.7K
|
19.6K
$457K
|
|
May 17, 2021
Q1 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
2.79KNew |
$24.3K - $28.8K
|
2.79K
$64.8K
|
|
Sep 07, 2021
Q1 2021
|
Newbridge Financial Services Group, Inc.
|
BUY
|
- |
2.06K+ 7.25% |
$18K - $21.4K
|
30.5K
$710K
|
|
May 14, 2021
Q1 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
2K+ 10.13% |
$17.4K - $20.7K
|
21.7K
$506K
|
|
Apr 30, 2021
Q1 2021
|
Cornerstone Wealth Management, LLC
|
BUY
|
- |
1.6K+ 6.93% |
$13.9K - $16.6K
|
24.7K
$574K
|
|
May 13, 2021
Q1 2021
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
BUY
|
- |
1.4K+ 5.83% |
$12.2K - $14.5K
|
25.4K
$591K
|
|
Jul 16, 2021
Q1 2021
|
Heritage Wealth Management, LLC
Phoenix, AZ |
BUY
|
- |
1KNew |
$8.71K - $10.4K
|
1K
$23.3K
|
|
Jun 17, 2021
Q1 2021
|
Geneos Wealth Management Inc.
|
BUY
|
- |
820+ 65.6% |
$7.14K - $8.49K
|
2.07K
$48.2K
|
|
Aug 17, 2021
Q1 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
400New |
$3.48K - $4.14K
|
400
$9.31K
|
|
Apr 29, 2021
Q1 2021
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
BUY
|
- |
300+ 300.0% |
$2.61K - $3.11K
|
400
$9.31K
|
|
May 14, 2021
Q1 2021
|
Xml Financial, LLC
|
BUY
|
- |
213+ 2.01% |
$1.86K - $2.2K
|
10.8K
$252K
|
|
Apr 27, 2021
Q1 2021
|
Good Life Advisors, LLC
|
BUY
|
- |
125+ 0.92% |
$1.09K - $1.29K
|
13.8K
$321K
|
|
May 17, 2021
Q1 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
67+ 0.09% |
$584 - $693
|
77.4K
$1.8M
|
|
May 14, 2021
Q1 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
24+ 0.18% |
$209 - $248
|
13.3K
$309K
|
|
May 07, 2021
Q1 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
15+ 0.1% |
$131 - $155
|
14.5K
$337K
|
|
May 13, 2021
Q1 2021
|
Mc Carthy Asset Management, Inc.
|
BUY
|
- |
8+ 1.32% |
$69.7 - $82.8
|
615
$14.3K
|
|
May 13, 2021
Q1 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
5+ 1.85% |
$43.6 - $51.8
|
276
$6.42K
|
|
May 17, 2021
Q1 2021
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-20- 0.08% |
$174 - $207
|
24.9K
$579K
|
|
May 03, 2021
Q1 2021
|
Ellis Investment Partners, LLC
|
SELL
|
- |
-50Closed |
$436 - $518
|
0
$0
|
|
Apr 26, 2021
Q1 2021
|
Simplex Trading, LLC
|
SELL
|
- |
-379Closed |
$3.3K - $3.92K
|
0
$0
|
|
Apr 12, 2021
Q1 2021
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-400- 65.68% |
$3.48K - $4.14K
|
209
$4.86K
|
|
Apr 13, 2021
Q1 2021
|
West Oak Capital, LLC
|
SELL
|
- |
-500- 25.0% |
$4.36K - $5.18K
|
1.5K
$34.9K
|
|
Apr 28, 2021
Q1 2021
|
Davenport & CO LLC
|
SELL
|
- |
-600- 2.6% |
$5.23K - $6.21K
|
22.5K
$523K
|
|
Apr 16, 2021
Q1 2021
|
Country Trust Bank
|
SELL
|
- |
-640Closed |
$5.57K - $6.62K
|
0
$0
|
|
May 06, 2021
Q1 2021
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-689- 2.04% |
$6K - $7.13K
|
33.1K
$771K
|
|
May 04, 2021
Q1 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-1K- 8.23% |
$8.71K - $10.4K
|
11.1K
$259K
|
|
Apr 19, 2021
Q1 2021
|
Wambolt & Associates, LLC
|
SELL
|
- |
-1.3K- 6.07% |
$11.3K - $13.5K
|
20.1K
$468K
|
|
May 17, 2021
Q1 2021
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-1.5K- 7.71% |
$13.1K - $15.5K
|
18K
$418K
|
|
Apr 19, 2021
Q1 2021
|
Aurora Private Wealth, Inc.
|
SELL
|
- |
-1.6K- 2.17% |
$14K - $16.6K
|
72.4K
$1.68M
|
|
Mar 22, 2023
Q1 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-2.09K- 74.87% |
$18.2K - $21.6K
|
700
$16.3K
|
|
May 17, 2021
Q1 2021
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-2.21K- 5.18% |
$19.2K - $22.8K
|
40.4K
$939K
|
|
May 14, 2021
Q1 2021
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-3.2KClosed |
$27.9K - $33.1K
|
0
$0
|
|
May 17, 2021
Q1 2021
|
Great West Life Assurance CO
Winnipeg, A2 |
SELL
|
- |
-4.74K- 33.76% |
$41.2K - $49K
|
9.29K
$216K
|