Purchases and Sales Made in Q4 2021 in Gladstone Capital Corp (GLAD)
This table provides information about the institutional ownership of Gladstone Capital Corp (GLAD) during Q4 2021. The information is specifically focused on institutions that hold shares of GLADSTONE CAPITAL CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 26, 2022
Q4 2021
|
Van Eck Associates Corp
|
BUY
|
- |
38.7K+ 7.49% |
$416K - $478K
|
556K
$15.5M
|
|
|
Feb 14, 2022
Q4 2021
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
33.8K+ 31.46% |
$363K - $418K
|
141K
$3.94M
|
|
|
Feb 11, 2022
Q4 2021
|
Perigon Wealth Management, LLC
San Francisco, CA |
BUY
|
- |
32.5KNew |
$349K - $402K
|
32.5K
$907K
|
|
|
Aug 11, 2022
Q4 2021
|
Axxcess Wealth Management, LLC
Carlsbad, CA |
BUY
|
- |
24.4KNew |
$262K - $301K
|
24.4K
$680K
|
|
|
Feb 15, 2022
Q4 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
22.4K+ 7.09% |
$240K - $276K
|
338K
$9.42M
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
17.2K+ 8.4% |
$185K - $212K
|
222K
$6.18M
|
|
|
Jan 31, 2022
Q4 2021
|
D.A. Davidson & Co.
|
BUY
|
- |
16K+ 10.03% |
$172K - $198K
|
176K
$4.91M
|
|
|
Jan 18, 2022
Q4 2021
|
Kovack Advisors, Inc.
|
BUY
|
- |
12.7K+ 59.55% |
$136K - $157K
|
34K
$949K
|
|
|
Feb 11, 2022
Q4 2021
|
South State Corp
|
BUY
|
- |
11KNew |
$118K - $136K
|
11K
$308K
|
|
|
Feb 10, 2022
Q4 2021
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
10.5KNew |
$113K - $130K
|
10.5K
$293K
|
|
|
Feb 10, 2022
Q4 2021
|
Black Rock Inc.
New York, NY |
BUY
|
- |
9.18K+ 4.2% |
$98.6K - $113K
|
228K
$6.35M
|
|
|
Jan 24, 2022
Q4 2021
|
National Bank Of Canada
|
BUY
|
- |
8.9KNew |
$95.6K - $110K
|
8.9K
$248K
|
|
|
Jan 31, 2022
Q4 2021
|
Cwm, LLC
|
BUY
|
- |
5.78KNew |
$62K - $71.3K
|
5.78K
$161K
|
|
|
Feb 08, 2022
Q4 2021
|
Ausdal Financial Partners, Inc.
Davenport, IA |
BUY
|
- |
4.54K+ 22.86% |
$48.8K - $56.1K
|
24.4K
$681K
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
4.54K+ 19.64% |
$48.8K - $56.1K
|
27.7K
$771K
|
|
|
Feb 07, 2022
Q4 2021
|
Claraphi Advisory Network, LLC
|
BUY
|
- |
4.43K+ 19.92% |
$47.6K - $54.7K
|
26.7K
$744K
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
4.31K+ 38.29% |
$46.2K - $53.2K
|
15.6K
$434K
|
|
|
Feb 03, 2022
Q4 2021
|
Total Clarity Wealth Management, Inc.
|
BUY
|
- |
2.01KNew |
$21.6K - $24.8K
|
2.01K
$56.1K
|
|
|
Nov 30, 2023
Q4 2021
|
Pfs Partners, LLC
Mine Hill, NJ |
BUY
|
- |
1.54KNew |
$16.5K - $19K
|
1.54K
$42.9K
|
|
|
Feb 09, 2022
Q4 2021
|
Umb Bank, N.A.
|
BUY
|
- |
1.5KNew |
$16.1K - $18.5K
|
1.5K
$41.8K
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1.1K+ 4.32% |
$11.8K - $13.6K
|
26.6K
$741K
|
|
|
Feb 03, 2022
Q4 2021
|
Novare Capital Management LLC
|
BUY
|
- |
615+ 1.04% |
$6.61K - $7.6K
|
60K
$1.67M
|
|
|
Feb 11, 2022
Q4 2021
|
Peak6 Investments LLC
Chicago, IL |
BUY
|
- |
543+ 36.79% |
$5.83K - $6.71K
|
2.02K
$56.3K
|
|
|
Feb 14, 2022
Q4 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
304+ 2.05% |
$3.26K - $3.75K
|
15.1K
$422K
|
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
267+ 2.25% |
$2.87K - $3.3K
|
12.1K
$338K
|
|
|
Feb 14, 2022
Q4 2021
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
BUY
|
- |
260+ 0.22% |
$2.79K - $3.21K
|
119K
$3.31M
|
|
|
Feb 04, 2022
Q4 2021
|
Outfitter Financial LLC
|
BUY
|
- |
250New |
$2.69K - $3.09K
|
250
$6.97K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
250+ 1.4% |
$2.69K - $3.09K
|
18.1K
$504K
|
|
|
Feb 01, 2022
Q4 2021
|
Xml Financial, LLC
|
BUY
|
- |
189+ 1.69% |
$2.03K - $2.33K
|
11.4K
$318K
|
|
|
Feb 10, 2022
Q4 2021
|
Good Life Advisors, LLC
|
BUY
|
- |
109+ 0.78% |
$1.17K - $1.35K
|
14.1K
$393K
|
|
|
Jan 13, 2022
Q4 2021
|
Wedbush Securities Inc
|
BUY
|
- |
41+ 0.27% |
$440 - $506
|
15.2K
$423K
|
|
|
Jan 20, 2022
Q4 2021
|
Parallel Advisors, LLC
|
BUY
|
- |
15New |
$161 - $185
|
15
$418
|
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
5+ 0.04% |
$53.7 - $61.8
|
12.6K
$351K
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jan 28, 2022
Q4 2021
|
Shulman De Meo Asset Management LLC
|
SELL
|
- |
-73- 0.15% |
$784 - $902
|
48.5K
$1.35M
|
|
|
Feb 14, 2022
Q4 2021
|
D. E. Shaw & Co., Inc.
New York, NY |
SELL
|
- |
-89- 0.66% |
$956 - $1.1K
|
13.4K
$373K
|
|
|
Feb 08, 2022
Q4 2021
|
Wambolt & Associates, LLC
|
SELL
|
- |
-172- 0.85% |
$1.85K - $2.12K
|
20K
$557K
|
|
|
Jan 12, 2022
Q4 2021
|
West Oak Capital, LLC
|
SELL
|
- |
-200- 20.0% |
$2.15K - $2.47K
|
800
$22.3K
|
|
|
Feb 14, 2022
Q4 2021
|
Great West Life Assurance CO
Winnipeg, A2 |
SELL
|
- |
-320- 2.98% |
$3.44K - $3.95K
|
10.4K
$290K
|
|
|
Jan 14, 2022
Q4 2021
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-349- 1.02% |
$3.75K - $4.31K
|
33.8K
$944K
|
|
|
Feb 09, 2022
Q4 2021
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-365- 14.99% |
$3.92K - $4.51K
|
2.07K
$57.7K
|
|
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-400Closed |
$4.3K - $4.94K
|
0
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-435Closed |
$4.67K - $5.37K
|
0
$0
|
|
|
Feb 07, 2022
Q4 2021
|
Mc Carthy Asset Management, Inc.
|
SELL
|
- |
-637Closed |
$6.84K - $7.87K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Mckinley Capital Management LLC
|
SELL
|
- |
-734- 0.77% |
$7.88K - $9.06K
|
94.2K
$2.63M
|
|
|
Feb 14, 2022
Q4 2021
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-1K- 2.63% |
$10.7K - $12.4K
|
37K
$1.03M
|
|
|
Jan 31, 2022
Q4 2021
|
Horizon Financial Services, LLC
|
SELL
|
- |
-1KClosed |
$10.7K - $12.4K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Cahill Financial Advisors Inc
Edina, MN |
SELL
|
- |
-1.07KClosed |
$11.5K - $13.2K
|
0
$0
|
|
|
Mar 21, 2023
Q4 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-1.69K- 60.52% |
$18.1K - $20.8K
|
1.1K
$30.7K
|
|
|
Feb 14, 2022
Q4 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-1.88K- 87.26% |
$20.2K - $23.2K
|
274
$7.64K
|