Purchases and Sales Made in Q3 2021 in Clough Global Opportunities Fund (GLO)
This table provides information about the institutional ownership of Clough Global Opportunities Fund (GLO) during Q3 2021. The information is specifically focused on institutions that hold shares of Clough Global Opportunities Fund.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
1.3MNew |
$15.6M - $17M
|
1.3M
$6.72M
|
|
Nov 12, 2021
Q3 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
705KNew |
$8.51M - $9.27M
|
705K
$3.65M
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
118K+ 29.89% |
$1.43M - $1.55M
|
514K
$2.66M
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
109K+ 72.69% |
$1.32M - $1.44M
|
260K
$1.35M
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
73K+ 62.69% |
$881K - $959K
|
189K
$981K
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
38.2K+ 16.86% |
$461K - $502K
|
265K
$1.37M
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
28K+ 29.31% |
$337K - $368K
|
123K
$639K
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
22.6K+ 175.74% |
$272K - $297K
|
35.4K
$183K
|
|
Nov 02, 2021
Q3 2021
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
BUY
|
- |
16KNew |
$194K - $211K
|
16K
$83.1K
|
|
Nov 15, 2021
Q3 2021
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
14.2KNew |
$172K - $187K
|
14.2K
$73.7K
|
|
Nov 16, 2021
Q3 2021
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
12.2KNew |
$147K - $160K
|
12.2K
$63K
|
|
Oct 26, 2021
Q3 2021
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
11.1KNew |
$134K - $146K
|
11.1K
$57.4K
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
10.6K+ 14.41% |
$128K - $140K
|
84.5K
$438K
|
|
Oct 12, 2021
Q3 2021
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
8.69KNew |
$105K - $114K
|
8.69K
$45K
|
|
Nov 09, 2021
Q3 2021
|
Mirador Capital Partners LP
|
BUY
|
- |
8.59K+ 11.28% |
$104K - $113K
|
84.7K
$439K
|
|
Nov 12, 2021
Q3 2021
|
Centaurus Financial, Inc.
|
BUY
|
- |
6.91K+ 17.36% |
$83.3K - $90.8K
|
46.7K
$242K
|
|
Nov 15, 2021
Q3 2021
|
Wetherby Asset Management Inc
San Francisco, CA |
BUY
|
- |
6.08K+ 33.34% |
$73.4K - $79.9K
|
24.3K
$126K
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
5.48KNew |
$66K - $72K
|
5.48K
$28.4K
|
|
Nov 04, 2021
Q3 2021
|
Transcend Capital Advisors, LLC
|
BUY
|
- |
4.17K+ 12.18% |
$50.3K - $54.8K
|
38.4K
$199K
|
|
Nov 16, 2021
Q3 2021
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
2.8K+ 7.01% |
$33.8K - $36.8K
|
42.8K
$222K
|
|
Nov 10, 2021
Q3 2021
|
Us Bancorp \De\
|
BUY
|
- |
2.5KNew |
$30.2K - $32.9K
|
2.5K
$13K
|
|
Nov 02, 2021
Q3 2021
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
1.6KNew |
$19.3K - $21K
|
1.6K
$8.29K
|
|
Nov 15, 2021
Q3 2021
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
384+ 0.74% |
$4.63K - $5.05K
|
52K
$269K
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
263+ 2.22% |
$3.17K - $3.46K
|
12.1K
$62.6K
|
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
100New |
$1.21K - $1.31K
|
100
$518
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-132- 0.31% |
$1.59K - $1.73K
|
42.2K
$218K
|
|
Oct 13, 2021
Q3 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-150Closed |
$1.81K - $1.97K
|
0
$0
|
|
Oct 28, 2021
Q3 2021
|
180 Wealth Advisors, LLC
|
SELL
|
- |
-170- 0.7% |
$2.05K - $2.23K
|
24K
$124K
|
|
Dec 19, 2023
Q3 2021
|
West Paces Advisors Inc.
Atlanta, GA |
SELL
|
- |
-313Closed |
$3.77K - $4.11K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-380- 0.67% |
$4.58K - $4.99K
|
56.6K
$293K
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
SELL
|
- |
-962- 2.68% |
$11.6K - $12.6K
|
35K
$181K
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-1.7K- 10.59% |
$20.5K - $22.4K
|
14.4K
$74.4K
|
|
Nov 08, 2021
Q3 2021
|
Plante Moran Financial Advisors, LLC
|
SELL
|
- |
-3.78KClosed |
$45.6K - $49.7K
|
0
$0
|
|
Nov 10, 2021
Q3 2021
|
Blue Bell Private Wealth Management, LLC
|
SELL
|
- |
-4.78KClosed |
$57.6K - $62.7K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-6.13K- 5.19% |
$73.9K - $80.5K
|
112K
$580K
|
|
Nov 15, 2021
Q3 2021
|
Css LLC
Chicago, IL |
SELL
|
- |
-10KClosed |
$121K - $131K
|
0
$0
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
SELL
|
- |
-15.6KClosed |
$189K - $205K
|
0
$0
|
|
Nov 10, 2021
Q3 2021
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-15.7KClosed |
$189K - $206K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-20.8KClosed |
$251K - $273K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-26.4K- 11.25% |
$319K - $347K
|
209K
$1.08M
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-28.2K- 23.06% |
$340K - $371K
|
94.2K
$488K
|
|
Nov 15, 2021
Q3 2021
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-36.2KClosed |
$437K - $476K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Hunting Hill Global Capital, LLC
New York, NY |
SELL
|
- |
-43.8KClosed |
$529K - $576K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-76.8KClosed |
$927K - $1.01M
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Yakira Capital Management, Inc.
Westport, CT |
SELL
|
- |
-287K- 87.93% |
$3.46M - $3.77M
|
39.4K
$204K
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-832K- 36.69% |
$10M - $10.9M
|
1.44M
$7.43M
|
|
Nov 12, 2021
Q3 2021
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-938KClosed |
$11.3M - $12.3M
|
0
$0
|