Purchases and Sales Made in Q1 2022 in Guggenheim Strategic Opportunities Fund (GOF)
This table provides information about the institutional ownership of Guggenheim Strategic Opportunities Fund (GOF) during Q1 2022. The information is specifically focused on institutions that hold shares of GUGGENHEIM STRATEGIC OPPORTUNITIES FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 13, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
737K+ 28.31% |
$13.1M - $14.4M
|
3.34M
$51.1M
|
|
|
Aug 09, 2022
Q1 2022
|
Verus Capital Partners, LLC
Scottsdale, AZ |
BUY
|
- |
326KNew |
$5.78M - $6.36M
|
326K
$4.98M
|
|
|
May 04, 2022
Q1 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
302K+ 50.29% |
$5.36M - $5.9M
|
902K
$13.8M
|
|
|
May 13, 2022
Q1 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
202K+ 1293.93% |
$3.59M - $3.95M
|
218K
$3.33M
|
|
|
May 16, 2022
Q1 2022
|
Ubs Group Ag
|
BUY
|
- |
188K+ 15.02% |
$3.33M - $3.66M
|
1.44M
$22M
|
|
|
May 16, 2022
Q1 2022
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
97.7KNew |
$1.74M - $1.91M
|
97.7K
$1.5M
|
|
|
May 16, 2022
Q1 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
87.7KNew |
$1.56M - $1.71M
|
87.7K
$1.34M
|
|
|
May 16, 2022
Q1 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
76.8K+ 13.26% |
$1.36M - $1.5M
|
656K
$10M
|
|
|
May 12, 2022
Q1 2022
|
Founders Financial Alliance, LLC
Raleigh, NC |
BUY
|
- |
60.7K+ 112.71% |
$1.08M - $1.19M
|
115K
$1.75M
|
|
|
May 04, 2022
Q1 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
52.2K+ 47.36% |
$926K - $1.02M
|
162K
$2.48M
|
|
|
May 16, 2022
Q1 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
35.5K+ 11.42% |
$631K - $694K
|
347K
$5.31M
|
|
|
May 04, 2022
Q1 2022
|
Janney Montgomery Scott LLC
|
BUY
|
- |
29.9K+ 11.42% |
$530K - $584K
|
292K
$4.46M
|
|
|
May 13, 2022
Q1 2022
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
29.3K+ 41.19% |
$521K - $573K
|
101K
$1.54M
|
|
|
May 12, 2022
Q1 2022
|
Private Advisor Group, LLC
|
BUY
|
- |
26K+ 43.44% |
$462K - $508K
|
85.9K
$1.31M
|
|
|
Apr 20, 2022
Q1 2022
|
Marcum Wealth, LLC
|
BUY
|
- |
21.4KNew |
$380K - $418K
|
21.4K
$328K
|
|
|
May 12, 2022
Q1 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
17.8K+ 13.53% |
$316K - $347K
|
149K
$2.28M
|
|
|
May 13, 2022
Q1 2022
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
16.1K+ 100.23% |
$286K - $315K
|
32.2K
$492K
|
|
|
May 13, 2022
Q1 2022
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
15.4KNew |
$272K - $300K
|
15.4K
$235K
|
|
|
May 20, 2022
Q1 2022
|
Ep Wealth Advisors, LLC
Torrance, CA |
BUY
|
- |
14.5KNew |
$258K - $284K
|
14.5K
$223K
|
|
|
Apr 15, 2022
Q1 2022
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
14.3K+ 16.55% |
$254K - $279K
|
101K
$1.54M
|
|
|
Apr 19, 2022
Q1 2022
|
Safeguard Financial, LLC
|
BUY
|
- |
14.1KNew |
$250K - $275K
|
14.1K
$216K
|
|
|
May 05, 2022
Q1 2022
|
First Foundation Advisors
Irvine, CA |
BUY
|
- |
14K+ 56.24% |
$249K - $273K
|
38.9K
$595K
|
|
|
May 04, 2022
Q1 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
13.8K+ 4.32% |
$244K - $269K
|
332K
$5.08M
|
|
|
May 12, 2022
Q1 2022
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
12.5K+ 65.07% |
$222K - $244K
|
31.7K
$485K
|
|
|
May 13, 2022
Q1 2022
|
Creative One Wealth, LLC
Overland Park, KS |
BUY
|
- |
12.3KNew |
$219K - $240K
|
12.3K
$188K
|
|
|
Apr 27, 2022
Q1 2022
|
Magnolia Wealth Management, LLC
|
BUY
|
- |
11KNew |
$195K - $215K
|
11K
$168K
|
|
|
May 03, 2022
Q1 2022
|
Future Financial Wealth Managment LLC
|
BUY
|
- |
10.8KNew |
$192K - $211K
|
10.8K
$165K
|
|
|
May 13, 2022
Q1 2022
|
Centaurus Financial, Inc.
|
BUY
|
- |
10.6K+ 58.78% |
$189K - $208K
|
28.7K
$439K
|
|
|
Jul 14, 2022
Q1 2022
|
Global Retirement Partners, LLC
|
BUY
|
- |
10.5KNew |
$186K - $205K
|
10.5K
$161K
|
|
|
Apr 22, 2022
Q1 2022
|
Main Street Financial Solutions, LLC
|
BUY
|
- |
10.1KNew |
$180K - $198K
|
10.1K
$155K
|
|
|
May 04, 2022
Q1 2022
|
Dowling & Yahnke LLC
San Diego, CA |
BUY
|
- |
10.1KNew |
$179K - $197K
|
10.1K
$154K
|
|
|
May 12, 2022
Q1 2022
|
D.A. Davidson & Co.
|
BUY
|
- |
10KNew |
$178K - $196K
|
10K
$153K
|
|
|
May 12, 2022
Q1 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
9.84K+ 13.38% |
$175K - $192K
|
83.3K
$1.27M
|
|
|
Apr 20, 2022
Q1 2022
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
8.51KNew |
$151K - $166K
|
8.51K
$130K
|
|
|
May 16, 2022
Q1 2022
|
Kovack Advisors, Inc.
|
BUY
|
- |
7.84K+ 17.99% |
$139K - $153K
|
51.5K
$787K
|
|
|
Apr 18, 2022
Q1 2022
|
Ae Wealth Management LLC
|
BUY
|
- |
7.46K+ 29.49% |
$132K - $146K
|
32.8K
$501K
|
|
|
Apr 28, 2022
Q1 2022
|
Bay Colony Advisory Group, Inc D
|
BUY
|
- |
6.52K+ 4.77% |
$116K - $127K
|
143K
$2.19M
|
|
|
Apr 21, 2022
Q1 2022
|
Destiny Wealth Partners, LLC
|
BUY
|
- |
6.5KNew |
$115K - $127K
|
6.5K
$99.5K
|
|
|
May 11, 2022
Q1 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
5.49K+ 3.08% |
$97.5K - $107K
|
184K
$2.81M
|
|
|
May 10, 2022
Q1 2022
|
San Luis Wealth Advisors LLC
San Luis Obispo, CA |
BUY
|
- |
5.27KNew |
$93.5K - $103K
|
5.27K
$80.6K
|
|
|
Sep 06, 2022
Q1 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
4.99KNew |
$88.5K - $97.4K
|
4.99K
$76.3K
|
|
|
May 13, 2022
Q1 2022
|
Money Concepts Capital Corp
|
BUY
|
- |
4.71KNew |
$83.6K - $91.9K
|
4.71K
$72K
|
|
|
May 02, 2022
Q1 2022
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
4.07K+ 8.15% |
$72.3K - $79.6K
|
54K
$827K
|
|
|
May 02, 2022
Q1 2022
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
3.72K+ 7.29% |
$66K - $72.6K
|
54.7K
$837K
|
|
|
May 13, 2022
Q1 2022
|
Parisi Gray Wealth Management
|
BUY
|
- |
3.12K+ 5.72% |
$55.4K - $60.9K
|
57.6K
$882K
|
|
|
May 04, 2022
Q1 2022
|
Prospera Financial Services Inc
|
BUY
|
- |
3.11KNew |
$55.3K - $60.8K
|
3.11K
$47.6K
|
|
|
May 13, 2022
Q1 2022
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
2.99K+ 5.82% |
$53K - $58.3K
|
54.3K
$831K
|
|
|
May 09, 2022
Q1 2022
|
Herold Advisors, Inc.
|
BUY
|
- |
2.75KNew |
$48.8K - $53.7K
|
2.75K
$42.1K
|
|
|
May 12, 2022
Q1 2022
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
2.71K+ 24.58% |
$48.1K - $52.9K
|
13.7K
$210K
|
|
|
Apr 19, 2022
Q1 2022
|
Jb Capital LLC
|
BUY
|
- |
2.46K+ 14.62% |
$43.6K - $48K
|
19.3K
$295K
|