Purchases and Sales Made in Q3 2024 in Guggenheim Strategic Opportunities Fund (GOF)
This table provides information about the institutional ownership of Guggenheim Strategic Opportunities Fund (GOF) during Q3 2024. The information is specifically focused on institutions that hold shares of GUGGENHEIM STRATEGIC OPPORTUNITIES FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 20, 2024
Q3 2024
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-1.29K- 6.45% |
$19.3K - $20.4K
|
18.8K
$298K
|
|
|
Nov 08, 2024
Q3 2024
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-1.59K- 3.6% |
$23.7K - $25K
|
42.5K
$676K
|
|
|
Oct 18, 2024
Q3 2024
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-1.71K- 0.37% |
$25.6K - $27K
|
456K
$7.26M
|
|
|
Oct 24, 2024
Q3 2024
|
Patriot Financial Group Insurance Agency, LLC
|
SELL
|
- |
-1.99K- 5.78% |
$29.7K - $31.4K
|
32.4K
$516K
|
|
|
Oct 08, 2024
Q3 2024
|
Brookstone Capital Management
|
SELL
|
- |
-2.19K- 3.1% |
$32.8K - $34.6K
|
68.5K
$1.09M
|
|
|
Nov 08, 2024
Q3 2024
|
Vantage Financial Partners, LLC
Elm Grove, WI |
SELL
|
- |
-2.34K- 12.55% |
$34.9K - $36.8K
|
16.3K
$259K
|
|
|
Nov 12, 2024
Q3 2024
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-2.44K- 36.65% |
$36.5K - $38.5K
|
4.22K
$67.2K
|
|
|
Oct 24, 2024
Q3 2024
|
Bay Colony Advisory Group, Inc D
|
SELL
|
- |
-3.05K- 1.05% |
$45.5K - $48K
|
288K
$4.57M
|
|
|
Dec 13, 2024
Q3 2024
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-3.13K- 5.93% |
$46.7K - $49.3K
|
49.6K
$789K
|
|
|
Nov 12, 2024
Q3 2024
|
Western Wealth Management, LLC
|
SELL
|
- |
-3.39K- 8.26% |
$50.7K - $53.5K
|
37.7K
$600K
|
|
|
Jan 10, 2025
Q3 2024
|
Buska Wealth Management, LLC
Wausau, WI |
SELL
|
- |
-3.72K- 15.4% |
$55.6K - $58.6K
|
20.4K
$325K
|
|
|
Nov 14, 2024
Q3 2024
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-5.36K- 18.05% |
$80K - $84.4K
|
24.3K
$387K
|
|
|
Oct 15, 2024
Q3 2024
|
True Mark Investments, LLC
Chicago, IL |
SELL
|
- |
-5.47K- 1.82% |
$81.7K - $86.2K
|
296K
$4.7M
|
|
|
Oct 04, 2024
Q3 2024
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-5.52K- 5.63% |
$82.4K - $86.9K
|
92.5K
$1.47M
|
|
|
Oct 29, 2024
Q3 2024
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-5.6K- 2.1% |
$83.7K - $88.3K
|
261K
$4.14M
|
|
|
Nov 14, 2024
Q3 2024
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-5.69K- 7.02% |
$85.1K - $89.7K
|
75.4K
$1.2M
|
|
|
Oct 25, 2024
Q3 2024
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-7.24K- 7.06% |
$108K - $114K
|
95.3K
$1.52M
|
|
|
Nov 14, 2024
Q3 2024
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-10.4K- 5.51% |
$155K - $163K
|
178K
$2.83M
|
|
|
Nov 07, 2024
Q3 2024
|
Semus Wealth Partners LLC
Boca Raton, FL |
SELL
|
- |
-11.2K- 24.5% |
$167K - $176K
|
34.4K
$547K
|
|
|
Nov 12, 2024
Q3 2024
|
Richmond Brothers, Inc.
Jackson, MI |
SELL
|
- |
-12.1K- 4.08% |
$181K - $191K
|
285K
$4.53M
|
|
|
Nov 13, 2024
Q3 2024
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-18.7K- 4.84% |
$280K - $295K
|
368K
$5.86M
|
|
|
Nov 13, 2024
Q3 2024
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-22.6K- 48.73% |
$338K - $357K
|
23.8K
$379K
|
|
|
Nov 13, 2024
Q3 2024
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-29.9K- 12.23% |
$447K - $471K
|
215K
$3.41M
|
|
|
Nov 14, 2024
Q3 2024
|
Cohen & Steers, Inc.
New York, NY |
SELL
|
- |
-235K- 31.97% |
$3.51M - $3.7M
|
500K
$7.95M
|
|
|
Nov 12, 2024
Q3 2024
|
Strategic Financial Concepts, LLC
San Antonio, TX |
SELL
|
- |
-306K- 93.88% |
$4.57M - $4.82M
|
20K
$318K
|
|
|
Nov 05, 2024
Q3 2024
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
SELL
|
- |
-383K- 35.81% |
$5.72M - $6.04M
|
686K
$10.9M
|