Purchases and Sales Made in Q4 2022 in Guggenheim Strategic Opportunities Fund (GOF)
This table provides information about the institutional ownership of Guggenheim Strategic Opportunities Fund (GOF) during Q4 2022. The information is specifically focused on institutions that hold shares of GUGGENHEIM STRATEGIC OPPORTUNITIES FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 10, 2023
Q4 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-12K- 4.98% |
$181K - $198K
|
229K
$3.64M
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-12.9K- 9.99% |
$195K - $214K
|
117K
$1.85M
|
|
|
Feb 13, 2023
Q4 2022
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-13.2K- 4.08% |
$199K - $218K
|
309K
$4.92M
|
|
|
Jan 12, 2023
Q4 2022
|
One Ascent Financial Services LLC
Birmingham, AL |
SELL
|
- |
-14.8K- 18.86% |
$223K - $244K
|
63.6K
$1.01M
|
|
|
Jan 30, 2023
Q4 2022
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-17.3K- 38.44% |
$261K - $287K
|
27.8K
$442K
|
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
SELL
|
- |
-40.5K- 2.77% |
$611K - $670K
|
1.42M
$22.6M
|
|
|
Feb 14, 2023
Q4 2022
|
Verus Capital Partners, LLC
Scottsdale, AZ |
SELL
|
- |
-47.3K- 21.64% |
$713K - $782K
|
171K
$2.72M
|
|
|
Mar 06, 2023
Q4 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-66.7K- 48.5% |
$1.01M - $1.1M
|
70.8K
$1.13M
|
|
|
Feb 14, 2023
Q4 2022
|
Cohen & Steers, Inc.
New York, NY |
SELL
|
- |
-78.1K- 14.3% |
$1.18M - $1.29M
|
468K
$7.44M
|
|
|
Feb 01, 2023
Q4 2022
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-96.5K- 28.16% |
$1.45M - $1.6M
|
246K
$3.92M
|
|
|
Aug 30, 2023
Q4 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-112K- 23.5% |
$1.68M - $1.84M
|
363K
$5.78M
|
|
|
Feb 14, 2023
Q4 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-140K- 20.07% |
$2.11M - $2.32M
|
557K
$8.87M
|
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-142K- 30.14% |
$2.14M - $2.35M
|
329K
$5.24M
|