Purchases and Sales Made in Q4 2022 in Guggenheim Strategic Opportunities Fund (GOF)
This table provides information about the institutional ownership of Guggenheim Strategic Opportunities Fund (GOF) during Q4 2022. The information is specifically focused on institutions that hold shares of GUGGENHEIM STRATEGIC OPPORTUNITIES FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 13, 2023
Q4 2022
|
Advisory Services Network, LLC
|
BUY
|
- |
2.73K+ 12.2% |
$41.2K - $45.2K
|
25.1K
$400K
|
|
|
Feb 13, 2023
Q4 2022
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
1.4K+ 2.4% |
$21.2K - $23.2K
|
60K
$955K
|
|
|
Jan 12, 2023
Q4 2022
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
1.1K+ 2.58% |
$16.6K - $18.2K
|
43.7K
$696K
|
|
|
Feb 10, 2023
Q4 2022
|
Bison Wealth, LLC
|
BUY
|
- |
1.09K+ 7.62% |
$16.4K - $18K
|
15.4K
$245K
|
|
|
Feb 03, 2023
Q4 2022
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
1.04KNew |
$15.6K - $17.2K
|
1.04K
$16.5K
|
|
|
Jan 19, 2023
Q4 2022
|
Tsfg, LLC
|
BUY
|
- |
1K+ 10.06% |
$15.1K - $16.5K
|
10.9K
$174K
|
|
|
Jan 11, 2023
Q4 2022
|
Mc Elhenny Sheffield Capital Management, LLC
|
BUY
|
- |
775New |
$11.7K - $12.8K
|
775
$12.3K
|
|
|
Jan 10, 2023
Q4 2022
|
Gradient Investments LLC
|
BUY
|
- |
570+ 54.29% |
$8.6K - $9.43K
|
1.62K
$25.8K
|
|
|
Jan 11, 2023
Q4 2022
|
Accurate Wealth Management, LLC
|
BUY
|
- |
501New |
$7.56K - $8.29K
|
501
$7.97K
|
|
|
Jan 23, 2023
Q4 2022
|
Jb Capital LLC
|
BUY
|
- |
474+ 2.3% |
$7.15K - $7.84K
|
21.1K
$335K
|
|
|
Feb 01, 2023
Q4 2022
|
Capital Wealth Alliance, LLC
|
BUY
|
- |
151+ 0.98% |
$2.28K - $2.5K
|
15.5K
$247K
|
|
|
Feb 01, 2023
Q4 2022
|
Cwm, LLC
|
BUY
|
- |
148New |
$2.23K - $2.45K
|
148
$2.35K
|
|
|
Jan 17, 2023
Q4 2022
|
David J Yvars Group
|
BUY
|
- |
131+ 0.23% |
$1.98K - $2.17K
|
57.8K
$920K
|
|
|
Feb 06, 2023
Q4 2022
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
102+ 0.69% |
$1.54K - $1.69K
|
14.9K
$237K
|
|
|
Feb 06, 2023
Q4 2022
|
Syverson Strege & CO
West Des Moines, IA |
BUY
|
- |
68+ 1.95% |
$1.03K - $1.12K
|
3.56K
$56.6K
|
|
|
Feb 14, 2023
Q4 2022
|
High Net Worth Advisory Group LLC
Naples, FL |
BUY
|
- |
62+ 0.95% |
$935 - $1.03K
|
6.62K
$105K
|
|
|
Feb 14, 2023
Q4 2022
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
48+ 0.31% |
$724 - $794
|
15.5K
$247K
|
|
|
Oct 13, 2023
Q4 2022
|
Wfa Asset Management Corp
Whitefish Bay, WI |
BUY
|
- |
48+ 3.52% |
$724 - $794
|
1.41K
$22.5K
|
|
|
Jan 30, 2023
Q4 2022
|
Geneos Wealth Management Inc.
|
BUY
|
- |
13+ 0.15% |
$196 - $215
|
8.8K
$140K
|
|
|
Feb 13, 2023
Q4 2022
|
Global Retirement Partners, LLC
|
BUY
|
- |
10+ 0.13% |
$151 - $165
|
7.87K
$125K
|
|
|
Jan 30, 2023
Q4 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 14, 2023
Q4 2022
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-38- 0.17% |
$573 - $629
|
22.4K
$356K
|
|
|
Jan 24, 2023
Q4 2022
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-56- 0.46% |
$844 - $926
|
12.2K
$194K
|
|
|
Feb 03, 2023
Q4 2022
|
9258 Wealth Management, LLC
|
SELL
|
- |
-141- 0.6% |
$2.13K - $2.33K
|
23.2K
$369K
|
|
|
Feb 10, 2023
Q4 2022
|
Centaurus Financial, Inc.
|
SELL
|
- |
-350- 1.02% |
$5.28K - $5.79K
|
34K
$541K
|
|
|
Feb 01, 2023
Q4 2022
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-350- 3.31% |
$5.28K - $5.79K
|
10.2K
$163K
|
|
|
Feb 08, 2023
Q4 2022
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-682- 4.45% |
$10.3K - $11.3K
|
14.6K
$233K
|
|
|
Jan 23, 2023
Q4 2022
|
Clear Creek Financial Management, LLC
|
SELL
|
- |
-883- 5.44% |
$13.3K - $14.6K
|
15.4K
$244K
|
|
|
Feb 01, 2023
Q4 2022
|
Creative Financial Designs Inc
|
SELL
|
- |
-911- 12.32% |
$13.7K - $15.1K
|
6.49K
$103K
|
|
|
Feb 13, 2023
Q4 2022
|
Us Bancorp \De\
|
SELL
|
- |
-1.08K- 85.31% |
$16.3K - $17.9K
|
186
$2.96K
|
|
|
Feb 01, 2023
Q4 2022
|
Bay Colony Advisory Group, Inc D
|
SELL
|
- |
-1.34K- 0.77% |
$20.3K - $22.2K
|
173K
$2.75M
|
|
|
Feb 14, 2023
Q4 2022
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-1.44K- 1.53% |
$21.7K - $23.8K
|
92.5K
$1.47M
|
|
|
Feb 14, 2023
Q4 2022
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-1.57K- 7.05% |
$23.7K - $26K
|
20.7K
$330K
|
|
|
Jan 17, 2023
Q4 2022
|
Capital Market Strategies LLC
|
SELL
|
- |
-1.86K- 5.8% |
$28K - $30.7K
|
30.2K
$480K
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-1.9K- 0.38% |
$28.7K - $31.4K
|
497K
$7.91M
|
|
|
Jan 31, 2023
Q4 2022
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-2.1K- 8.37% |
$31.6K - $34.7K
|
23K
$365K
|
|
|
Feb 15, 2023
Q4 2022
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-2.28K- 4.79% |
$34.4K - $37.7K
|
45.3K
$721K
|
|
|
Jan 23, 2023
Q4 2022
|
Catalyst Private Wealth, LLC
|
SELL
|
- |
-2.85K- 19.76% |
$43K - $47.2K
|
11.6K
$184K
|
|
|
Feb 15, 2023
Q4 2022
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-2.95K- 5.19% |
$44.4K - $48.7K
|
53.8K
$856K
|
|
|
Feb 08, 2023
Q4 2022
|
Belpointe Asset Management LLC
|
SELL
|
- |
-3.05K- 35.36% |
$46K - $50.4K
|
5.58K
$88.7K
|
|
|
Feb 03, 2023
Q4 2022
|
Spire Wealth Management
|
SELL
|
- |
-3.15K- 53.09% |
$47.4K - $52K
|
2.78K
$44.2K
|
|
|
Feb 10, 2023
Q4 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-3.3K- 14.68% |
$49.8K - $54.6K
|
19.2K
$305K
|
|
|
Jan 13, 2023
Q4 2022
|
Merit Financial Group, LLC
|
SELL
|
- |
-4.06K- 14.81% |
$61.2K - $67.1K
|
23.3K
$371K
|
|
|
Feb 08, 2023
Q4 2022
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-5.1K- 6.92% |
$76.8K - $84.3K
|
68.6K
$1.09M
|
|
|
Feb 21, 2023
Q4 2022
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-7.65K- 89.89% |
$115K - $126K
|
860
$13.7K
|
|
|
Feb 02, 2023
Q4 2022
|
Western Wealth Management, LLC
|
SELL
|
- |
-8.63K- 9.05% |
$130K - $143K
|
86.7K
$1.38M
|
|
|
Feb 13, 2023
Q4 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-8.75K- 12.82% |
$132K - $145K
|
59.5K
$946K
|
|
|
Feb 17, 2023
Q4 2022
|
Truist Financial Corp
|
SELL
|
- |
-10.7K- 8.35% |
$161K - $177K
|
118K
$1.87M
|
|
|
Feb 22, 2023
Q4 2022
|
Kovack Advisors, Inc.
|
SELL
|
- |
-11.7K- 33.66% |
$177K - $194K
|
23.1K
$368K
|
|
|
Feb 07, 2023
Q4 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-11.8K- 3.35% |
$177K - $194K
|
340K
$5.4M
|