Purchases and Sales Made in Q4 2023 in Guggenheim Strategic Opportunities Fund (GOF)
This table provides information about the institutional ownership of Guggenheim Strategic Opportunities Fund (GOF) during Q4 2023. The information is specifically focused on institutions that hold shares of GUGGENHEIM STRATEGIC OPPORTUNITIES FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 29, 2024
Q4 2023
|
Mosaic Family Wealth Partners, LLC
St. Louis, MO |
BUY
|
- |
4.7K+ 2.65% |
$52.5K - $66.2K
|
182K
$2.89M
|
|
|
Feb 14, 2024
Q4 2023
|
Fsa Wealth Management LLC
Needham, MA |
BUY
|
- |
4.5KNew |
$50.2K - $63.3K
|
4.5K
$71.5K
|
|
|
Jan 12, 2024
Q4 2023
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
4.28K+ 13.91% |
$47.8K - $60.3K
|
35.1K
$558K
|
|
|
Jan 30, 2024
Q4 2023
|
Bok Financial Private Wealth, Inc.
Denver, CO |
BUY
|
- |
4KNew |
$44.6K - $56.3K
|
4K
$63.6K
|
|
|
Feb 14, 2024
Q4 2023
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
3.88K+ 4.61% |
$43.3K - $54.7K
|
88.1K
$1.4M
|
|
|
Feb 12, 2024
Q4 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
3.55K+ 4.85% |
$39.6K - $50K
|
76.9K
$1.22M
|
|
|
Feb 06, 2024
Q4 2023
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
3.5K+ 3.06% |
$39.1K - $49.3K
|
118K
$1.88M
|
|
|
Feb 14, 2024
Q4 2023
|
Comerica Bank
|
BUY
|
- |
2.63K+ 25.03% |
$29.3K - $37K
|
13.1K
$209K
|
|
|
Feb 14, 2024
Q4 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
2.45K+ 8.05% |
$27.3K - $34.4K
|
32.8K
$522K
|
|
|
Feb 14, 2024
Q4 2023
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
2.44K+ 3.85% |
$27.3K - $34.4K
|
65.9K
$1.05M
|
|
|
Jan 19, 2024
Q4 2023
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
2.33K+ 7.76% |
$26K - $32.9K
|
32.4K
$516K
|
|
|
Feb 13, 2024
Q4 2023
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
1.14K+ 0.81% |
$12.7K - $16K
|
141K
$2.24M
|
|
|
Jan 12, 2024
Q4 2023
|
Retirement Planning Group
|
BUY
|
- |
980+ 4.99% |
$10.9K - $13.8K
|
20.6K
$328K
|
|
|
Feb 09, 2024
Q4 2023
|
Founders Financial Alliance, LLC
Raleigh, NC |
BUY
|
- |
914+ 1.41% |
$10.2K - $12.9K
|
65.6K
$1.04M
|
|
|
Jan 10, 2024
Q4 2023
|
Quad Cities Investment Group, LLC
Davenport, IA |
BUY
|
- |
714+ 2.9% |
$7.97K - $10.1K
|
25.3K
$403K
|
|
|
Jan 29, 2024
Q4 2023
|
Baystate Wealth Management LLC
|
BUY
|
- |
608New |
$6.79K - $8.56K
|
608
$9.67K
|
|
|
Feb 12, 2024
Q4 2023
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
599+ 1.32% |
$6.68K - $8.43K
|
46.1K
$733K
|
|
|
Feb 14, 2024
Q4 2023
|
Truvestments Capital LLC
Sarasota, FL |
BUY
|
- |
500New |
$5.58K - $7.04K
|
500
$7.96K
|
|
|
Jan 24, 2024
Q4 2023
|
Capital Wealth Alliance, LLC
|
BUY
|
- |
438+ 2.74% |
$4.89K - $6.17K
|
16.4K
$261K
|
|
|
Jan 22, 2024
Q4 2023
|
Jb Capital LLC
|
BUY
|
- |
405+ 1.7% |
$4.52K - $5.7K
|
24.2K
$385K
|
|
|
Feb 08, 2024
Q4 2023
|
Main Street Financial Solutions, LLC
|
BUY
|
- |
403+ 2.68% |
$4.5K - $5.67K
|
15.4K
$245K
|
|
|
Jan 18, 2024
Q4 2023
|
Global Retirement Partners, LLC
|
BUY
|
- |
313+ 8.88% |
$3.49K - $4.41K
|
3.84K
$61K
|
|
|
Feb 12, 2024
Q4 2023
|
Smartleaf Asset Management LLC
Boston, MA |
BUY
|
- |
236New |
$2.63K - $3.32K
|
236
$3.75K
|
|
|
Feb 06, 2024
Q4 2023
|
Merit Financial Group, LLC
|
BUY
|
- |
211+ 0.89% |
$2.35K - $2.97K
|
24K
$383K
|
|
|
Jan 09, 2024
Q4 2023
|
David J Yvars Group
|
BUY
|
- |
185+ 0.32% |
$2.06K - $2.6K
|
57.4K
$913K
|
|
|
Feb 09, 2024
Q4 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
115+ 0.69% |
$1.28K - $1.62K
|
16.7K
$265K
|
|
|
May 24, 2024
Q4 2023
|
Wfa Asset Management Corp
Whitefish Bay, WI |
BUY
|
- |
65+ 4.16% |
$725 - $915
|
1.63K
$25.9K
|
|
|
Jan 31, 2024
Q4 2023
|
Wfa Asset Management Corp
Whitefish Bay, WI |
BUY
|
- |
65+ 4.16% |
$725 - $915
|
1.63K
$25.9K
|
|
|
Feb 12, 2024
Q4 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
21+ 0.14% |
$234 - $296
|
15.3K
$244K
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jan 09, 2024
Q4 2023
|
Beacon Capital Management, LLC
|
SELL
|
- |
-17- 0.85% |
$190 - $239
|
1.98K
$31.5K
|
|
|
Jan 18, 2024
Q4 2023
|
Parisi Gray Wealth Management
|
SELL
|
- |
-98- 0.17% |
$1.09K - $1.38K
|
57.5K
$915K
|
|
|
Feb 06, 2024
Q4 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-220- 3.45% |
$2.46K - $3.1K
|
6.15K
$97.9K
|
|
|
Jan 10, 2024
Q4 2023
|
Creative Financial Designs Inc
|
SELL
|
- |
-250- 88.65% |
$2.79K - $3.52K
|
32
$509
|
|
|
Jan 24, 2024
Q4 2023
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-337- 0.52% |
$3.76K - $4.74K
|
64.3K
$1.02M
|
|
|
Feb 05, 2024
Q4 2023
|
Vantage Financial Partners, LLC
Elm Grove, WI |
SELL
|
- |
-408- 2.06% |
$4.55K - $5.74K
|
19.4K
$309K
|
|
|
Feb 08, 2024
Q4 2023
|
Atomi Financial Group, Inc.
Irvine, CA |
SELL
|
- |
-577- 2.6% |
$6.44K - $8.12K
|
21.6K
$343K
|
|
|
Jan 23, 2024
Q4 2023
|
Clear Creek Financial Management, LLC
|
SELL
|
- |
-650- 5.52% |
$7.25K - $9.15K
|
11.1K
$177K
|
|
|
Jan 26, 2024
Q4 2023
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-1.07K- 15.3% |
$11.9K - $15K
|
5.91K
$94K
|
|
|
Feb 06, 2024
Q4 2023
|
Spire Wealth Management
|
SELL
|
- |
-1.07K- 9.96% |
$12K - $15.1K
|
9.71K
$154K
|
|
|
Jan 12, 2024
Q4 2023
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-1.12K- 1.74% |
$12.5K - $15.7K
|
63K
$1M
|
|
|
Feb 06, 2024
Q4 2023
|
9258 Wealth Management, LLC
|
SELL
|
- |
-1.2K- 5.14% |
$13.4K - $16.9K
|
22.2K
$353K
|
|
|
Jan 23, 2024
Q4 2023
|
Semus Wealth Partners LLC
Boca Raton, FL |
SELL
|
- |
-1.42K- 2.29% |
$15.8K - $19.9K
|
60.4K
$962K
|
|
|
Feb 14, 2024
Q4 2023
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-1.76K- 11.0% |
$19.7K - $24.8K
|
14.3K
$227K
|
|
|
Feb 13, 2024
Q4 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-1.87K- 2.71% |
$20.8K - $26.3K
|
67K
$1.07M
|
|
|
Feb 14, 2024
Q4 2023
|
Sunbelt Securities, Inc.
Houston, TX |
SELL
|
- |
-3.16K- 21.01% |
$35.3K - $44.5K
|
11.9K
$189K
|
|
|
Feb 06, 2024
Q4 2023
|
Private Advisor Group, LLC
|
SELL
|
- |
-3.77K- 2.94% |
$42K - $53K
|
124K
$1.98M
|
|
|
Jan 30, 2024
Q4 2023
|
Bison Wealth, LLC
|
SELL
|
- |
-3.88K- 15.0% |
$43.3K - $54.7K
|
22K
$350K
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
SELL
|
- |
-3.9K- 16.67% |
$43.5K - $54.9K
|
19.5K
$310K
|
|
|
Jan 23, 2024
Q4 2023
|
Tsfg, LLC
|
SELL
|
- |
-4.9K- 48.32% |
$54.7K - $69K
|
5.24K
$83.4K
|