Purchases and Sales Made in Q4 2023 in Guggenheim Strategic Opportunities Fund (GOF)
This table provides information about the institutional ownership of Guggenheim Strategic Opportunities Fund (GOF) during Q4 2023. The information is specifically focused on institutions that hold shares of GUGGENHEIM STRATEGIC OPPORTUNITIES FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 26, 2024
Q4 2023
|
Centaurus Financial, Inc.
|
SELL
|
- |
-5.05K- 21.68% |
$56.3K - $71K
|
18.2K
$290K
|
|
|
Mar 15, 2024
Q4 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-6.41K- 15.84% |
$71.5K - $90.2K
|
34K
$541K
|
|
|
Jan 12, 2024
Q4 2023
|
Gps Wealth Strategies Group, LLC
|
SELL
|
- |
-6.77K- 16.66% |
$75.5K - $95.3K
|
33.8K
$538K
|
|
|
Jan 10, 2024
Q4 2023
|
Raymond James Trust N.A.
|
SELL
|
- |
-13.2K- 20.8% |
$148K - $186K
|
50.4K
$802K
|
|
|
Feb 16, 2024
Q4 2023
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-15.9K- 40.89% |
$177K - $224K
|
22.9K
$365K
|
|
|
Feb 08, 2024
Q4 2023
|
Level Four Advisory Services, LLC
Dallas, TX |
SELL
|
- |
-18K- 52.16% |
$201K - $254K
|
16.5K
$263K
|
|
|
Jan 31, 2024
Q4 2023
|
Western Wealth Management, LLC
|
SELL
|
- |
-21.2K- 28.04% |
$236K - $298K
|
54.3K
$863K
|
|
|
Feb 14, 2024
Q4 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-28.4K- 19.48% |
$317K - $399K
|
117K
$1.86M
|
|
|
Feb 07, 2024
Q4 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-45.5K- 15.66% |
$508K - $641K
|
245K
$3.9M
|
|
|
Feb 13, 2024
Q4 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-46.2K- 12.73% |
$516K - $651K
|
317K
$5.04M
|
|
|
Feb 07, 2024
Q4 2023
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-49.9K- 41.67% |
$557K - $702K
|
69.8K
$1.11M
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-63.3K- 73.18% |
$707K - $892K
|
23.2K
$369K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-67.2K- 19.3% |
$750K - $946K
|
281K
$4.47M
|
|
|
Feb 14, 2024
Q4 2023
|
First Foundation Advisors
Irvine, CA |
SELL
|
- |
-69.3K- 78.08% |
$773K - $976K
|
19.5K
$309K
|
|
|
Feb 02, 2024
Q4 2023
|
Truist Financial Corp
|
SELL
|
- |
-71.9K- 31.27% |
$803K - $1.01M
|
158K
$2.51M
|
|
|
Feb 13, 2024
Q4 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-93.9K- 94.34% |
$1.05M - $1.32M
|
5.63K
$89.5K
|
|
|
Feb 01, 2024
Q4 2023
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-103K- 53.32% |
$1.15M - $1.45M
|
90.1K
$1.43M
|
|
|
Jan 11, 2024
Q4 2023
|
Brookstone Capital Management
|
SELL
|
- |
-179K- 71.14% |
$2M - $2.52M
|
72.7K
$1.16M
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-184K- 96.04% |
$2.06M - $2.59M
|
7.59K
$121K
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-234K- 24.38% |
$2.61M - $3.3M
|
726K
$11.5M
|
|
|
Jan 25, 2024
Q4 2023
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-372K- 92.19% |
$4.15M - $5.23M
|
31.5K
$501K
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
SELL
|
- |
-691K- 36.35% |
$7.71M - $9.72M
|
1.21M
$19.2M
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-832K- 11.66% |
$9.29M - $11.7M
|
6.31M
$100M
|