Purchases and Sales Made in Q3 2021 in First Tr Nasdaq Clean Edge Sma (GRID)
This table provides information about the institutional ownership of First Tr Nasdaq Clean Edge Sma (GRID) during Q3 2021. The information is specifically focused on institutions that hold shares of FIRST TR NASDAQ CLEAN EDGE SMA.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
346KNew |
$31.1M - $34.6M
|
346K
$41.7M
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
102K+ 60.45% |
$9.22M - $10.2M
|
272K
$32.8M
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
72.8K+ 3142.04% |
$6.56M - $7.28M
|
75.1K
$9.05M
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
66.9K+ 42.0% |
$6.02M - $6.69M
|
226K
$27.3M
|
|
Oct 13, 2021
Q3 2021
|
360 Financial, Inc.
|
BUY
|
- |
64.4KNew |
$5.8M - $6.44M
|
64.4K
$7.76M
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
37.6K+ 58.43% |
$3.39M - $3.77M
|
102K
$12.3M
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
32.9K+ 16.44% |
$2.97M - $3.29M
|
233K
$28.1M
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
32.8K+ 20.89% |
$2.96M - $3.29M
|
190K
$22.9M
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
27.1K+ 28.07% |
$2.44M - $2.71M
|
124K
$14.9M
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
21.5K+ 36.79% |
$1.94M - $2.15M
|
79.9K
$9.63M
|
|
Nov 15, 2021
Q3 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
20.1K+ 296.92% |
$1.81M - $2.01M
|
26.9K
$3.24M
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
18.5K+ 234.7% |
$1.67M - $1.85M
|
26.4K
$3.19M
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
15.6K+ 62.47% |
$1.4M - $1.56M
|
40.5K
$4.87M
|
|
Oct 27, 2021
Q3 2021
|
Seaview Investment Managers LLC
|
BUY
|
- |
14.6K+ 482.96% |
$1.31M - $1.46M
|
17.6K
$2.12M
|
|
Nov 04, 2021
Q3 2021
|
Portfolio Strategies, Inc.
|
BUY
|
- |
14.3KNew |
$1.29M - $1.43M
|
14.3K
$1.72M
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
14.2K+ 18.23% |
$1.28M - $1.42M
|
92.1K
$11.1M
|
|
Nov 10, 2021
Q3 2021
|
Citigroup Inc
|
BUY
|
- |
13.7KNew |
$1.23M - $1.37M
|
13.7K
$1.65M
|
|
Nov 15, 2021
Q3 2021
|
Warren Averett Asset Management, LLC
Birmingham, AL |
BUY
|
- |
12.8KNew |
$1.15M - $1.28M
|
12.8K
$1.54M
|
|
Nov 08, 2021
Q3 2021
|
Stonebridge Financial Planning Group, LLC
|
BUY
|
- |
11.9KNew |
$1.07M - $1.19M
|
11.9K
$1.43M
|
|
Nov 15, 2021
Q3 2021
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
9.32KNew |
$839K - $932K
|
9.32K
$1.12M
|
|
Nov 15, 2021
Q3 2021
|
First Heartland Consultants, Inc.
|
BUY
|
- |
8.73K+ 21.55% |
$786K - $873K
|
49.2K
$5.93M
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
8.64K+ 25.94% |
$778K - $864K
|
42K
$5.06M
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
8.51K+ 26.58% |
$766K - $851K
|
40.5K
$4.88M
|
|
Oct 19, 2021
Q3 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
6.68K+ 18.45% |
$602K - $668K
|
42.9K
$5.17M
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
6.23K+ 27.05% |
$561K - $623K
|
29.3K
$3.53M
|
|
Nov 08, 2021
Q3 2021
|
Princeton Global Asset Management LLC
|
BUY
|
- |
5.32K+ 979.93% |
$479K - $532K
|
5.86K
$707K
|
|
Nov 16, 2021
Q3 2021
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
5.18K+ 16.75% |
$466K - $518K
|
36.1K
$4.35M
|
|
Jan 25, 2022
Q3 2021
|
Fulcrum Equity Management
|
BUY
|
- |
5.04KNew |
$454K - $504K
|
5.04K
$608K
|
|
Nov 12, 2021
Q3 2021
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
BUY
|
- |
4.44KNew |
$400K - $444K
|
4.44K
$535K
|
|
Nov 15, 2021
Q3 2021
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
4.09K+ 44.87% |
$368K - $409K
|
13.2K
$1.59M
|
|
Oct 26, 2021
Q3 2021
|
Exane Derivatives
|
BUY
|
- |
3.57KNew |
$322K - $357K
|
3.57K
$430K
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
3.51K+ 8.91% |
$316K - $351K
|
42.9K
$5.17M
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
3.5KNew |
$315K - $350K
|
3.5K
$422K
|
|
Nov 12, 2021
Q3 2021
|
Cibc World Market Inc.
Toronto, A6 |
BUY
|
- |
3.48KNew |
$313K - $348K
|
3.48K
$419K
|
|
Oct 27, 2021
Q3 2021
|
Bank Hapoalim Bm
|
BUY
|
- |
3.35K+ 36.65% |
$302K - $335K
|
12.5K
$1.51M
|
|
Nov 12, 2021
Q3 2021
|
Wealth Bridge Capital Management, LLC
Westerville, OH |
BUY
|
- |
3.02K+ 87.23% |
$272K - $302K
|
6.48K
$781K
|
|
Nov 12, 2021
Q3 2021
|
Financial Architects, Inc
Marlton, NJ |
BUY
|
- |
2.89K+ 67.07% |
$260K - $289K
|
7.2K
$868K
|
|
Nov 12, 2021
Q3 2021
|
Scotia Capital Inc.
|
BUY
|
- |
2.83K+ 10.97% |
$255K - $283K
|
28.6K
$3.45M
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
2.67K+ 15.39% |
$241K - $267K
|
20K
$2.41M
|
|
Oct 28, 2021
Q3 2021
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
2.66KNew |
$239K - $266K
|
2.66K
$320K
|
|
Oct 07, 2021
Q3 2021
|
Elevated Capital Advisors, LLC
Sandy, UT |
BUY
|
- |
2.66KNew |
$239K - $266K
|
2.66K
$320K
|
|
Oct 29, 2021
Q3 2021
|
Vontobel Holding Ltd.
|
BUY
|
- |
2.5KNew |
$225K - $250K
|
2.5K
$301K
|
|
Nov 10, 2021
Q3 2021
|
Creative Planning
Overland Park, KS |
BUY
|
- |
2.5KNew |
$225K - $250K
|
2.5K
$301K
|
|
Nov 15, 2021
Q3 2021
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
2.47KNew |
$222K - $247K
|
2.47K
$298K
|
|
Nov 01, 2021
Q3 2021
|
Ae Wealth Management LLC
|
BUY
|
- |
2.4K+ 90.53% |
$216K - $240K
|
5.05K
$608K
|
|
Nov 12, 2021
Q3 2021
|
Wolverine Trading, LLC
Chicago, IL |
BUY
|
- |
2.3KNew |
$207K - $230K
|
2.3K
$277K
|
|
Nov 15, 2021
Q3 2021
|
Salem Investment Counselors Inc
Winston Salem, NC |
BUY
|
- |
2.15K+ 170.63% |
$194K - $215K
|
3.41K
$411K
|
|
Nov 12, 2021
Q3 2021
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
1.84K+ 29.76% |
$166K - $184K
|
8.04K
$969K
|
|
Oct 19, 2021
Q3 2021
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
1.81K+ 25.73% |
$163K - $181K
|
8.86K
$1.07M
|
|
Oct 08, 2021
Q3 2021
|
Wedbush Securities Inc
|
BUY
|
- |
1.65K+ 14.91% |
$149K - $165K
|
12.7K
$1.53M
|