Purchases and Sales Made in Q3 2022 in Listed Fds Tr Swan Hedged Equi (HEGD)
This table provides information about the institutional ownership of Listed Fds Tr Swan Hedged Equi (HEGD) during Q3 2022. The information is specifically focused on institutions that hold shares of LISTED FDS TR SWAN HEDGED EQUI.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 10, 2022
Q3 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
136K+ 11.95% |
$2.29M - $2.43M
|
1.27M
$29.1M
|
|
|
Nov 14, 2022
Q3 2022
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
26.4K+ 42.71% |
$445K - $473K
|
88.3K
$2.02M
|
|
|
Nov 14, 2022
Q3 2022
|
Old Mission Capital LLC
|
BUY
|
- |
13.7KNew |
$230K - $245K
|
13.7K
$312K
|
|
|
Oct 17, 2022
Q3 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
10.1K+ 6.25% |
$170K - $181K
|
172K
$3.94M
|
|
|
Nov 14, 2022
Q3 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
4.97K+ 23.31% |
$83.6K - $89K
|
26.3K
$601K
|
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
BUY
|
- |
2.81KNew |
$47.3K - $50.4K
|
2.81K
$64.3K
|
|
|
Nov 14, 2022
Q3 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
1.3K+ 4.68% |
$21.8K - $23.2K
|
29K
$663K
|
|
|
Nov 14, 2022
Q3 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
1.25K+ 5.39% |
$21K - $22.3K
|
24.4K
$556K
|
|
|
Oct 27, 2022
Q3 2022
|
Cwm, LLC
|
BUY
|
- |
575+ 29.11% |
$9.67K - $10.3K
|
2.55K
$58.2K
|
|
|
Nov 09, 2022
Q3 2022
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-118- 0.58% |
$1.98K - $2.11K
|
20.3K
$463K
|
|
|
Oct 20, 2022
Q3 2022
|
Claybrook Capital, LLC
|
SELL
|
- |
-1K- 1.52% |
$16.8K - $17.9K
|
65K
$1.48M
|
|
|
Feb 13, 2023
Q3 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-1.11K- 4.57% |
$18.7K - $19.9K
|
23.2K
$531K
|
|
|
Nov 14, 2022
Q3 2022
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-1.12K- 5.07% |
$18.8K - $20K
|
21K
$479K
|
|
|
Nov 01, 2022
Q3 2022
|
Creative Financial Designs Inc
|
SELL
|
- |
-1.13K- 3.42% |
$19K - $20.2K
|
31.9K
$729K
|
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-1.49K- 1.24% |
$25.1K - $26.7K
|
119K
$2.71M
|
|
|
Oct 18, 2022
Q3 2022
|
Clearview Wealth Advisors LLC
|
SELL
|
- |
-2.46K- 7.16% |
$41.3K - $44K
|
31.9K
$728K
|
|
|
Nov 10, 2022
Q3 2022
|
Parallel Advisors, LLC
|
SELL
|
- |
-5.5K- 90.91% |
$92.5K - $98.4K
|
550
$12.6K
|
|
|
Oct 24, 2022
Q3 2022
|
Clear Creek Financial Management, LLC
|
SELL
|
- |
-7.49K- 14.19% |
$126K - $134K
|
45.3K
$1.03M
|
|
|
Nov 01, 2022
Q3 2022
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-10.6K- 39.48% |
$179K - $190K
|
16.3K
$372K
|
|
|
Nov 02, 2022
Q3 2022
|
Retirement Guys Formula LLC
|
SELL
|
- |
-13.9K- 2.39% |
$233K - $248K
|
567K
$12.9M
|
|
|
Nov 14, 2022
Q3 2022
|
Creative One Wealth, LLC
Overland Park, KS |
SELL
|
- |
-78K- 46.81% |
$1.31M - $1.4M
|
88.6K
$2.02M
|
|
|
Nov 14, 2022
Q3 2022
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-97.3K- 79.87% |
$1.64M - $1.74M
|
24.5K
$560K
|
|
|
Nov 09, 2022
Q3 2022
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
SELL
|
- |
-109K- 9.96% |
$1.84M - $1.95M
|
987K
$22.5M
|
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-1.22M- 95.5% |
$20.5M - $21.8M
|
57.3K
$1.31M
|