Purchases and Sales Made in Q3 2023 in Listed Fds Tr Swan Hedged Equi (HEGD)
This table provides information about the institutional ownership of Listed Fds Tr Swan Hedged Equi (HEGD) during Q3 2023. The information is specifically focused on institutions that hold shares of LISTED FDS TR SWAN HEDGED EQUI.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2023
Q3 2023
|
Swan Global Investments, LLC
Durango, CO |
BUY
|
- |
3.3MNew |
$59.8M - $62.3M
|
3.3M
$75.2M
|
|
|
Oct 11, 2023
Q3 2023
|
Cwm, LLC
|
BUY
|
- |
590K+ 1099.01% |
$10.7M - $11.1M
|
643K
$14.6M
|
|
|
Nov 13, 2023
Q3 2023
|
Kickstand Ventures, Llc.
Pittsford, NY |
BUY
|
- |
130KNew |
$2.36M - $2.45M
|
130K
$2.96M
|
|
|
Nov 07, 2023
Q3 2023
|
Atria Investments LLC
Charlotte, NC |
BUY
|
- |
49.3K+ 67.06% |
$893K - $930K
|
123K
$2.8M
|
|
|
Oct 24, 2023
Q3 2023
|
Advisor Resource Council
|
BUY
|
- |
16.9KNew |
$307K - $319K
|
16.9K
$386K
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Portfolio Solutions, Inc.
Berwyn, PA |
BUY
|
- |
14.9KNew |
$269K - $280K
|
14.9K
$338K
|
|
|
Nov 07, 2023
Q3 2023
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
14.2KNew |
$257K - $267K
|
14.2K
$323K
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
14K+ 50.6% |
$254K - $265K
|
41.8K
$951K
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
12.1K+ 17.38% |
$219K - $229K
|
81.9K
$1.86M
|
|
|
Nov 13, 2023
Q3 2023
|
Parallel Advisors, LLC
|
BUY
|
- |
11.4K+ 274.33% |
$207K - $215K
|
15.6K
$355K
|
|
|
May 20, 2024
Q3 2023
|
Parallel Advisors, LLC
|
BUY
|
- |
11.4K+ 274.33% |
$207K - $215K
|
15.6K
$355K
|
|
|
Oct 10, 2023
Q3 2023
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
11.2KNew |
$203K - $212K
|
11.2K
$255K
|
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
8.04K+ 19.1% |
$146K - $152K
|
50.1K
$1.14M
|
|
|
Nov 14, 2023
Q3 2023
|
Chilton Capital Management LLC
Houston, TX |
BUY
|
- |
6.84KNew |
$124K - $129K
|
6.84K
$156K
|
|
|
Nov 01, 2023
Q3 2023
|
Orion Portfolio Solutions, LLC
|
BUY
|
- |
5.64K+ 16.25% |
$102K - $106K
|
40.4K
$919K
|
|
|
Nov 13, 2023
Q3 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
3.01K+ 18.19% |
$54.5K - $56.7K
|
19.5K
$445K
|
|
|
Oct 18, 2023
Q3 2023
|
Syntegra Private Wealth Group, LLC
Chesterfield, MO |
BUY
|
- |
1.41K+ 2.43% |
$25.5K - $26.6K
|
59.3K
$1.35M
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
BUY
|
- |
1.04KNew |
$18.8K - $19.6K
|
1.04K
$23.6K
|
|
|
Nov 08, 2023
Q3 2023
|
Spire Wealth Management
|
BUY
|
- |
734+ 1.03% |
$13.3K - $13.8K
|
72.1K
$1.64M
|
|
|
Nov 15, 2023
Q3 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
318+ 61.15% |
$5.76K - $6K
|
838
$19.1K
|
|
|
Oct 10, 2023
Q3 2023
|
Dhjj Financial Advisors, Ltd.
|
BUY
|
- |
10New |
$181 - $189
|
10
$228
|
|
|
Nov 14, 2023
Q3 2023
|
Creative Financial Designs Inc
|
SELL
|
- |
-495- 2.06% |
$8.96K - $9.34K
|
23.5K
$535K
|
|
|
Nov 08, 2023
Q3 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-543- 3.08% |
$9.83K - $10.2K
|
17.1K
$390K
|
|
|
Oct 20, 2023
Q3 2023
|
Golden State Equity Partners
South Coast Metro, CA |
SELL
|
- |
-1.41K- 6.31% |
$25.5K - $26.5K
|
20.9K
$475K
|
|
|
Oct 30, 2023
Q3 2023
|
Clearview Wealth Advisors LLC
|
SELL
|
- |
-2.18K- 9.19% |
$39.5K - $41.1K
|
21.5K
$490K
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-6.84K- 6.75% |
$124K - $129K
|
94.5K
$2.15M
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-7.6K- 20.27% |
$138K - $143K
|
29.9K
$680K
|
|
|
Oct 13, 2023
Q3 2023
|
Retirement Guys Formula LLC
|
SELL
|
- |
-14.3K- 3.49% |
$259K - $270K
|
396K
$9.02M
|
|
|
Nov 14, 2023
Q3 2023
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
SELL
|
- |
-23.8K- 3.12% |
$432K - $449K
|
739K
$16.8M
|
|
|
Oct 24, 2023
Q3 2023
|
Claybrook Capital, LLC
|
SELL
|
- |
-45K- 69.23% |
$815K - $849K
|
20K
$455K
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-46.3K- 4.71% |
$838K - $872K
|
935K
$21.3M
|