Purchases and Sales Made in Q4 2023 in Listed Fds Tr Swan Hedged Equi (HEGD)
This table provides information about the institutional ownership of Listed Fds Tr Swan Hedged Equi (HEGD) during Q4 2023. The information is specifically focused on institutions that hold shares of LISTED FDS TR SWAN HEDGED EQUI.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 01, 2024
Q4 2023
|
Cwm, LLC
|
BUY
|
- |
470K+ 73.15% |
$8.36M - $9.23M
|
1.11M
$25.4M
|
|
|
Jan 12, 2024
Q4 2023
|
Advisor Resource Council
|
BUY
|
- |
218K+ 1288.7% |
$3.88M - $4.28M
|
235K
$5.37M
|
|
|
Feb 14, 2024
Q4 2023
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
95.2KNew |
$1.69M - $1.87M
|
95.2K
$2.17M
|
|
|
Jan 18, 2024
Q4 2023
|
Chilton Capital Management LLC
Houston, TX |
BUY
|
- |
31.8K+ 464.52% |
$565K - $624K
|
38.6K
$882K
|
|
|
Feb 14, 2024
Q4 2023
|
Atria Investments LLC
Charlotte, NC |
BUY
|
- |
29.4K+ 23.96% |
$523K - $578K
|
152K
$3.48M
|
|
|
Jan 24, 2024
Q4 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
26.3KNew |
$466K - $515K
|
26.3K
$600K
|
|
|
Feb 14, 2024
Q4 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
23.4KNew |
$415K - $459K
|
23.4K
$534K
|
|
|
Feb 12, 2024
Q4 2023
|
Focus Financial Network Inc /Adv
Minneapolis, MN |
BUY
|
- |
23.4KNew |
$415K - $459K
|
23.4K
$534K
|
|
|
Jan 25, 2024
Q4 2023
|
Williams & Novak, LLC
Westlake Village, CA |
BUY
|
- |
21.5KNew |
$382K - $422K
|
21.5K
$492K
|
|
|
Feb 12, 2024
Q4 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
20K+ 39.82% |
$355K - $392K
|
70.1K
$1.6M
|
|
|
Feb 14, 2024
Q4 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
19.2K+ 98.08% |
$340K - $376K
|
38.7K
$884K
|
|
|
Jan 12, 2024
Q4 2023
|
Cedar Brook Financial Partners, LLC
Cleveland, OH |
BUY
|
- |
11.9KNew |
$212K - $234K
|
11.9K
$272K
|
|
|
Feb 14, 2024
Q4 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
10.8KNew |
$192K - $212K
|
10.8K
$247K
|
|
|
Jan 10, 2024
Q4 2023
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
10.3K+ 91.88% |
$183K - $202K
|
21.5K
$492K
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
9.9K+ 23.69% |
$176K - $194K
|
51.7K
$1.18M
|
|
|
Feb 09, 2024
Q4 2023
|
Orion Portfolio Solutions, LLC
|
BUY
|
- |
9.67K+ 23.97% |
$172K - $190K
|
50K
$1.14M
|
|
|
Feb 09, 2024
Q4 2023
|
Resurgent Financial Advisors LLC
Atlanta, GA |
BUY
|
- |
5.18KNew |
$92K - $102K
|
5.18K
$118K
|
|
|
Feb 07, 2024
Q4 2023
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
3.5K+ 24.69% |
$62.2K - $68.7K
|
17.7K
$404K
|
|
|
Feb 14, 2024
Q4 2023
|
Caitlin John, LLC
Brighton, MI |
BUY
|
- |
2.94KNew |
$52.2K - $57.7K
|
2.94K
$67.1K
|
|
|
Feb 16, 2024
Q4 2023
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-300- 35.8% |
$5.33K - $5.89K
|
538
$12.3K
|
|
|
Feb 08, 2024
Q4 2023
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-613- 3.3% |
$10.9K - $12K
|
17.9K
$410K
|
|
|
Feb 02, 2024
Q4 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-2.79K- 16.29% |
$49.5K - $54.7K
|
14.3K
$327K
|
|
|
Jan 10, 2024
Q4 2023
|
Creative Financial Designs Inc
|
SELL
|
- |
-3.45K- 14.71% |
$61.3K - $67.8K
|
20K
$458K
|
|
|
Jan 12, 2024
Q4 2023
|
Clearview Wealth Advisors LLC
|
SELL
|
- |
-3.58K- 16.63% |
$63.6K - $70.2K
|
18K
$410K
|
|
|
Feb 02, 2024
Q4 2023
|
Golden State Equity Partners
South Coast Metro, CA |
SELL
|
- |
-3.96K- 18.97% |
$70.3K - $77.7K
|
16.9K
$386K
|
|
|
Feb 06, 2024
Q4 2023
|
Spire Wealth Management
|
SELL
|
- |
-4.94K- 6.85% |
$87.8K - $96.9K
|
67.2K
$1.53M
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-4.95K- 16.57% |
$87.9K - $97.2K
|
24.9K
$569K
|
|
|
Feb 09, 2024
Q4 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-5.65K- 5.98% |
$100K - $111K
|
88.8K
$2.03M
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-6.56K- 8.01% |
$117K - $129K
|
75.3K
$1.72M
|
|
|
Jan 18, 2024
Q4 2023
|
Syntegra Private Wealth Group, LLC
Chesterfield, MO |
SELL
|
- |
-8.52K- 14.37% |
$151K - $167K
|
50.8K
$1.16M
|
|
|
Feb 09, 2024
Q4 2023
|
Parallel Advisors, LLC
|
SELL
|
- |
-11K- 70.34% |
$195K - $215K
|
4.62K
$106K
|
|
|
Jan 22, 2024
Q4 2023
|
Retirement Guys Formula LLC
|
SELL
|
- |
-24.9K- 6.3% |
$443K - $489K
|
371K
$8.47M
|
|
|
Feb 13, 2024
Q4 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-33.6K- 3.6% |
$597K - $660K
|
901K
$20.6M
|
|
|
Feb 08, 2024
Q4 2023
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
SELL
|
- |
-234K- 31.69% |
$4.16M - $4.6M
|
505K
$11.5M
|
|
|
Feb 12, 2024
Q4 2023
|
Swan Global Investments, LLC
Durango, CO |
SELL
|
- |
-254K- 7.68% |
$4.51M - $4.98M
|
3.05M
$69.7M
|