Purchases and Sales Made in Q1 2022 in Highland Income Fund\Ma (HFRO)
This table provides information about the institutional ownership of Highland Income Fund\Ma (HFRO) during Q1 2022. The information is specifically focused on institutions that hold shares of HIGHLAND INCOME FUND\MA.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 13, 2022
Q1 2022
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
406KNew |
$4.42M - $4.85M
|
406K
$2.12M
|
|
|
May 16, 2022
Q1 2022
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
214K+ 7.86% |
$2.33M - $2.56M
|
2.94M
$15.3M
|
|
|
Apr 29, 2022
Q1 2022
|
All Season Financial Advisors, Inc.
|
BUY
|
- |
189KNew |
$2.05M - $2.25M
|
189K
$985K
|
|
|
May 12, 2022
Q1 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
167K+ 14.31% |
$1.82M - $2M
|
1.33M
$6.97M
|
|
|
May 11, 2022
Q1 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
132K+ 37.19% |
$1.44M - $1.58M
|
487K
$2.54M
|
|
|
May 10, 2022
Q1 2022
|
Hightower 6 M Holding, LLC
|
BUY
|
- |
98.4KNew |
$1.07M - $1.17M
|
98.4K
$513K
|
|
|
May 16, 2022
Q1 2022
|
Highland Capital Management Fund Advisors, L.P.
Dallas, TX |
BUY
|
- |
56.1K+ 16.8% |
$610K - $670K
|
390K
$2.04M
|
|
|
May 16, 2022
Q1 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
55.8K+ 7.14% |
$607K - $667K
|
837K
$4.37M
|
|
|
May 13, 2022
Q1 2022
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
53.5KNew |
$582K - $639K
|
53.5K
$279K
|
|
|
May 16, 2022
Q1 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
41.6KNew |
$452K - $496K
|
41.6K
$217K
|
|
|
May 04, 2022
Q1 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
40.6K+ 7.22% |
$442K - $485K
|
603K
$3.15M
|
|
|
May 16, 2022
Q1 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
40.3K+ 2.1% |
$439K - $482K
|
1.96M
$10.2M
|
|
|
Jul 14, 2022
Q1 2022
|
Global Retirement Partners, LLC
|
BUY
|
- |
30.4KNew |
$331K - $363K
|
30.4K
$159K
|
|
|
May 16, 2022
Q1 2022
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
27.2K+ 51.83% |
$296K - $325K
|
79.8K
$417K
|
|
|
Apr 27, 2022
Q1 2022
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
23.5K+ 89.48% |
$256K - $281K
|
49.9K
$260K
|
|
|
May 13, 2022
Q1 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
18K+ 577.98% |
$196K - $215K
|
21.2K
$110K
|
|
|
May 04, 2022
Q1 2022
|
Janney Montgomery Scott LLC
|
BUY
|
- |
17.5K+ 19.97% |
$191K - $209K
|
105K
$549K
|
|
|
Apr 22, 2022
Q1 2022
|
Truist Financial Corp
|
BUY
|
- |
14K+ 14.37% |
$153K - $168K
|
112K
$583K
|
|
|
May 11, 2022
Q1 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
13.6KNew |
$148K - $162K
|
13.6K
$71K
|
|
|
May 09, 2022
Q1 2022
|
Scotia Capital Inc.
|
BUY
|
- |
13.1KNew |
$143K - $157K
|
13.1K
$68.6K
|
|
|
May 16, 2022
Q1 2022
|
Geneos Wealth Management Inc.
|
BUY
|
- |
11.9K+ 2.83% |
$129K - $142K
|
431K
$2.25M
|
|
|
May 16, 2022
Q1 2022
|
Mba Advisors LLC
Hermitage, PA |
BUY
|
- |
11KNew |
$120K - $131K
|
11K
$57.4K
|
|
|
May 12, 2022
Q1 2022
|
Mariner Investment Group LLC
Harrison, NY |
BUY
|
- |
7.97K+ 53.46% |
$86.7K - $95.1K
|
22.9K
$119K
|
|
|
May 12, 2022
Q1 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
3.57K+ 9.49% |
$38.9K - $42.7K
|
41.2K
$215K
|
|
|
May 16, 2022
Q1 2022
|
Ubs Group Ag
|
BUY
|
- |
3K+ 17.95% |
$32.7K - $35.8K
|
19.7K
$103K
|
|
|
May 12, 2022
Q1 2022
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
2.65K+ 0.55% |
$28.9K - $31.7K
|
483K
$2.52M
|
|
|
Sep 06, 2022
Q1 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
1.71KNew |
$18.6K - $20.5K
|
1.71K
$8.94K
|
|
|
May 04, 2022
Q1 2022
|
Prospera Financial Services Inc
|
BUY
|
- |
1.62KNew |
$17.6K - $19.3K
|
1.62K
$8.45K
|
|
|
May 16, 2022
Q1 2022
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
1.22K+ 0.26% |
$13.3K - $14.6K
|
465K
$2.43M
|
|
|
May 06, 2022
Q1 2022
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
1.2K+ 1.41% |
$13.1K - $14.4K
|
86.7K
$453K
|
|
|
Apr 29, 2022
Q1 2022
|
Park Avenue Securities LLC
|
BUY
|
- |
1.17K+ 1.03% |
$12.7K - $14K
|
114K
$597K
|
|
|
May 13, 2022
Q1 2022
|
Knightsbridge Asset Management, LLC
Newport Beach, CA |
BUY
|
- |
851+ 2.03% |
$9.26K - $10.2K
|
42.7K
$223K
|
|
|
May 12, 2022
Q1 2022
|
Tompkins Financial Corp
|
BUY
|
- |
720New |
$7.83K - $8.6K
|
720
$3.76K
|
|
|
Jan 27, 2023
Q1 2022
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
669+ 4.04% |
$7.28K - $7.99K
|
17.2K
$89.8K
|
|
|
May 04, 2022
Q1 2022
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
669+ 4.04% |
$7.28K - $7.99K
|
17.2K
$89.8K
|
|
|
May 10, 2022
Q1 2022
|
Arnhold LLC
|
BUY
|
- |
600+ 0.83% |
$6.53K - $7.16K
|
73.1K
$382K
|
|
|
May 09, 2022
Q1 2022
|
Moneco Advisors, LLC
Fairfield, CT |
BUY
|
- |
582+ 1.09% |
$6.33K - $6.95K
|
53.8K
$281K
|
|
|
May 13, 2022
Q1 2022
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
355+ 3.02% |
$3.86K - $4.24K
|
12.1K
$63.1K
|
|
|
Apr 29, 2022
Q1 2022
|
Financial Connections Group, Inc.
|
BUY
|
- |
333New |
$3.62K - $3.98K
|
333
$1.74K
|
|
|
May 13, 2022
Q1 2022
|
Bokf, Na
Tulsa, OK |
BUY
|
- |
300+ 0.14% |
$3.26K - $3.58K
|
209K
$1.09M
|
|
|
Apr 27, 2022
Q1 2022
|
Beacon Financial Advisory LLC
|
BUY
|
- |
240+ 1.83% |
$2.61K - $2.87K
|
13.4K
$69.9K
|
|
|
Apr 26, 2022
Q1 2022
|
Kestra Advisory Services, LLC
|
BUY
|
- |
152+ 0.66% |
$1.65K - $1.81K
|
23.3K
$122K
|
|
|
May 12, 2022
Q1 2022
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
139+ 9.87% |
$1.51K - $1.66K
|
1.55K
$8.08K
|
|
|
May 16, 2022
Q1 2022
|
V Wealth Advisors LLC
|
BUY
|
- |
54+ 0.29% |
$588 - $645
|
18.5K
$96.3K
|
|
|
May 16, 2022
Q1 2022
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
BUY
|
- |
45+ 2.05% |
$490 - $537
|
2.24K
$11.7K
|
|
|
Apr 29, 2022
Q1 2022
|
Jnba Financial Advisors
|
BUY
|
- |
11+ 2.02% |
$120 - $131
|
555
$2.9K
|
|
|
May 12, 2022
Q1 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-2Closed |
$21.8 - $23.9
|
0
$0
|
|
|
Apr 29, 2022
Q1 2022
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-57Closed |
$620 - $681
|
0
$0
|
|
|
Mar 21, 2023
Q1 2022
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-79- 2.61% |
$860 - $943
|
2.95K
$15.4K
|
|
|
Apr 20, 2022
Q1 2022
|
Concord Wealth Partners
|
SELL
|
- |
-187- 28.81% |
$2.03K - $2.23K
|
462
$2.41K
|