Purchases and Sales Made in Q3 2022 in Highland Income Fund\Ma (HFRO)
This table provides information about the institutional ownership of Highland Income Fund\Ma (HFRO) during Q3 2022. The information is specifically focused on institutions that hold shares of HIGHLAND INCOME FUND\MA.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
187K+ 136.08% |
$1.81M - $4.44M
|
324K
$1.69M
|
|
|
Nov 02, 2022
Q3 2022
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
133K+ 121.2% |
$1.29M - $3.16M
|
243K
$1.27M
|
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
103K+ 2.33% |
$1M - $2.45M
|
4.53M
$23.7M
|
|
|
Nov 08, 2022
Q3 2022
|
Matisse Capital
|
BUY
|
- |
82.7K+ 158.31% |
$802K - $1.97M
|
135K
$705K
|
|
|
Oct 26, 2022
Q3 2022
|
Truist Financial Corp
|
BUY
|
- |
77.7K+ 78.36% |
$753K - $1.85M
|
177K
$924K
|
|
|
Nov 10, 2022
Q3 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
73.1K+ 12.76% |
$708K - $1.74M
|
646K
$3.37M
|
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
62.1K+ 7.35% |
$601K - $1.47M
|
906K
$4.73M
|
|
|
Nov 14, 2022
Q3 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
51.8K+ 5.51% |
$502K - $1.23M
|
992K
$5.18M
|
|
|
Nov 16, 2022
Q3 2022
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
47.6KNew |
$461K - $1.13M
|
47.6K
$249K
|
|
|
Nov 14, 2022
Q3 2022
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
43.7K+ 82.63% |
$424K - $1.04M
|
96.7K
$505K
|
|
|
Nov 14, 2022
Q3 2022
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
37.7KNew |
$365K - $896K
|
37.7K
$197K
|
|
|
Nov 14, 2022
Q3 2022
|
Mid West One Financial Group, Inc.
Iowa City, IA |
BUY
|
- |
36.6KNew |
$354K - $869K
|
36.6K
$191K
|
|
|
Dec 19, 2024
Q3 2022
|
Independent Solutions Wealth Management, LLC
Williamsville, NY |
BUY
|
- |
27.5KNew |
$267K - $654K
|
27.5K
$144K
|
|
|
Nov 14, 2022
Q3 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
18K+ 62.64% |
$175K - $429K
|
46.8K
$245K
|
|
|
Nov 14, 2022
Q3 2022
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
16.2K+ 3.19% |
$157K - $385K
|
524K
$2.73M
|
|
|
Nov 14, 2022
Q3 2022
|
Mariner Investment Group LLC
Harrison, NY |
BUY
|
- |
16K+ 38.07% |
$155K - $380K
|
58K
$303K
|
|
|
Nov 02, 2022
Q3 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
15K+ 17.09% |
$145K - $355K
|
102K
$535K
|
|
|
Oct 26, 2022
Q3 2022
|
Capital Investment Advisory Services, LLC
|
BUY
|
- |
14.2KNew |
$138K - $338K
|
14.2K
$74.2K
|
|
|
Nov 10, 2022
Q3 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
14.2K+ 37.26% |
$137K - $337K
|
52.2K
$273K
|
|
|
Nov 14, 2022
Q3 2022
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
12.5KNew |
$122K - $298K
|
12.5K
$65.5K
|
|
|
Nov 14, 2022
Q3 2022
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
12.1KNew |
$117K - $287K
|
12.1K
$63K
|
|
|
Oct 18, 2022
Q3 2022
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
10.5KNew |
$102K - $249K
|
10.5K
$54.8K
|
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
BUY
|
- |
9.31K+ 9.23% |
$90.2K - $221K
|
110K
$576K
|
|
|
Nov 01, 2022
Q3 2022
|
Kestra Advisory Services, LLC
|
BUY
|
- |
5.5K+ 20.52% |
$53.3K - $131K
|
32.3K
$169K
|
|
|
Nov 14, 2022
Q3 2022
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
5K+ 8.74% |
$48.4K - $119K
|
62.2K
$325K
|
|
|
Nov 14, 2022
Q3 2022
|
Bokf, Na
Tulsa, OK |
BUY
|
- |
4.54K+ 2.45% |
$44K - $108K
|
190K
$989K
|
|
|
Mar 17, 2023
Q3 2022
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
3.03KNew |
$29.4K - $72K
|
3.03K
$15.8K
|
|
|
Nov 08, 2022
Q3 2022
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
2.76KNew |
$26.8K - $65.7K
|
2.76K
$14.4K
|
|
|
Oct 14, 2022
Q3 2022
|
Private Advisor Group, LLC
|
BUY
|
- |
1.93K+ 9.32% |
$18.7K - $45.8K
|
22.6K
$118K
|
|
|
Nov 14, 2022
Q3 2022
|
Knightsbridge Asset Management, LLC
Newport Beach, CA |
BUY
|
- |
1.8K+ 2.07% |
$17.5K - $42.8K
|
88.9K
$464K
|
|
|
Nov 14, 2022
Q3 2022
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
1.45K+ 10.55% |
$14.1K - $34.5K
|
15.2K
$79.3K
|
|
|
Oct 31, 2022
Q3 2022
|
Raymond James Trust N.A.
|
BUY
|
- |
1.4K+ 11.03% |
$13.6K - $33.3K
|
14.1K
$73.6K
|
|
|
Nov 14, 2022
Q3 2022
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
1.25K+ 0.31% |
$12.1K - $29.7K
|
407K
$2.12M
|
|
|
Nov 07, 2022
Q3 2022
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
1.25K+ 1.44% |
$12.1K - $29.6K
|
87.5K
$457K
|
|
|
Nov 22, 2022
Q3 2022
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
1.23K+ 0.26% |
$11.9K - $29.2K
|
467K
$2.44M
|
|
|
Nov 08, 2022
Q3 2022
|
Ahrens Investment Partners LLC
|
BUY
|
- |
1.2K+ 10.91% |
$11.6K - $28.5K
|
12.2K
$63.7K
|
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
931+ 10.83% |
$9.02K - $22.1K
|
9.53K
$49.8K
|
|
|
Nov 02, 2022
Q3 2022
|
Stephens Inc
|
BUY
|
- |
900+ 5.12% |
$8.72K - $21.4K
|
18.5K
$96.4K
|
|
|
Nov 01, 2022
Q3 2022
|
Moneco Advisors, LLC
Fairfield, CT |
BUY
|
- |
793+ 1.45% |
$7.68K - $18.8K
|
55.4K
$289K
|
|
|
Nov 10, 2022
Q3 2022
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
515+ 0.55% |
$4.99K - $12.2K
|
93.5K
$488K
|
|
|
Nov 10, 2022
Q3 2022
|
Scotia Capital Inc.
|
BUY
|
- |
496+ 2.33% |
$4.81K - $11.8K
|
21.7K
$113K
|
|
|
Oct 31, 2022
Q3 2022
|
Keystone Wealth Services, LLC
|
BUY
|
- |
311+ 2.03% |
$3.01K - $7.39K
|
15.6K
$81.6K
|
|
|
Nov 04, 2022
Q3 2022
|
Foresight Wealth Management, LLC
|
BUY
|
- |
218+ 1.87% |
$2.11K - $5.18K
|
11.9K
$61.9K
|
|
|
Nov 14, 2022
Q3 2022
|
Css LLC
Chicago, IL |
BUY
|
- |
147+ 0.67% |
$1.42K - $3.49K
|
22.1K
$115K
|
|
|
Nov 01, 2022
Q3 2022
|
Park Avenue Securities LLC
|
BUY
|
- |
100+ 0.09% |
$969 - $2.38K
|
114K
$595K
|
|
|
Oct 21, 2022
Q3 2022
|
Beacon Financial Advisory LLC
|
BUY
|
- |
80+ 0.6% |
$775 - $1.9K
|
13.3K
$69.5K
|
|
|
Nov 04, 2022
Q3 2022
|
V Wealth Advisors LLC
|
BUY
|
- |
59+ 0.34% |
$572 - $1.4K
|
17.6K
$91.7K
|
|
|
Nov 01, 2022
Q3 2022
|
Integrated Capital Management, Inc.
|
BUY
|
- |
49+ 0.29% |
$475 - $1.16K
|
17.2K
$89.9K
|
|
|
Nov 08, 2022
Q3 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
20+ 1.17% |
$194 - $475
|
1.73K
$9.05K
|
|
|
Nov 07, 2022
Q3 2022
|
Jnba Financial Advisors
|
BUY
|
- |
12+ 2.15% |
$116 - $285
|
571
$2.98K
|