Purchases and Sales Made in Q3 2023 in Highland Income Fund\Ma (HFRO)
This table provides information about the institutional ownership of Highland Income Fund\Ma (HFRO) during Q3 2023. The information is specifically focused on institutions that hold shares of HIGHLAND INCOME FUND\MA.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2023
Q3 2023
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
2.87MNew |
$22.7M - $26.1M
|
2.87M
$15M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
354K+ 321.16% |
$2.8M - $3.22M
|
465K
$2.43M
|
|
|
Nov 08, 2023
Q3 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
205K+ 172.11% |
$1.62M - $1.87M
|
325K
$1.7M
|
|
|
Nov 15, 2023
Q3 2023
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
97.4K+ 11.9% |
$769K - $886K
|
916K
$4.78M
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
97.4K+ 30.22% |
$768K - $885K
|
420K
$2.19M
|
|
|
Nov 08, 2023
Q3 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
89.2K+ 46.85% |
$704K - $811K
|
280K
$1.46M
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
57.7K+ 3.11% |
$455K - $524K
|
1.91M
$9.98M
|
|
|
Nov 14, 2023
Q3 2023
|
Icon Advisers Inc
Greenwood Village, CO |
BUY
|
- |
36K+ 26.37% |
$284K - $327K
|
172K
$900K
|
|
|
Nov 14, 2023
Q3 2023
|
Prevail Innovative Wealth Advisors, LLC
Leawood, KS |
BUY
|
- |
31.5K+ 118.38% |
$249K - $287K
|
58.2K
$304K
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Portfolio Solutions, Inc.
Berwyn, PA |
BUY
|
- |
30.9KNew |
$244K - $281K
|
30.9K
$162K
|
|
|
Nov 14, 2023
Q3 2023
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
28.9KNew |
$228K - $263K
|
28.9K
$151K
|
|
|
Oct 30, 2023
Q3 2023
|
Sfi Advisors, LLC
Montclair, NJ |
BUY
|
- |
26.3KNew |
$208K - $239K
|
26.3K
$137K
|
|
|
Nov 07, 2023
Q3 2023
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
20.3K+ 3.12% |
$161K - $185K
|
672K
$3.51M
|
|
|
Nov 13, 2023
Q3 2023
|
Aegon Usa Investment Management, LLC
|
BUY
|
- |
18.2KNew |
$143K - $165K
|
18.2K
$94.9K
|
|
|
Nov 14, 2023
Q3 2023
|
Verition Fund Management LLC
Greenwich, CT |
BUY
|
- |
15KNew |
$118K - $136K
|
15K
$78.3K
|
|
|
Nov 03, 2023
Q3 2023
|
Sovereign Financial Group, Inc.
Stamford, CT |
BUY
|
- |
14KNew |
$110K - $127K
|
14K
$73.1K
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
13.9KNew |
$110K - $127K
|
13.9K
$72.8K
|
|
|
Oct 10, 2023
Q3 2023
|
Ignite Planners, LLC
|
BUY
|
- |
13.4KNew |
$106K - $122K
|
13.4K
$70K
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
12.8K+ 2.43% |
$101K - $116K
|
537K
$2.8M
|
|
|
Nov 14, 2023
Q3 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
12.7KNew |
$101K - $116K
|
12.7K
$66.5K
|
|
|
Nov 13, 2023
Q3 2023
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
11.9KNew |
$94K - $108K
|
11.9K
$62.2K
|
|
|
Oct 26, 2023
Q3 2023
|
Park Avenue Securities LLC
|
BUY
|
- |
11K+ 9.23% |
$86.9K - $100K
|
130K
$681K
|
|
|
Nov 14, 2023
Q3 2023
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
10.4K+ 2.12% |
$81.9K - $94.3K
|
499K
$2.61M
|
|
|
Nov 13, 2023
Q3 2023
|
Hrt Financial LP
New York, NY |
BUY
|
- |
10.2KNew |
$80.8K - $93.1K
|
10.2K
$53.5K
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
10K+ 0.68% |
$79.1K - $91.2K
|
1.49M
$7.77M
|
|
|
Oct 13, 2023
Q3 2023
|
Matisse Capital
|
BUY
|
- |
10K+ 6.25% |
$78.9K - $90.9K
|
170K
$887K
|
|
|
Nov 03, 2023
Q3 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
9.48KNew |
$74.8K - $86.2K
|
9.48K
$49.5K
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
9.38K+ 0.99% |
$74K - $85.2K
|
961K
$5.02M
|
|
|
Nov 07, 2023
Q3 2023
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
9.07K+ 11.76% |
$71.5K - $82.4K
|
86.1K
$450K
|
|
|
Nov 13, 2023
Q3 2023
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
BUY
|
- |
8.55K+ 35.05% |
$67.5K - $77.7K
|
33K
$172K
|
|
|
Nov 14, 2023
Q3 2023
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
8.01K+ 2.18% |
$63.2K - $72.8K
|
376K
$1.96M
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
7.42K+ 24.83% |
$58.6K - $67.5K
|
37.3K
$195K
|
|
|
Oct 30, 2023
Q3 2023
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
5.14K+ 5.75% |
$40.6K - $46.7K
|
94.6K
$494K
|
|
|
Nov 14, 2023
Q3 2023
|
Scotia Capital Inc.
|
BUY
|
- |
4.9K+ 15.61% |
$38.7K - $44.6K
|
36.3K
$190K
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
3.8K+ 0.8% |
$29.9K - $34.5K
|
480K
$2.51M
|
|
|
Nov 14, 2023
Q3 2023
|
Baker Avenue Asset Management, LP
|
BUY
|
- |
3.71KNew |
$29.3K - $33.7K
|
3.71K
$19.4K
|
|
|
Nov 14, 2023
Q3 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
1.48KNew |
$11.7K - $13.4K
|
1.48K
$7.72K
|
|
|
Nov 14, 2023
Q3 2023
|
Knightsbridge Asset Management, LLC
Newport Beach, CA |
BUY
|
- |
1.35K+ 2.82% |
$10.6K - $12.2K
|
49.1K
$256K
|
|
|
Nov 07, 2023
Q3 2023
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
1.3K+ 4.34% |
$10.2K - $11.8K
|
31.2K
$163K
|
|
|
Nov 13, 2023
Q3 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
1.18K+ 1.76% |
$9.33K - $10.7K
|
68.4K
$357K
|
|
|
Oct 10, 2023
Q3 2023
|
Integrated Capital Management, Inc.
|
BUY
|
- |
1.14K+ 5.56% |
$9.02K - $10.4K
|
21.7K
$113K
|
|
|
Oct 31, 2023
Q3 2023
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
BUY
|
- |
1.14K+ 190.17% |
$9K - $10.4K
|
1.74K
$9.09K
|
|
|
Nov 13, 2023
Q3 2023
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
860+ 1.03% |
$6.79K - $7.82K
|
84.2K
$439K
|
|
|
Oct 30, 2023
Q3 2023
|
Melfa Wealth Management, LLC
Westborough, MA |
BUY
|
- |
782+ 2.52% |
$6.17K - $7.11K
|
31.8K
$166K
|
|
|
Nov 14, 2023
Q3 2023
|
Truist Financial Corp
|
BUY
|
- |
605+ 0.67% |
$4.77K - $5.5K
|
91.2K
$476K
|
|
|
Nov 09, 2023
Q3 2023
|
Kestra Advisory Services, LLC
|
BUY
|
- |
573+ 2.33% |
$4.52K - $5.21K
|
25.2K
$131K
|
|
|
Oct 24, 2023
Q3 2023
|
Arlington Capital Management, Inc.
Arlington Heights, IL |
BUY
|
- |
558+ 1.1% |
$4.4K - $5.07K
|
51.3K
$268K
|
|
|
Oct 05, 2023
Q3 2023
|
Keystone Wealth Services, LLC
|
BUY
|
- |
456+ 2.72% |
$3.6K - $4.15K
|
17.2K
$89.9K
|
|
|
Oct 25, 2023
Q3 2023
|
Beacon Financial Advisory LLC
|
BUY
|
- |
251+ 1.69% |
$1.98K - $2.28K
|
15.1K
$78.7K
|
|
|
Oct 25, 2023
Q3 2023
|
Wealth Management Solutions, LLC
|
BUY
|
- |
225+ 0.44% |
$1.78K - $2.05K
|
51K
$266K
|