Purchases and Sales Made in Q3 2023 in Highland Income Fund\Ma (HFRO)
This table provides information about the institutional ownership of Highland Income Fund\Ma (HFRO) during Q3 2023. The information is specifically focused on institutions that hold shares of HIGHLAND INCOME FUND\MA.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2023
Q3 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
182+ 0.41% |
$1.44K - $1.65K
|
44.9K
$244K
|
|
|
Nov 14, 2023
Q3 2023
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
158+ 1.0% |
$1.25K - $1.44K
|
16K
$86.8K
|
|
|
Nov 08, 2023
Q3 2023
|
Spire Wealth Management
|
BUY
|
- |
35+ 0.37% |
$276 - $318
|
9.59K
$52.1K
|
|
|
Oct 25, 2023
Q3 2023
|
Concord Wealth Partners
|
BUY
|
- |
15+ 2.93% |
$118 - $136
|
527
$2.86K
|
|
|
Nov 02, 2023
Q3 2023
|
Jnba Financial Advisors
|
BUY
|
- |
12+ 1.96% |
$94.7 - $109
|
624
$3.39K
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 11, 2023
Q3 2023
|
Cwm, LLC
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Apr 30, 2024
Q3 2023
|
Concord Wealth Partners
|
SELL
|
- |
-16- 2.95% |
$126 - $145
|
527
$2.86K
|
|
|
Dec 06, 2023
Q3 2023
|
Raleigh Capital Management Inc.
Cary, NC |
SELL
|
- |
-350- 36.84% |
$2.76K - $3.18K
|
600
$3.26K
|
|
|
Nov 02, 2023
Q3 2023
|
Private Advisor Group, LLC
|
SELL
|
- |
-398- 1.87% |
$3.14K - $3.62K
|
20.9K
$113K
|
|
|
Nov 14, 2023
Q3 2023
|
Stephens Inc
|
SELL
|
- |
-461- 1.42% |
$3.64K - $4.19K
|
32.1K
$174K
|
|
|
Nov 13, 2023
Q3 2023
|
Bessemer Group Inc
Woodbridge, NJ |
SELL
|
- |
-725- 32.73% |
$5.72K - $6.59K
|
1.49K
$8.09K
|
|
|
Nov 02, 2023
Q3 2023
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-1.18K- 8.8% |
$9.27K - $10.7K
|
12.2K
$66.1K
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-1.6K- 8.27% |
$12.6K - $14.5K
|
17.7K
$96.2K
|
|
|
Dec 01, 2023
Q3 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-2K- 5.68% |
$15.8K - $18.2K
|
33.2K
$180K
|
|
|
Nov 03, 2023
Q3 2023
|
Moneco Advisors, LLC
Fairfield, CT |
SELL
|
- |
-2.33K- 4.92% |
$18.3K - $21.1K
|
44.9K
$244K
|
|
|
Mar 13, 2024
Q3 2023
|
Moneco Advisors, LLC
Fairfield, CT |
SELL
|
- |
-2.33K- 4.92% |
$18.3K - $21.1K
|
44.9K
$244K
|
|
|
Oct 12, 2023
Q3 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-2.42K- 70.33% |
$19.1K - $22K
|
1.02K
$5.54K
|
|
|
Oct 18, 2023
Q3 2023
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-3.24K- 21.8% |
$25.6K - $29.5K
|
11.6K
$63.1K
|
|
|
Nov 14, 2023
Q3 2023
|
Bokf, Na
Tulsa, OK |
SELL
|
- |
-4.27K- 2.04% |
$33.7K - $38.8K
|
205K
$1.11M
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-4.77K- 0.88% |
$37.6K - $43.3K
|
536K
$2.91M
|
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-5.5K- 5.39% |
$43.4K - $50K
|
96.6K
$524K
|
|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-8.92K- 26.31% |
$70.4K - $81.1K
|
25K
$136K
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-9.6K- 0.22% |
$75.8K - $87.3K
|
4.42M
$24M
|
|
|
Nov 08, 2023
Q3 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-11.2K- 29.83% |
$88.3K - $102K
|
26.3K
$143K
|
|
|
Nov 14, 2023
Q3 2023
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-12K- 25.81% |
$95K - $109K
|
34.6K
$188K
|
|
|
Nov 07, 2023
Q3 2023
|
Atlas Wealth LLC
Cincinnati, OH |
SELL
|
- |
-13.7K- 1.53% |
$108K - $124K
|
880K
$4.78M
|
|
|
Oct 11, 2023
Q3 2023
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-14.6K- 3.48% |
$116K - $133K
|
406K
$2.21M
|
|
|
Nov 13, 2023
Q3 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-52.6K- 4.02% |
$415K - $478K
|
1.26M
$6.82M
|
|
|
Nov 07, 2023
Q3 2023
|
Pinnacle Wealth Planning Services, Inc.
|
SELL
|
- |
-76.7K- 85.98% |
$605K - $697K
|
12.5K
$67.9K
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-78.2K- 72.57% |
$617K - $711K
|
29.6K
$161K
|
|
|
Oct 20, 2023
Q3 2023
|
Camelot Portfolios, LLC
|
SELL
|
- |
-154K- 28.91% |
$1.22M - $1.4M
|
379K
$2.06M
|