Purchases and Sales Made in Q4 2021 in Highland Income Fund\Ma (HFRO)
This table provides information about the institutional ownership of Highland Income Fund\Ma (HFRO) during Q4 2021. The information is specifically focused on institutions that hold shares of HIGHLAND INCOME FUND\MA.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 01, 2022
Q4 2021
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
260KNew |
$2.79M - $2.97M
|
260K
$1.41M
|
|
|
Jan 21, 2022
Q4 2021
|
Segantii Capital Management LTD
|
BUY
|
- |
217KNew |
$2.33M - $2.49M
|
217K
$1.18M
|
|
|
Feb 14, 2022
Q4 2021
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
189K+ 7.46% |
$2.03M - $2.16M
|
2.73M
$14.8M
|
|
|
Feb 11, 2022
Q4 2021
|
Advisor Resource Council
|
BUY
|
- |
180KNew |
$1.93M - $2.06M
|
180K
$976K
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
95.6K+ 2.23% |
$1.03M - $1.09M
|
4.38M
$23.8M
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
90.3K+ 34.15% |
$969K - $1.03M
|
355K
$1.93M
|
|
|
Jan 04, 2022
Q4 2021
|
Camelot Portfolios, LLC
|
BUY
|
- |
82.2K+ 12.06% |
$882K - $940K
|
763K
$4.15M
|
|
|
Jul 18, 2022
Q4 2021
|
Retirement Guys Formula LLC
|
BUY
|
- |
80.7KNew |
$866K - $923K
|
80.7K
$438K
|
|
|
Feb 04, 2022
Q4 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
73.1K+ 14.93% |
$784K - $836K
|
563K
$3.06M
|
|
|
Feb 03, 2022
Q4 2021
|
Wealth Management Solutions, LLC
|
BUY
|
- |
70.3KNew |
$754K - $804K
|
70.3K
$382K
|
|
|
Feb 01, 2022
Q4 2021
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
58.7KNew |
$629K - $671K
|
58.7K
$318K
|
|
|
Mar 03, 2022
Q4 2021
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
52.6KNew |
$564K - $601K
|
52.6K
$285K
|
|
|
Feb 11, 2022
Q4 2021
|
Bulldog Investors, LLP
Saddle Brook, NJ |
BUY
|
- |
50.1K+ 11.36% |
$537K - $573K
|
491K
$2.66M
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
35.4K+ 1.88% |
$380K - $405K
|
1.92M
$10.4M
|
|
|
Feb 17, 2022
Q4 2021
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
31.8KNew |
$341K - $364K
|
31.8K
$173K
|
|
|
Feb 10, 2022
Q4 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
24.2K+ 168.14% |
$260K - $277K
|
38.6K
$210K
|
|
|
Feb 14, 2022
Q4 2021
|
Keystone Wealth Services, LLC
|
BUY
|
- |
17.8KNew |
$191K - $204K
|
17.8K
$96.7K
|
|
|
Feb 11, 2022
Q4 2021
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
16.5KNew |
$178K - $189K
|
16.5K
$89.8K
|
|
|
Jan 27, 2023
Q4 2021
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
16.5KNew |
$178K - $189K
|
16.5K
$89.8K
|
|
|
Feb 14, 2022
Q4 2021
|
Walleye Trading LLC
Plymouth, MN |
BUY
|
- |
16.4KNew |
$176K - $188K
|
16.4K
$89.2K
|
|
|
Feb 09, 2022
Q4 2021
|
Mariner Investment Group LLC
Harrison, NY |
BUY
|
- |
14.9KNew |
$160K - $170K
|
14.9K
$80.9K
|
|
|
Feb 15, 2022
Q4 2021
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
13.2K+ 1.41% |
$141K - $150K
|
948K
$5.15M
|
|
|
Apr 08, 2022
Q4 2021
|
Park Avenue Securities LLC
|
BUY
|
- |
13K+ 12.92% |
$139K - $148K
|
113K
$615K
|
|
|
Feb 14, 2022
Q4 2021
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
11.7KNew |
$126K - $134K
|
11.7K
$63.8K
|
|
|
Feb 14, 2022
Q4 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
10K+ 63.29% |
$107K - $114K
|
25.8K
$140K
|
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
9.65K+ 2.95% |
$104K - $110K
|
337K
$1.83M
|
|
|
Feb 10, 2022
Q4 2021
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
8.65KNew |
$92.8K - $98.9K
|
8.65K
$46.9K
|
|
|
Feb 04, 2022
Q4 2021
|
Foresight Wealth Management, LLC
|
BUY
|
- |
5.3K+ 17.09% |
$56.8K - $60.6K
|
36.3K
$197K
|
|
|
Jan 27, 2022
Q4 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
4.3K+ 5.15% |
$46.1K - $49.1K
|
87.7K
$476K
|
|
|
Feb 10, 2022
Q4 2021
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
4.07K+ 9.18% |
$43.7K - $46.6K
|
48.4K
$263K
|
|
|
Feb 14, 2022
Q4 2021
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
3.05K+ 8.18% |
$32.7K - $34.8K
|
40.3K
$219K
|
|
|
Feb 14, 2022
Q4 2021
|
Truist Financial Corp
|
BUY
|
- |
1.96K+ 2.05% |
$21.1K - $22.5K
|
97.7K
$531K
|
|
|
Feb 22, 2022
Q4 2021
|
Byrne Asset Management LLC
|
BUY
|
- |
1.8KNew |
$19.3K - $20.6K
|
1.8K
$9.77K
|
|
|
Jan 25, 2022
Q4 2021
|
Integrated Capital Management, Inc.
|
BUY
|
- |
1.5K+ 8.07% |
$16.1K - $17.2K
|
20.1K
$109K
|
|
|
Jan 27, 2022
Q4 2021
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
1.41KNew |
$15.1K - $16.1K
|
1.41K
$7.65K
|
|
|
Feb 17, 2022
Q4 2021
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
1.33K+ 2.01% |
$14.2K - $15.2K
|
67.6K
$367K
|
|
|
Feb 02, 2022
Q4 2021
|
Princeton Global Asset Management LLC
|
BUY
|
- |
1.13KNew |
$12.1K - $12.9K
|
1.13K
$6.11K
|
|
|
Mar 11, 2022
Q4 2021
|
Bokf, Na
Tulsa, OK |
BUY
|
- |
1.04K+ 0.5% |
$11.1K - $11.9K
|
209K
$1.13M
|
|
|
Jan 24, 2022
Q4 2021
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
1.01K+ 4.0% |
$10.8K - $11.6K
|
26.3K
$143K
|
|
|
Feb 14, 2022
Q4 2021
|
Knightsbridge Asset Management, LLC
Newport Beach, CA |
BUY
|
- |
855+ 2.09% |
$9.17K - $9.78K
|
41.8K
$227K
|
|
|
Feb 14, 2022
Q4 2021
|
Advisory Services Network, LLC
|
BUY
|
- |
775+ 5.85% |
$8.32K - $8.87K
|
14K
$76.1K
|
|
|
Jan 21, 2022
Q4 2021
|
Concord Wealth Partners
|
BUY
|
- |
649New |
$6.96K - $7.42K
|
649
$3.52K
|
|
|
Jan 28, 2022
Q4 2021
|
Widmann Financial Services, Inc.
|
BUY
|
- |
606New |
$6.5K - $6.93K
|
606
$3.29K
|
|
|
Jan 31, 2022
Q4 2021
|
Arlington Capital Management, Inc.
Arlington Heights, IL |
BUY
|
- |
166+ 0.76% |
$1.78K - $1.9K
|
22.1K
$120K
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
129+ 2.07% |
$1.38K - $1.48K
|
6.36K
$34.5K
|
|
|
Feb 10, 2022
Q4 2021
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
57New |
$612 - $652
|
57
$310
|
|
|
Feb 17, 2022
Q4 2021
|
V Wealth Advisors LLC
|
BUY
|
- |
54+ 0.29% |
$579 - $618
|
18.4K
$99.9K
|
|
|
Feb 15, 2022
Q4 2021
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
BUY
|
- |
45+ 2.09% |
$483 - $515
|
2.19K
$11.9K
|
|
|
Feb 03, 2022
Q4 2021
|
Jnba Financial Advisors
|
BUY
|
- |
11+ 2.06% |
$118 - $126
|
544
$2.95K
|
|
|
Feb 11, 2022
Q4 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
2New |
$21.5 - $22.9
|
2
$10.9
|