Purchases and Sales Made in Q4 2023 in Highland Income Fund\Ma (HFRO)
This table provides information about the institutional ownership of Highland Income Fund\Ma (HFRO) during Q4 2023. The information is specifically focused on institutions that hold shares of HIGHLAND INCOME FUND\MA.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
837K+ 22.76% |
$5.78M - $7.39M
|
4.51M
$23.6M
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
590K+ 127.04% |
$4.08M - $5.21M
|
1.06M
$5.51M
|
|
|
Feb 13, 2024
Q4 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
432K+ 44.99% |
$2.99M - $3.82M
|
1.39M
$7.27M
|
|
|
Jan 12, 2024
Q4 2023
|
Advisor Resource Council
|
BUY
|
- |
221KNew |
$1.53M - $1.95M
|
221K
$1.15M
|
|
|
Jan 23, 2024
Q4 2023
|
Camelot Portfolios, LLC
|
BUY
|
- |
169K+ 44.53% |
$1.17M - $1.49M
|
548K
$2.86M
|
|
|
Feb 14, 2024
Q4 2023
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
152K+ 5.31% |
$1.05M - $1.35M
|
3.02M
$15.8M
|
|
|
Feb 05, 2024
Q4 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
118K+ 42.22% |
$816K - $1.04M
|
398K
$2.08M
|
|
|
Feb 08, 2024
Q4 2023
|
Matisse Capital
|
BUY
|
- |
115K+ 67.65% |
$795K - $1.02M
|
285K
$1.49M
|
|
|
Feb 14, 2024
Q4 2023
|
Creative Planning
Overland Park, KS |
BUY
|
- |
106KNew |
$730K - $933K
|
106K
$552K
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
94.5K+ 2.14% |
$653K - $835K
|
4.51M
$23.6M
|
|
|
Feb 09, 2024
Q4 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
88.9K+ 16.59% |
$615K - $785K
|
625K
$3.26M
|
|
|
Feb 14, 2024
Q4 2023
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
68.1K+ 7.44% |
$471K - $602K
|
984K
$5.14M
|
|
|
Jul 31, 2024
Q4 2023
|
Sage Capital Management, LLC
Stockton, NJ |
BUY
|
- |
52.8K+ 44.74% |
$365K - $466K
|
171K
$891K
|
|
|
Feb 13, 2024
Q4 2023
|
Marathon Trading Investment Management LLC
Radnor, PA |
BUY
|
- |
42.5KNew |
$294K - $375K
|
42.5K
$222K
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
41.5K+ 7.74% |
$287K - $367K
|
578K
$3.02M
|
|
|
Feb 14, 2024
Q4 2023
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
40.3KNew |
$279K - $356K
|
40.3K
$210K
|
|
|
Feb 14, 2024
Q4 2023
|
Mid West One Financial Group, Inc.
Iowa City, IA |
BUY
|
- |
36.6KNew |
$253K - $323K
|
36.6K
$191K
|
|
|
Feb 13, 2024
Q4 2023
|
Prevail Innovative Wealth Advisors, LLC
Leawood, KS |
BUY
|
- |
35.9K+ 61.68% |
$248K - $317K
|
94.1K
$491K
|
|
|
Feb 14, 2024
Q4 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
22.2K+ 11.64% |
$153K - $196K
|
213K
$1.11M
|
|
|
Jan 10, 2024
Q4 2023
|
Park Avenue Securities LLC
|
BUY
|
- |
20K+ 15.32% |
$138K - $176K
|
150K
$785K
|
|
|
Jan 30, 2024
Q4 2023
|
Sfi Advisors, LLC
Montclair, NJ |
BUY
|
- |
18.7K+ 71.02% |
$129K - $165K
|
45K
$235K
|
|
|
Apr 30, 2024
Q4 2023
|
Catalina Capital Group, LLC
Torrance, CA |
BUY
|
- |
18.6KNew |
$128K - $164K
|
18.6K
$96.8K
|
|
|
Feb 14, 2024
Q4 2023
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
BUY
|
- |
18.5K+ 56.18% |
$128K - $163K
|
51.5K
$269K
|
|
|
Jan 30, 2024
Q4 2023
|
Ctc Alternative Strategies, Ltd.
Chicago, IL |
BUY
|
- |
17.6KNew |
$122K - $156K
|
17.6K
$92K
|
|
|
Feb 12, 2024
Q4 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
17.2K+ 5.29% |
$119K - $152K
|
342K
$1.79M
|
|
|
Feb 02, 2024
Q4 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
12.9K+ 49.13% |
$89.4K - $114K
|
39.3K
$205K
|
|
|
Feb 14, 2024
Q4 2023
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
- |
11KNew |
$75.7K - $96.7K
|
11K
$57.2K
|
|
|
Feb 14, 2024
Q4 2023
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
10.4K+ 2.09% |
$72K - $92K
|
510K
$2.66M
|
|
|
Feb 07, 2024
Q4 2023
|
Envestnet Portfolio Solutions, Inc.
Berwyn, PA |
BUY
|
- |
10K+ 32.42% |
$69.3K - $88.6K
|
41K
$214K
|
|
|
Feb 09, 2024
Q4 2023
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
5.35K+ 1.43% |
$37K - $47.3K
|
381K
$1.99M
|
|
|
Feb 06, 2024
Q4 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
4.42K+ 21.21% |
$30.6K - $39.1K
|
25.3K
$132K
|
|
|
Feb 09, 2024
Q4 2023
|
Us Bancorp \De\
|
BUY
|
- |
4.4KNew |
$30.4K - $38.9K
|
4.4K
$23K
|
|
|
Feb 07, 2024
Q4 2023
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
4.11KNew |
$28.4K - $36.3K
|
4.11K
$21.4K
|
|
|
Feb 07, 2024
Q4 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
3.4K+ 3.52% |
$23.5K - $30K
|
100K
$522K
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
2.59KNew |
$17.9K - $22.9K
|
2.59K
$13.5K
|
|
|
Feb 14, 2024
Q4 2023
|
Kestra Advisory Services, LLC
|
BUY
|
- |
2.58K+ 10.25% |
$17.8K - $22.8K
|
27.7K
$145K
|
|
|
Feb 12, 2024
Q4 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
2.49K+ 9.96% |
$17.2K - $22K
|
27.5K
$143K
|
|
|
Feb 14, 2024
Q4 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
2.36K+ 3.45% |
$16.3K - $20.8K
|
70.8K
$369K
|
|
|
Feb 13, 2024
Q4 2023
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
1.71K+ 0.25% |
$11.8K - $15.1K
|
674K
$3.52M
|
|
|
Feb 13, 2024
Q4 2023
|
Knightsbridge Asset Management, LLC
Newport Beach, CA |
BUY
|
- |
1.49K+ 3.03% |
$10.3K - $13.1K
|
50.6K
$264K
|
|
|
Jan 08, 2024
Q4 2023
|
Channel Wealth LLC
Santa Barbara, CA |
BUY
|
- |
1K+ 6.06% |
$6.91K - $8.83K
|
17.5K
$91.4K
|
|
|
Feb 01, 2024
Q4 2023
|
Capital Investment Advisory Services, LLC
|
BUY
|
- |
986+ 8.09% |
$6.81K - $8.71K
|
13.2K
$68.7K
|
|
|
Feb 13, 2024
Q4 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
804+ 11485.71% |
$5.56K - $7.1K
|
811
$4.23K
|
|
|
Jan 17, 2024
Q4 2023
|
Keystone Wealth Services, LLC
|
BUY
|
- |
509+ 2.96% |
$3.52K - $4.49K
|
17.7K
$92.5K
|
|
|
Feb 21, 2024
Q4 2023
|
Raleigh Capital Management Inc.
Cary, NC |
BUY
|
- |
500+ 83.33% |
$3.46K - $4.42K
|
1.1K
$5.74K
|
|
|
Jan 09, 2024
Q4 2023
|
Integrated Capital Management, Inc.
|
BUY
|
- |
496+ 2.29% |
$3.43K - $4.38K
|
22.2K
$116K
|
|
|
Jan 23, 2024
Q4 2023
|
Beacon Financial Advisory LLC
|
BUY
|
- |
410+ 2.72% |
$2.83K - $3.62K
|
15.5K
$80.8K
|
|
|
Feb 07, 2024
Q4 2023
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
173+ 0.55% |
$1.2K - $1.53K
|
31.4K
$164K
|
|
|
Feb 13, 2024
Q4 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
148New |
$1.02K - $1.31K
|
148
$773
|
|
|
Jan 22, 2024
Q4 2023
|
Melfa Wealth Management, LLC
Westborough, MA |
BUY
|
- |
78+ 0.25% |
$539 - $689
|
31.8K
$166K
|