Purchases and Sales Made in Q1 2021 in Western Asset High Income Opportunity Fund Inc. (HIO)
This table provides information about the institutional ownership of Western Asset High Income Opportunity Fund Inc. (HIO) during Q1 2021. The information is specifically focused on institutions that hold shares of WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 17, 2021
Q1 2021
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
2.14M+ 61.49% |
$10.5M - $10.9M
|
5.61M
$21.7M
|
|
|
May 12, 2021
Q1 2021
|
Fca Corp
Houston, TX |
BUY
|
- |
456K+ 84.27% |
$2.23M - $2.32M
|
997K
$3.85M
|
|
|
May 11, 2021
Q1 2021
|
Fiera Capital Corp
Montreal, A8 |
BUY
|
- |
193KNew |
$942K - $978K
|
193K
$743K
|
|
|
Apr 28, 2021
Q1 2021
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
172K+ 68.39% |
$843K - $876K
|
425K
$1.64M
|
|
|
May 17, 2021
Q1 2021
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
93.4K+ 57.87% |
$457K - $474K
|
255K
$983K
|
|
|
May 11, 2021
Q1 2021
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
83KNew |
$406K - $422K
|
83K
$320K
|
|
|
May 13, 2021
Q1 2021
|
Wolverine Asset Management LLC
|
BUY
|
- |
67.3K+ 86.15% |
$329K - $342K
|
145K
$561K
|
|
|
May 17, 2021
Q1 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
60.6K+ 4.8% |
$296K - $308K
|
1.32M
$5.11M
|
|
|
May 14, 2021
Q1 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
57.2K+ 183.31% |
$280K - $290K
|
88.4K
$341K
|
|
|
May 17, 2021
Q1 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
56KNew |
$274K - $285K
|
56K
$216K
|
|
|
May 17, 2021
Q1 2021
|
Bramshill Investments, LLC
Naples, FL |
BUY
|
- |
48.5K+ 0.67% |
$237K - $247K
|
7.34M
$28.3M
|
|
|
May 12, 2021
Q1 2021
|
Cresset Asset Management, LLC
Chicago, IL |
BUY
|
- |
44.2KNew |
$216K - $224K
|
44.2K
$171K
|
|
|
May 14, 2021
Q1 2021
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
42.8K+ 15.93% |
$209K - $217K
|
311K
$1.2M
|
|
|
May 05, 2021
Q1 2021
|
Commerce Bank
Kansas City, MO |
BUY
|
- |
34.5KNew |
$169K - $175K
|
34.5K
$133K
|
|
|
May 05, 2021
Q1 2021
|
Ahrens Investment Partners LLC
|
BUY
|
- |
30.6KNew |
$150K - $155K
|
30.6K
$118K
|
|
|
May 13, 2021
Q1 2021
|
Axiom Investment Management LLC
New York, NY |
BUY
|
- |
27.3KNew |
$134K - $139K
|
27.3K
$106K
|
|
|
May 14, 2021
Q1 2021
|
Shaker Financial Services, LLC
|
BUY
|
- |
26.7K+ 34.02% |
$130K - $136K
|
105K
$406K
|
|
|
May 13, 2021
Q1 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
25.9K+ 29.31% |
$127K - $132K
|
114K
$442K
|
|
|
May 17, 2021
Q1 2021
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
21.5K+ 18.6% |
$105K - $109K
|
137K
$529K
|
|
|
Apr 19, 2021
Q1 2021
|
Rfg Advisory, LLC
Birmingham, AL |
BUY
|
- |
20.7K+ 4.99% |
$101K - $105K
|
436K
$1.68M
|
|
|
Apr 26, 2021
Q1 2021
|
Wela Strategies, Inc.
|
BUY
|
- |
20.2K+ 11.24% |
$98.8K - $103K
|
200K
$772K
|
|
|
May 11, 2021
Q1 2021
|
Cibc World Market Inc.
Toronto, A6 |
BUY
|
- |
20KNew |
$97.8K - $102K
|
20K
$77.2K
|
|
|
May 13, 2021
Q1 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
18.6K+ 4.49% |
$91.1K - $94.6K
|
433K
$1.67M
|
|
|
May 12, 2021
Q1 2021
|
Connecticut Wealth Management, LLC
|
BUY
|
- |
15.3KNew |
$74.8K - $77.7K
|
15.3K
$59.1K
|
|
|
Apr 27, 2021
Q1 2021
|
Capital Investment Advisors, LLC
|
BUY
|
- |
14.9K+ 0.94% |
$73.1K - $75.9K
|
1.6M
$6.17M
|
|
|
May 11, 2021
Q1 2021
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
14.8K+ 64.58% |
$72.6K - $75.4K
|
37.8K
$146K
|
|
|
May 10, 2021
Q1 2021
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
14.1KNew |
$69K - $71.7K
|
14.1K
$54.5K
|
|
|
May 13, 2021
Q1 2021
|
Sawtooth Solutions, LLC
|
BUY
|
- |
13.5KNew |
$65.9K - $68.5K
|
13.5K
$52K
|
|
|
May 17, 2021
Q1 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
12.1KNew |
$59K - $61.2K
|
12.1K
$46.5K
|
|
|
May 13, 2021
Q1 2021
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
10.5KNew |
$51.5K - $53.5K
|
10.5K
$40.6K
|
|
|
May 04, 2021
Q1 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
9.47K+ 6.14% |
$46.3K - $48.1K
|
164K
$632K
|
|
|
May 17, 2021
Q1 2021
|
Evergreen Capital Management LLC
Bellevue, WA |
BUY
|
- |
7.97K+ 0.45% |
$39K - $40.5K
|
1.77M
$6.83M
|
|
|
Apr 28, 2021
Q1 2021
|
Park Avenue Securities LLC
|
BUY
|
- |
7.67K+ 5.1% |
$37.5K - $39K
|
158K
$610K
|
|
|
May 12, 2021
Q1 2021
|
Ubs Group Ag
|
BUY
|
- |
7.61K+ 0.44% |
$37.2K - $38.7K
|
1.73M
$6.66M
|
|
|
May 14, 2021
Q1 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
7.6K+ 9.52% |
$37.2K - $38.6K
|
87.4K
$337K
|
|
|
May 13, 2021
Q1 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
6.13K+ 1.28% |
$30K - $31.1K
|
486K
$1.87M
|
|
|
Apr 19, 2021
Q1 2021
|
Gilman Hill Asset Management, LLC
|
BUY
|
- |
5K+ 3.56% |
$24.5K - $25.4K
|
146K
$562K
|
|
|
Apr 28, 2021
Q1 2021
|
Integrated Capital Management, Inc.
|
BUY
|
- |
4.81K+ 20.72% |
$23.5K - $24.4K
|
28K
$108K
|
|
|
May 14, 2021
Q1 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
4.19K+ 2.73% |
$20.5K - $21.3K
|
158K
$610K
|
|
|
May 14, 2021
Q1 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
4K+ 103.57% |
$19.6K - $20.3K
|
7.87K
$30.4K
|
|
|
May 07, 2021
Q1 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
3.82K+ 47.29% |
$18.7K - $19.4K
|
11.9K
$45.9K
|
|
|
Apr 28, 2021
Q1 2021
|
Lindbrook Capital, LLC
|
BUY
|
- |
3K+ 42.86% |
$14.7K - $15.2K
|
10K
$38.6K
|
|
|
Apr 12, 2021
Q1 2021
|
Fny Investment Advisers, LLC
|
BUY
|
- |
2.9K+ 23.99% |
$14.2K - $14.7K
|
15K
$57.8K
|
|
|
May 14, 2021
Q1 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
2.5K+ 8.55% |
$12.2K - $12.7K
|
31.8K
$123K
|
|
|
May 17, 2021
Q1 2021
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
1.2K+ 0.32% |
$5.87K - $6.1K
|
371K
$1.43M
|
|
|
Apr 19, 2021
Q1 2021
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
1K+ 100.0% |
$4.89K - $5.08K
|
2K
$7.72K
|
|
|
May 14, 2021
Q1 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
527+ 0.21% |
$2.58K - $2.68K
|
252K
$974K
|
|
|
May 06, 2021
Q1 2021
|
Grandview Asset Management LLC
|
BUY
|
- |
500New |
$2.45K - $2.54K
|
500
$1.93K
|
|
|
May 17, 2021
Q1 2021
|
Walleye Trading LLC
Plymouth, MN |
BUY
|
- |
460+ 0.87% |
$2.25K - $2.34K
|
53.2K
$205K
|
|
|
May 05, 2021
Q1 2021
|
Tortoise Investment Management, LLC
|
BUY
|
- |
439+ 0.42% |
$2.15K - $2.23K
|
106K
$410K
|