Purchases and Sales Made in Q3 2023 in Western Asset High Income Opportunity Fund Inc. (HIO)
This table provides information about the institutional ownership of Western Asset High Income Opportunity Fund Inc. (HIO) during Q3 2023. The information is specifically focused on institutions that hold shares of WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-715- 0.2% |
$2.6K - $2.77K
|
357K
$1.42M
|
|
|
Oct 10, 2023
Q3 2023
|
Integrated Capital Management, Inc.
|
SELL
|
- |
-769- 1.83% |
$2.8K - $2.98K
|
41.3K
$165K
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-781- 1.28% |
$2.84K - $3.03K
|
60K
$239K
|
|
|
Nov 09, 2023
Q3 2023
|
Fiera Capital Corp
Montreal, A8 |
SELL
|
- |
-1.03K- 0.23% |
$3.73K - $3.98K
|
452K
$1.8M
|
|
|
Nov 14, 2023
Q3 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-1.06K- 61.93% |
$3.85K - $4.11K
|
651
$2.59K
|
|
|
Nov 14, 2023
Q3 2023
|
Truist Financial Corp
|
SELL
|
- |
-1.2K- 1.64% |
$4.37K - $4.66K
|
72.2K
$287K
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-1.24K- 6.6% |
$4.53K - $4.83K
|
17.6K
$70.1K
|
|
|
Nov 14, 2023
Q3 2023
|
Elequin Capital LP
New York, NY |
SELL
|
- |
-1.46K- 42.15% |
$5.3K - $5.65K
|
2K
$7.96K
|
|
|
Oct 16, 2023
Q3 2023
|
Rfg Advisory, LLC
Birmingham, AL |
SELL
|
- |
-1.5K- 0.3% |
$5.47K - $5.84K
|
494K
$1.97M
|
|
|
Nov 14, 2023
Q3 2023
|
Wedbush Securities Inc
|
SELL
|
- |
-1.81K- 8.79% |
$6.57K - $7K
|
18.7K
$74.6K
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-2.06K- 4.57% |
$7.48K - $7.98K
|
43K
$171K
|
|
|
Aug 22, 2024
Q3 2023
|
Fiera Capital Corp
Montreal, A8 |
SELL
|
- |
-2.17K- 0.48% |
$7.91K - $8.43K
|
452K
$1.8M
|
|
|
Oct 27, 2023
Q3 2023
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-2.17K- 0.94% |
$7.91K - $8.44K
|
228K
$909K
|
|
|
Nov 13, 2023
Q3 2023
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-2.57K- 1.19% |
$9.35K - $9.97K
|
213K
$849K
|
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-3.01K- 1.23% |
$11K - $11.7K
|
242K
$964K
|
|
|
Nov 08, 2023
Q3 2023
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-3.19K- 17.41% |
$11.6K - $12.4K
|
15.1K
$60.2K
|
|
|
Nov 06, 2023
Q3 2023
|
Wilbanks Smith & Thomas Asset Management LLC
|
SELL
|
- |
-4.59K- 11.32% |
$16.7K - $17.8K
|
35.9K
$143K
|
|
|
Nov 08, 2023
Q3 2023
|
D.A. Davidson & Co.
|
SELL
|
- |
-5K- 27.79% |
$18.2K - $19.4K
|
13K
$51.7K
|
|
|
Nov 03, 2023
Q3 2023
|
Us Bancorp \De\
|
SELL
|
- |
-11.3K- 44.39% |
$41.3K - $44K
|
14.2K
$56.5K
|
|
|
Nov 14, 2023
Q3 2023
|
Evergreen Capital Management LLC
Bellevue, WA |
SELL
|
- |
-18.8K- 1.8% |
$68.4K - $72.9K
|
1.03M
$4.08M
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-22.1K- 26.14% |
$80.4K - $85.7K
|
62.4K
$249K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-24.8K- 11.6% |
$90.2K - $96.2K
|
189K
$752K
|
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-27.1K- 40.08% |
$98.6K - $105K
|
40.5K
$161K
|
|
|
Nov 09, 2023
Q3 2023
|
Tortoise Investment Management, LLC
|
SELL
|
- |
-32.2K- 16.2% |
$117K - $125K
|
167K
$663K
|
|
|
Oct 26, 2023
Q3 2023
|
Chicago Partners Investment Group LLC
|
SELL
|
- |
-46.7K- 9.02% |
$170K - $181K
|
471K
$1.88M
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-66.8K- 1.28% |
$243K - $259K
|
5.15M
$20.5M
|
|
|
Nov 13, 2023
Q3 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-135K- 10.4% |
$492K - $524K
|
1.16M
$4.63M
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-157K- 19.89% |
$573K - $611K
|
634K
$2.52M
|
|
|
Nov 13, 2023
Q3 2023
|
Bramshill Investments, LLC
Naples, FL |
SELL
|
- |
-3.18M- 34.44% |
$11.6M - $12.3M
|
6.05M
$24.1M
|