Purchases and Sales Made in Q3 2021 in Pioneer Diversified High Income Fund, Inc. (HNW)
This table provides information about the institutional ownership of Pioneer Diversified High Income Fund, Inc. (HNW) during Q3 2021. The information is specifically focused on institutions that hold shares of Pioneer Diversified High Income Fund, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
31.3K+ 61.89% |
$472K - $498K
|
81.9K
$979K
|
|
|
Nov 15, 2021
Q3 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
25.8K+ 24.68% |
$389K - $411K
|
130K
$1.56M
|
|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
17.7KNew |
$267K - $281K
|
17.7K
$212K
|
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
14.2KNew |
$215K - $227K
|
14.2K
$170K
|
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
12.1KNew |
$182K - $192K
|
12.1K
$144K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
11.1K+ 19.25% |
$168K - $177K
|
68.9K
$824K
|
|
|
Nov 12, 2021
Q3 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
9.43K+ 22.35% |
$142K - $150K
|
51.6K
$617K
|
|
|
Nov 15, 2021
Q3 2021
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
3.43K+ 2.22% |
$51.7K - $54.5K
|
158K
$1.89M
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
3.08K+ 46.39% |
$46.4K - $49K
|
9.72K
$116K
|
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
2.29K+ 2.66% |
$34.6K - $36.5K
|
88.6K
$1.06M
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
1.9K+ 16.67% |
$28.7K - $30.2K
|
13.3K
$159K
|
|
|
Nov 10, 2021
Q3 2021
|
Citigroup Inc
|
BUY
|
- |
567New |
$8.55K - $9.02K
|
567
$6.78K
|
|
|
Oct 14, 2021
Q3 2021
|
Clear Creek Financial Management, LLC
|
BUY
|
- |
230+ 0.72% |
$3.47K - $3.66K
|
32K
$383K
|
|
|
Nov 09, 2021
Q3 2021
|
Geneos Wealth Management Inc.
|
BUY
|
- |
202+ 2.59% |
$3.05K - $3.21K
|
8K
$95.7K
|
|
|
Oct 22, 2021
Q3 2021
|
Spire Wealth Management
|
BUY
|
- |
48+ 2.17% |
$724 - $764
|
2.26K
$27K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 10, 2021
Q3 2021
|
Panagora Asset Management Inc
Boston, MA |
SELL
|
- |
-11Closed |
$166 - $175
|
0
$0
|
|
|
Nov 17, 2021
Q3 2021
|
Colony Group LLC
Boston, MA |
SELL
|
- |
-49- 0.07% |
$739 - $780
|
68.9K
$825K
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-273- 1.9% |
$4.12K - $4.34K
|
14.1K
$168K
|
|
|
Oct 27, 2021
Q3 2021
|
Newbridge Financial Services Group, Inc.
|
SELL
|
- |
-596Closed |
$8.99K - $9.48K
|
0
$0
|
|
|
Oct 18, 2021
Q3 2021
|
Sterneck Capital Management, LLC
Kansas City, MO |
SELL
|
- |
-1.79K- 2.86% |
$27K - $28.5K
|
60.8K
$727K
|
|
|
Oct 13, 2021
Q3 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-5KClosed |
$75.4K - $79.6K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-8.29K- 19.88% |
$125K - $132K
|
33.4K
$400K
|
|
|
Oct 20, 2021
Q3 2021
|
Integrated Capital Management, Inc.
|
SELL
|
- |
-10.5KClosed |
$159K - $168K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-13K- 17.86% |
$196K - $207K
|
59.9K
$716K
|
|
|
Nov 03, 2021
Q3 2021
|
Kovack Advisors, Inc.
|
SELL
|
- |
-14.9KClosed |
$225K - $237K
|
0
$0
|
|
|
Oct 21, 2021
Q3 2021
|
Park Avenue Securities LLC
|
SELL
|
- |
-60.4KClosed |
$910K - $960K
|
0
$0
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
SELL
|
- |
-61.2KClosed |
$923K - $974K
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Shaker Financial Services, LLC
|
SELL
|
- |
-137K- 65.87% |
$2.06M - $2.18M
|
70.9K
$848K
|
|
|
Nov 12, 2021
Q3 2021
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-281K- 36.84% |
$4.24M - $4.48M
|
482K
$5.77M
|
|
|
Nov 12, 2021
Q3 2021
|
Karpus Management, Inc.
Pittsford, NY |
SELL
|
- |
-634KClosed |
$9.56M - $10.1M
|
0
$0
|