Purchases and Sales Made in Q3 2021 in John Hancock Preferred Income Fund Iii (HPS)
This table provides information about the institutional ownership of John Hancock Preferred Income Fund Iii (HPS) during Q3 2021. The information is specifically focused on institutions that hold shares of JOHN HANCOCK PREFERRED INCOME FUND III.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
492KNew |
$9.09M - $9.6M
|
492K
$7.4M
|
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
25KNew |
$462K - $488K
|
25K
$376K
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
11.7KNew |
$215K - $227K
|
11.7K
$175K
|
|
|
Nov 03, 2021
Q3 2021
|
Nwam LLC
Mercer Island, WA |
BUY
|
- |
11.4K+ 100.0% |
$210K - $222K
|
22.7K
$341K
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
11.1KNew |
$205K - $217K
|
11.1K
$167K
|
|
|
Nov 15, 2021
Q3 2021
|
Philadelphia Trust CO
Philadelphia, PA |
BUY
|
- |
10K+ 30.96% |
$185K - $195K
|
42.3K
$636K
|
|
|
Nov 15, 2021
Q3 2021
|
Lazard Asset Management LLC
New York, NY |
BUY
|
- |
10K+ 142.86% |
$185K - $195K
|
17K
$256K
|
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
6.53K+ 30.48% |
$121K - $127K
|
27.9K
$420K
|
|
|
Nov 15, 2021
Q3 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
5.4K+ 1.94% |
$99.8K - $105K
|
284K
$4.27M
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
4.52K+ 5.55% |
$83.4K - $88.1K
|
85.8K
$1.29M
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
4.27K+ 7.79% |
$78.9K - $83.2K
|
59K
$887K
|
|
|
Nov 04, 2021
Q3 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
3.7K+ 8.62% |
$68.4K - $72.2K
|
46.6K
$701K
|
|
|
Oct 13, 2021
Q3 2021
|
Fny Investment Advisers, LLC
|
BUY
|
- |
3.1K+ 124.0% |
$57.3K - $60.5K
|
5.6K
$84.2K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
2.85K+ 18.11% |
$52.6K - $55.5K
|
18.6K
$279K
|
|
|
Nov 03, 2021
Q3 2021
|
Herold Advisors, Inc.
|
BUY
|
- |
1.99KNew |
$36.7K - $38.7K
|
1.99K
$29.8K
|
|
|
Oct 08, 2021
Q3 2021
|
Wedbush Securities Inc
|
BUY
|
- |
1.6K+ 7.04% |
$29.6K - $31.2K
|
24.3K
$366K
|
|
|
Nov 10, 2021
Q3 2021
|
Citigroup Inc
|
BUY
|
- |
1.45KNew |
$26.8K - $28.3K
|
1.45K
$21.8K
|
|
|
Nov 15, 2021
Q3 2021
|
Brown Brothers Harriman & CO
New York, NY |
BUY
|
- |
590New |
$10.9K - $11.5K
|
590
$8.87K
|
|
|
Nov 15, 2021
Q3 2021
|
Estabrook Capital Management
New York, NY |
BUY
|
- |
509New |
$9.41K - $9.93K
|
509
$7.65K
|
|
|
Oct 28, 2021
Q3 2021
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
500+ 4.07% |
$9.24K - $9.76K
|
12.8K
$192K
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
448+ 1.3% |
$8.28K - $8.74K
|
35K
$525K
|
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
259+ 9.84% |
$4.79K - $5.05K
|
2.89K
$43.5K
|
|
|
Oct 21, 2021
Q3 2021
|
Ellis Investment Partners, LLC
|
BUY
|
- |
6+ 1.92% |
$111 - $117
|
319
$4.79K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-43- 0.39% |
$795 - $839
|
11K
$165K
|
|
|
Oct 25, 2021
Q3 2021
|
Old National Bancorp
|
SELL
|
- |
-48- 0.3% |
$887 - $936
|
15.8K
$237K
|
|
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-100Closed |
$1.85K - $1.95K
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-276Closed |
$5.1K - $5.38K
|
0
$0
|
|
|
Oct 15, 2021
Q3 2021
|
Advisor Net Financial, Inc
|
SELL
|
- |
-500Closed |
$9.24K - $9.76K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-801- 4.64% |
$14.8K - $15.6K
|
16.4K
$247K
|
|
|
Oct 21, 2021
Q3 2021
|
Selway Asset Management
Boise, ID |
SELL
|
- |
-850- 1.91% |
$15.7K - $16.6K
|
43.7K
$656K
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-964- 4.36% |
$17.8K - $18.8K
|
21.1K
$318K
|
|
|
Oct 19, 2021
Q3 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-1.08K- 88.18% |
$20K - $21.1K
|
145
$2.18K
|
|
|
Oct 19, 2021
Q3 2021
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-1.22K- 5.52% |
$22.6K - $23.9K
|
21K
$315K
|
|
|
Nov 12, 2021
Q3 2021
|
Burney CO
Reston, VA |
SELL
|
- |
-1.43K- 3.02% |
$26.4K - $27.9K
|
45.9K
$690K
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-1.51K- 2.89% |
$27.9K - $29.4K
|
50.7K
$763K
|
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-1.68K- 13.73% |
$31.1K - $32.8K
|
10.6K
$159K
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-3.02K- 5.43% |
$55.9K - $59K
|
52.6K
$791K
|
|
|
Oct 27, 2021
Q3 2021
|
Newbridge Financial Services Group, Inc.
|
SELL
|
- |
-3.4KClosed |
$62.8K - $66.3K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-3.83K- 2.65% |
$70.8K - $74.8K
|
141K
$2.11M
|
|
|
Nov 16, 2021
Q3 2021
|
Creative One Wealth, LLC
Overland Park, KS |
SELL
|
- |
-5.92K- 9.5% |
$109K - $116K
|
56.4K
$848K
|
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-8.94K- 27.89% |
$165K - $174K
|
23.1K
$347K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-13K- 35.12% |
$240K - $253K
|
24K
$360K
|
|
|
Nov 16, 2021
Q3 2021
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-16.2KClosed |
$299K - $316K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
SELL
|
- |
-18.3K- 3.21% |
$337K - $356K
|
550K
$8.27M
|
|
|
Nov 15, 2021
Q3 2021
|
Cohen & Steers, Inc.
New York, NY |
SELL
|
- |
-92.5K- 38.88% |
$1.71M - $1.8M
|
145K
$2.19M
|