Purchases and Sales Made in Q3 2021 in Tekla Healthcare Investors (HQH)
This table provides information about the institutional ownership of Tekla Healthcare Investors (HQH) during Q3 2021. The information is specifically focused on institutions that hold shares of TEKLA HEALTHCARE INVESTORS.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
3.22MNew |
$80.9M - $89.9M
|
3.22M
$53.2M
|
|
|
Nov 01, 2021
Q3 2021
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
68.1KNew |
$1.71M - $1.9M
|
68.1K
$1.12M
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
44.6K+ 11.16% |
$1.12M - $1.25M
|
444K
$7.34M
|
|
|
Feb 22, 2022
Q3 2021
|
Matrix Private Capital Group LLC
New York, NY |
BUY
|
- |
31K+ 40.7% |
$778K - $865K
|
107K
$1.77M
|
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
30.7K+ 119.27% |
$771K - $858K
|
56.5K
$933K
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
21.4K+ 7.25% |
$537K - $598K
|
317K
$5.23M
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
19.4KNew |
$487K - $542K
|
19.4K
$320K
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
19K+ 6.63% |
$477K - $531K
|
306K
$5.06M
|
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
15.8K+ 627.14% |
$396K - $440K
|
18.3K
$302K
|
|
|
Oct 20, 2021
Q3 2021
|
Stone X Group Inc.
|
BUY
|
- |
13.2KNew |
$332K - $369K
|
13.2K
$218K
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
10.5K+ 4.13% |
$264K - $294K
|
265K
$4.39M
|
|
|
Oct 20, 2021
Q3 2021
|
All Season Financial Advisors, Inc.
|
BUY
|
- |
9.15K+ 70.46% |
$230K - $256K
|
22.1K
$366K
|
|
|
Dec 08, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
8.26KNew |
$207K - $231K
|
8.26K
$136K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
6.93K+ 6.11% |
$174K - $194K
|
120K
$1.99M
|
|
|
Nov 16, 2021
Q3 2021
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
3.4K+ 8.47% |
$85.4K - $95K
|
43.6K
$720K
|
|
|
Nov 12, 2021
Q3 2021
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
3.28K+ 26.04% |
$82.3K - $91.6K
|
15.9K
$262K
|
|
|
Nov 15, 2021
Q3 2021
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
3.1K+ 1.65% |
$77.7K - $86.4K
|
190K
$3.14M
|
|
|
Nov 12, 2021
Q3 2021
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
2.7K+ 9.11% |
$67.8K - $75.4K
|
32.4K
$534K
|
|
|
Nov 10, 2021
Q3 2021
|
Oak Family Advisors, LLC
|
BUY
|
- |
2.15K+ 3.28% |
$53.9K - $59.9K
|
67.5K
$1.12M
|
|
|
Nov 15, 2021
Q3 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
1.48K+ 5.0% |
$37.1K - $41.3K
|
31K
$513K
|
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
1.39K+ 14.78% |
$34.9K - $38.8K
|
10.8K
$178K
|
|
|
Nov 15, 2021
Q3 2021
|
First Manhattan CO
New York, NY |
BUY
|
- |
1.28KNew |
$32K - $35.6K
|
1.28K
$21.1K
|
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
1.03K+ 34.32% |
$25.8K - $28.7K
|
4.03K
$66.5K
|
|
|
Oct 26, 2021
Q3 2021
|
Sage Capital Advisors,Llc
|
BUY
|
- |
922+ 5.67% |
$23.2K - $25.8K
|
17.2K
$284K
|
|
|
Nov 10, 2021
Q3 2021
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
885+ 5.16% |
$22.2K - $24.7K
|
18K
$298K
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
843+ 1.14% |
$21.2K - $23.5K
|
74.6K
$1.23M
|
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
793+ 10.62% |
$19.9K - $22.1K
|
8.26K
$136K
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
782+ 5.22% |
$19.6K - $21.8K
|
15.8K
$260K
|
|
|
Nov 12, 2021
Q3 2021
|
Tradition Wealth Management, LLC
|
BUY
|
- |
650+ 61.09% |
$16.3K - $18.2K
|
1.71K
$28.3K
|
|
|
Nov 04, 2021
Q3 2021
|
Accel Wealth Management
|
BUY
|
- |
576New |
$14.5K - $16.1K
|
576
$9.52K
|
|
|
Nov 05, 2021
Q3 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
538+ 3.68% |
$13.5K - $15K
|
15.2K
$250K
|
|
|
Nov 12, 2021
Q3 2021
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
465+ 1.91% |
$11.7K - $13K
|
24.8K
$410K
|
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
408+ 18.21% |
$10.2K - $11.4K
|
2.65K
$43.8K
|
|
|
Oct 12, 2021
Q3 2021
|
Harbor Investment Advisory, LLC
|
BUY
|
- |
330New |
$8.29K - $9.22K
|
330
$5.45K
|
|
|
Oct 28, 2021
Q3 2021
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
260+ 3.2% |
$6.53K - $7.26K
|
8.38K
$138K
|
|
|
Nov 16, 2021
Q3 2021
|
Creative One Wealth, LLC
Overland Park, KS |
BUY
|
- |
251+ 2.91% |
$6.3K - $7.01K
|
8.87K
$146K
|
|
|
Oct 19, 2021
Q3 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
243+ 1.69% |
$6.1K - $6.79K
|
14.6K
$241K
|
|
|
Oct 28, 2021
Q3 2021
|
Capital Investment Advisory Services, LLC
|
BUY
|
- |
206+ 1.67% |
$5.17K - $5.75K
|
12.6K
$208K
|
|
|
Oct 12, 2021
Q3 2021
|
Private Capital Advisors, Inc.
|
BUY
|
- |
171+ 1.96% |
$4.29K - $4.78K
|
8.89K
$147K
|
|
|
Nov 12, 2021
Q3 2021
|
Laurel Wealth Advisors, Inc.
Solana Beach, CA |
BUY
|
- |
107+ 0.86% |
$2.69K - $2.99K
|
12.6K
$208K
|
|
|
Nov 02, 2021
Q3 2021
|
Horst & Graben Wealth Management LLC
|
BUY
|
- |
103+ 1.07% |
$2.59K - $2.88K
|
9.7K
$160K
|
|
|
Nov 09, 2021
Q3 2021
|
Geneos Wealth Management Inc.
|
BUY
|
- |
30+ 3.45% |
$753 - $838
|
900
$14.9K
|
|
|
Nov 12, 2021
Q3 2021
|
Centaurus Financial, Inc.
|
BUY
|
- |
16+ 0.28% |
$402 - $447
|
5.65K
$93.4K
|
|
|
Nov 12, 2021
Q3 2021
|
Sittner & Nelson, LLC
Eugene, OR |
BUY
|
- |
9+ 1.89% |
$226 - $251
|
486
$8.03K
|
|
|
Nov 12, 2021
Q3 2021
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
8New |
$201 - $223
|
8
$132
|
|
|
Nov 05, 2021
Q3 2021
|
Truist Financial Corp
|
BUY
|
- |
1+ 0.01% |
$25.1 - $27.9
|
12.6K
$209K
|
|
|
Oct 22, 2021
Q3 2021
|
Global Retirement Partners, LLC
|
BUY
|
- |
1+ 1.79% |
$25.1 - $27.9
|
57
$942
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 03, 2021
Q3 2021
|
Princeton Global Asset Management LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Srs Capital Advisors, Inc.
Denver, CO |
SELL
|
- |
-1Closed |
$25.1 - $27.9
|
0
$0
|