Purchases and Sales Made in Q3 2022 in Tekla Life Sciences Investors (HQL)
This table provides information about the institutional ownership of Tekla Life Sciences Investors (HQL) during Q3 2022. The information is specifically focused on institutions that hold shares of TEKLA LIFE SCIENCES INVESTORS.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 10, 2022
Q3 2022
|
Cornerstone Advisors, LLC
Asheville, NC |
BUY
|
- |
165K+ 1222.15% |
$2.21M - $2.69M
|
178K
$2.41M
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
158K+ 1320.27% |
$2.11M - $2.57M
|
170K
$2.29M
|
|
|
Nov 14, 2022
Q3 2022
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
84.9KNew |
$1.14M - $1.38M
|
84.9K
$1.14M
|
|
|
Nov 10, 2022
Q3 2022
|
Wolverine Asset Management LLC
|
BUY
|
- |
62.1K+ 40.53% |
$831K - $1.01M
|
215K
$2.9M
|
|
|
Nov 02, 2022
Q3 2022
|
Stephens Inc
|
BUY
|
- |
48.2K+ 112.08% |
$645K - $786K
|
91.1K
$1.23M
|
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
45.2K+ 15.41% |
$605K - $737K
|
338K
$4.56M
|
|
|
Nov 14, 2022
Q3 2022
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
35.2KNew |
$472K - $574K
|
35.2K
$475K
|
|
|
Nov 14, 2022
Q3 2022
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
27.6K+ 49.8% |
$370K - $451K
|
83.1K
$1.12M
|
|
|
Nov 02, 2022
Q3 2022
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
26.8K+ 147.62% |
$359K - $437K
|
45K
$606K
|
|
|
Nov 14, 2022
Q3 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
26.3K+ 62.78% |
$352K - $429K
|
68.2K
$919K
|
|
|
Oct 31, 2022
Q3 2022
|
Raymond James Trust N.A.
|
BUY
|
- |
12.2KNew |
$163K - $198K
|
12.2K
$164K
|
|
|
Nov 14, 2022
Q3 2022
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
10KNew |
$134K - $164K
|
10K
$135K
|
|
|
Oct 13, 2022
Q3 2022
|
Flagship Harbor Advisors, LLC
|
BUY
|
- |
9.99K+ 2.89% |
$134K - $163K
|
356K
$4.79M
|
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
8.91K+ 2.24% |
$119K - $145K
|
407K
$5.49M
|
|
|
Oct 25, 2022
Q3 2022
|
Janney Montgomery Scott LLC
|
BUY
|
- |
8.87K+ 19.03% |
$119K - $145K
|
55.5K
$748K
|
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
8.35K+ 38.92% |
$112K - $136K
|
29.8K
$402K
|
|
|
Oct 12, 2022
Q3 2022
|
180 Wealth Advisors, LLC
|
BUY
|
- |
8.34K+ 8.78% |
$112K - $136K
|
103K
$1.39M
|
|
|
Nov 10, 2022
Q3 2022
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
6.91K+ 11.74% |
$92.5K - $113K
|
65.8K
$886K
|
|
|
Nov 09, 2022
Q3 2022
|
Shaker Financial Services, LLC
|
BUY
|
- |
5K+ 8.79% |
$67K - $81.6K
|
61.9K
$834K
|
|
|
Oct 14, 2022
Q3 2022
|
Private Advisor Group, LLC
|
BUY
|
- |
3.92K+ 19.03% |
$52.5K - $64K
|
24.5K
$331K
|
|
|
Nov 14, 2022
Q3 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
3.05K+ 3.18% |
$40.9K - $49.8K
|
98.9K
$1.33M
|
|
|
Nov 14, 2022
Q3 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
2.83K+ 1.46% |
$37.9K - $46.2K
|
197K
$2.65M
|
|
|
Nov 14, 2022
Q3 2022
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
2.2K+ 18.8% |
$29.5K - $35.9K
|
13.9K
$187K
|
|
|
Nov 14, 2022
Q3 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
1.56K+ 5.9% |
$20.9K - $25.5K
|
28.1K
$379K
|
|
|
Nov 03, 2022
Q3 2022
|
Eudaimonia Partners, LLC
Winchester, TN |
BUY
|
- |
1.48K+ 12.55% |
$19.8K - $24.1K
|
13.2K
$179K
|
|
|
Oct 11, 2022
Q3 2022
|
Householder Group Estate & Retirement Specialist, LLC
|
BUY
|
- |
1.02KNew |
$13.7K - $16.7K
|
1.02K
$13.8K
|
|
|
Nov 14, 2022
Q3 2022
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
1.01K+ 2.79% |
$13.5K - $16.4K
|
37.2K
$501K
|
|
|
Nov 14, 2022
Q3 2022
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
357+ 2.22% |
$4.78K - $5.82K
|
16.4K
$221K
|
|
|
Oct 18, 2022
Q3 2022
|
Wedbush Securities Inc
|
BUY
|
- |
318+ 2.27% |
$4.26K - $5.19K
|
14.3K
$193K
|
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
267+ 0.4% |
$3.58K - $4.35K
|
67K
$904K
|
|
|
Nov 03, 2022
Q3 2022
|
Global Retirement Partners, LLC
|
BUY
|
- |
102+ 2.24% |
$1.37K - $1.66K
|
4.66K
$62.8K
|
|
|
Nov 08, 2022
Q3 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
46+ 2.14% |
$616 - $750
|
2.2K
$29.6K
|
|
|
Oct 19, 2022
Q3 2022
|
West Branch Capital LLC
|
BUY
|
- |
15+ 2.18% |
$201 - $245
|
704
$9.49K
|
|
|
Nov 10, 2022
Q3 2022
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
4+ 0.28% |
$53.6 - $65.2
|
1.43K
$19.2K
|
|
|
Oct 27, 2022
Q3 2022
|
Sargent Bickham Lagudis LLC
|
BUY
|
- |
4+ 2.44% |
$53.6 - $65.2
|
168
$2.26K
|
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 27, 2022
Q3 2022
|
Cwm, LLC
|
SELL
|
- |
-101- 10.17% |
$1.35K - $1.65K
|
892
$12K
|
|
|
Oct 24, 2022
Q3 2022
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-161- 1.45% |
$2.16K - $2.63K
|
11K
$148K
|
|
|
Nov 14, 2022
Q3 2022
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-431- 3.96% |
$5.77K - $7.03K
|
10.5K
$141K
|
|
|
Nov 14, 2022
Q3 2022
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-620- 0.83% |
$8.3K - $10.1K
|
74K
$998K
|
|
|
Nov 08, 2022
Q3 2022
|
Blue Bell Private Wealth Management, LLC
|
SELL
|
- |
-630- 25.66% |
$8.44K - $10.3K
|
1.83K
$24.6K
|
|
|
Nov 14, 2022
Q3 2022
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-1.31K- 7.12% |
$17.5K - $21.3K
|
17.1K
$230K
|
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-1.33K- 2.18% |
$17.8K - $21.7K
|
59.7K
$804K
|
|
|
Nov 10, 2022
Q3 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-1.67K- 98.99% |
$22.3K - $27.2K
|
17
$229
|
|
|
Nov 14, 2022
Q3 2022
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-1.87K- 4.22% |
$25.1K - $30.6K
|
42.6K
$574K
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-3.82K- 5.21% |
$51.2K - $62.3K
|
69.5K
$936K
|
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-4.66K- 12.35% |
$62.4K - $76K
|
33K
$445K
|
|
|
Oct 25, 2022
Q3 2022
|
Atlantic Union Bankshares Corp
|
SELL
|
- |
-10.1K- 14.67% |
$135K - $164K
|
58.7K
$791K
|
|
|
Feb 13, 2023
Q3 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-17.5K- 25.7% |
$235K - $286K
|
50.7K
$683K
|
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
SELL
|
- |
-18.3K- 22.25% |
$245K - $298K
|
64K
$862K
|