Christian Follmann Hercules Capital, Inc. (HTGC) insider trading activity

Christian Follmann is Chief Operating Officer of Hercules Capital, Inc.. Currently has a direct ownership of 120,951 shares of HTGC, which is worth approximately $2.12 Million. The most recent transaction as insider was on Jan 11, 2023, when has been sold 1,942 shares (Common Stock) at a price of $13.5 per share, resulting in proceeds of $26,217. This information was disclosed in a Form 4 filing with the Securities and Exchange Commission (SEC).

Shares Held (Direct Ownership) 121K

1.27% 3M change

25.92% 12M change

Total Value Held $2.12 Million

Christian Follmann Transaction History

Date	Transaction	Value	Shares Traded	Shares Held
Jan 11 2023	SELL Payment of exercise price or tax liability	$26,217 $13.5 p/Share	1,942 Reduced 2.57%	73,512 Common Stock
Jan 11 2023	BUY Grant, award, or other acquisition	$375,003 $13.5 p/Share	27,778 Added 26.91%	75,454 Common Stock
Nov 17 2022	BUY Grant, award, or other acquisition	$3,578 $14.09 p/Share	254 Added 0.53%	47,676 Common Stock
Oct 13 2022	SELL Payment of exercise price or tax liability	$5,292 $12.66 p/Share	418 Reduced 0.87%	47,422 Common Stock
Oct 12 2022	SELL Payment of exercise price or tax liability	$5,022 $12.1 p/Share	415 Reduced 0.86%	47,840 Common Stock
Aug 16 2022	BUY Grant, award, or other acquisition	$3,405 $15.62 p/Share	218 Added 0.45%	48,255 Common Stock
Jul 13 2022	SELL Payment of exercise price or tax liability	$5,760 $13.78 p/Share	418 Reduced 0.86%	48,037 Common Stock
Jul 12 2022	SELL Payment of exercise price or tax liability	$5,715 $13.77 p/Share	415 Reduced 0.85%	48,455 Common Stock
May 26 2022	SELL Open market or private sale	$5,977 $14.23 p/Share	420 Reduced 0.86%	48,449 Common Stock
May 26 2022	BUY Open market or private purchase	$5,981 $14.24 p/Share	420 Added 0.85%	48,869 Common Stock
May 24 2022	BUY Grant, award, or other acquisition	$2,959 $13.89 p/Share	213 Added 0.43%	48,869 Common Stock
Apr 24 2022	SELL Sale (or disposition) back to the issuer	$7,453 $17.96 p/Share	415 Reduced 100.0%	0 Restricted Stock Units
Apr 24 2022	SELL Payment of exercise price or tax liability	$2,586 $17.96 p/Share	144 Reduced 0.3%	48,656 Common Stock
Apr 24 2022	BUY Grant, award, or other acquisition	$7,453 $17.96 p/Share	415 Added 0.84%	48,800 Common Stock
Apr 13 2022	SELL Payment of exercise price or tax liability	$7,750 $18.54 p/Share	418 Reduced 0.86%	48,385 Common Stock
Apr 12 2022	SELL Payment of exercise price or tax liability	$7,594 $18.3 p/Share	415 Reduced 0.84%	48,803 Common Stock
Mar 16 2022	SELL Sale (or disposition) back to the issuer	$171 $17.12 p/Share	10 Reduced 2.35%	415 Restricted Stock Units
Mar 16 2022	SELL Payment of exercise price or tax liability	$68 $17.12 p/Share	4 Reduced 0.01%	49,051 Common Stock
Mar 16 2022	BUY Grant, award, or other acquisition	$205 $17.12 p/Share	12 Added 2.75%	425 Restricted Stock Units
Mar 16 2022	BUY Grant, award, or other acquisition	$3,036 $17.15 p/Share	177 Added 0.36%	49,218 Common Stock

Christian Follmann

Chief Operating Officer

Palo Alto, CA

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