Christian Follmann Hercules Capital, Inc. (HTGC) insider trading activity

Christian Follmann is Chief Operating Officer of Hercules Capital, Inc.. Currently has a direct ownership of 94,008 shares of HTGC, which is worth approximately $1.76 Million. The most recent transaction as insider was on Oct 11, 2024, when has been sold 1,251 shares (Common Stock) at a price of $19.63 per share, resulting in proceeds of $24,557. This information was disclosed in a Form 4 filing with the Securities and Exchange Commission (SEC).

Shares Held (Direct Ownership) 94K

1.07% 3M change

32.36% 12M change

Total Value Held $1.76 Million

Christian Follmann Transaction History

Date	Transaction	Value	Shares Traded	Shares Held
Oct 11 2024	SELL Payment of exercise price or tax liability	$24,557 $19.63 p/Share	1,251 Reduced 1.31%	94,008 Common Stock
Jul 11 2024	SELL Payment of exercise price or tax liability	$26,408 $21.11 p/Share	1,251 Reduced 1.3%	95,023 Common Stock
Apr 11 2024	SELL Payment of exercise price or tax liability	$23,030 $18.41 p/Share	1,251 Reduced 1.29%	96,052 Common Stock
Jan 12 2024	SELL Payment of exercise price or tax liability	$9,950 $17.58 p/Share	566 Reduced 0.58%	97,088 Common Stock
Jan 11 2024	SELL Payment of exercise price or tax liability	$97,083 $17.48 p/Share	5,554 Reduced 5.38%	97,654 Common Stock
Jan 09 2024	BUY Grant, award, or other acquisition	$560,001 $17.4 p/Share	32,184 Added 23.77%	103,208 Common Stock
Nov 22 2023	BUY Grant, award, or other acquisition	$4,045 $15.56 p/Share	260 Added 0.36%	71,024 Common Stock
Oct 12 2023	SELL Payment of exercise price or tax liability	$6,743 $16.25 p/Share	415 Reduced 0.58%	70,764 Common Stock
Oct 11 2023	SELL Payment of exercise price or tax liability	$6,699 $16.26 p/Share	412 Reduced 0.58%	71,179 Common Stock
Aug 25 2023	BUY Grant, award, or other acquisition	$3,919 $16.4 p/Share	239 Added 0.33%	71,591 Common Stock
Jul 12 2023	SELL Payment of exercise price or tax liability	$6,527 $15.73 p/Share	415 Reduced 0.58%	71,352 Common Stock
Jul 11 2023	SELL Payment of exercise price or tax liability	$6,406 $15.55 p/Share	412 Reduced 0.57%	71,767 Common Stock
May 24 2023	SELL Open market or private sale	$6,242 $13.72 p/Share	455 Reduced 0.63%	72,179 Common Stock
May 24 2023	BUY Open market or private purchase	$6,247 $13.73 p/Share	455 Added 0.62%	72,634 Common Stock
May 23 2023	BUY Grant, award, or other acquisition	$3,519 $13.91 p/Share	253 Added 0.35%	72,179 Common Stock
Apr 12 2023	SELL Payment of exercise price or tax liability	$5,166 $12.45 p/Share	415 Reduced 0.57%	71,925 Common Stock
Apr 11 2023	SELL Payment of exercise price or tax liability	$5,121 $12.43 p/Share	412 Reduced 0.57%	72,340 Common Stock
Mar 09 2023	BUY Grant, award, or other acquisition	$3,414 $15.31 p/Share	223 Added 0.31%	72,752 Common Stock
Jan 13 2023	SELL Payment of exercise price or tax liability	$6,729 $13.65 p/Share	493 Reduced 0.68%	72,529 Common Stock
Jan 12 2023	SELL Payment of exercise price or tax liability	$6,708 $13.69 p/Share	490 Reduced 0.67%	73,022 Common Stock
Jan 11 2023	SELL Payment of exercise price or tax liability	$26,217 $13.5 p/Share	1,942 Reduced 2.57%	73,512 Common Stock
Jan 11 2023	BUY Grant, award, or other acquisition	$375,003 $13.5 p/Share	27,778 Added 26.91%	75,454 Common Stock
Nov 17 2022	BUY Grant, award, or other acquisition	$3,578 $14.09 p/Share	254 Added 0.53%	47,676 Common Stock
Oct 13 2022	SELL Payment of exercise price or tax liability	$5,292 $12.66 p/Share	418 Reduced 0.87%	47,422 Common Stock
Oct 12 2022	SELL Payment of exercise price or tax liability	$5,022 $12.1 p/Share	415 Reduced 0.86%	47,840 Common Stock

Christian Follmann

Chief Operating Officer

Palo Alto, CA

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