Kiersten Zaza Botelho Hercules Capital, Inc. (HTGC) insider trading activity

Kiersten Zaza Botelho is Chief Legal Officer & CCO of Hercules Capital, Inc.. Currently has a direct ownership of 67,563 shares of HTGC, which is worth approximately $1.18 Million. The most recent transaction as insider was on Apr 11, 2025, when has been sold 788 shares (Common Stock) at a price of $16.83 per share, resulting in proceeds of $13,262. This information was disclosed in a Form 4 filing with the Securities and Exchange Commission (SEC).

Shares Held (Direct Ownership) 67.6K

2.36% 3M change

37.8% 12M change

Total Value Held $1.18 Million

Kiersten Zaza Botelho Transaction History

Date	Transaction	Value	Shares Traded	Shares Held
Apr 11 2025	SELL Payment of exercise price or tax liability	$13,262 $16.83 p/Share	788 Reduced 1.15%	67,563 Common Stock
Apr 09 2025	SELL Payment of exercise price or tax liability	$14,744 $17.49 p/Share	843 Reduced 1.22%	68,351 Common Stock
Jan 11 2025	SELL Payment of exercise price or tax liability	$16,158 $19.73 p/Share	819 Reduced 1.17%	69,194 Common Stock
Jan 10 2025	SELL Payment of exercise price or tax liability	$4,202 $19.73 p/Share	213 Reduced 0.3%	70,013 Common Stock
Jan 09 2025	SELL Payment of exercise price or tax liability	$85,814 $19.98 p/Share	4,295 Reduced 9.14%	42,698 Common Stock
Jan 09 2025	BUY Grant, award, or other acquisition	$550,009 $19.98 p/Share	27,528 Added 28.16%	70,226 Common Stock
Oct 11 2024	SELL Payment of exercise price or tax liability	$15,762 $19.63 p/Share	803 Reduced 1.68%	46,993 Common Stock
Oct 10 2024	SELL Payment of exercise price or tax liability	$4,204 $19.74 p/Share	213 Reduced 0.44%	47,796 Common Stock
Jul 11 2024	SELL Payment of exercise price or tax liability	$17,014 $21.11 p/Share	806 Reduced 1.65%	48,009 Common Stock
Jul 10 2024	SELL Payment of exercise price or tax liability	$4,506 $21.06 p/Share	214 Reduced 0.44%	48,815 Common Stock
Apr 11 2024	SELL Payment of exercise price or tax liability	$15,133 $18.41 p/Share	822 Reduced 1.65%	49,029 Common Stock
Apr 10 2024	SELL Payment of exercise price or tax liability	$3,977 $18.33 p/Share	217 Reduced 0.43%	49,852 Common Stock
Jan 11 2024	SELL Payment of exercise price or tax liability	$45,482 $17.48 p/Share	2,602 Reduced 4.94%	50,069 Common Stock
Jan 10 2024	SELL Payment of exercise price or tax liability	$2,983 $17.45 p/Share	171 Reduced 0.32%	52,671 Common Stock
Jan 09 2024	BUY Grant, award, or other acquisition	$449,998 $17.4 p/Share	25,862 Added 32.86%	52,842 Common Stock
Oct 10 2023	SELL Payment of exercise price or tax liability	$2,341 $16.26 p/Share	144 Reduced 0.53%	26,980 Common Stock
Jul 10 2023	SELL Payment of exercise price or tax liability	$2,203 $15.3 p/Share	144 Reduced 0.53%	27,124 Common Stock
Apr 10 2023	SELL Payment of exercise price or tax liability	$1,782 $12.38 p/Share	144 Reduced 0.53%	27,268 Common Stock
Jan 11 2023	BUY Grant, award, or other acquisition	$299,997 $13.5 p/Share	22,222 Added 44.77%	27,412 Common Stock
Jan 10 2023	SELL Payment of exercise price or tax liability	$9,124 $13.32 p/Share	685 Reduced 11.66%	5,190 Common Stock
Jan 10 2022	BUY Grant, award, or other acquisition	$99,993 $17.02 p/Share	5,875 Added 50.0%	5,875 Common Stock

KZB

Kiersten Zaza Botelho

Chief Legal Officer & CCO

Palo Alto, CA

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