Scott Bluestein Hercules Capital, Inc. (HTGC) insider trading activity

Scott Bluestein is Chief Executive Officer of Hercules Capital, Inc.. Currently has a direct ownership of 2.27 Million shares of HTGC, which is worth approximately $43.7 Million. The most recent transaction as insider was on Apr 30, 2021, when has been sold 24,396 shares (Restricted Stock Units) at a price of $17.41 per share, resulting in proceeds of $424,734. This information was disclosed in a Form 4 filing with the Securities and Exchange Commission (SEC).

Shares Held (Direct Ownership) 2.27M

1.05% 3M change

0.31% 12M change

Total Value Held $43.7 Million

Scott Bluestein Transaction History

Date	Transaction	Value	Shares Traded	Shares Held
Apr 30 2021	SELL Sale (or disposition) back to the issuer	$424,734 $17.41 p/Share	24,396 Reduced 10.9%	199,328 Restricted Stock Units
Apr 30 2021	SELL Payment of exercise price or tax liability	$188,376 $17.41 p/Share	10,820 Reduced 1.16%	923,397 Common Stock
Apr 30 2021	BUY Grant, award, or other acquisition	$424,734 $17.41 p/Share	24,396 Added 2.54%	934,217 Common Stock
Apr 17 2021	SELL Payment of exercise price or tax liability	$48,331 $17.0 p/Share	2,843 Reduced 0.31%	909,822 Common Stock
Apr 13 2021	SELL Payment of exercise price or tax liability	$176,115 $16.9 p/Share	10,421 Reduced 1.13%	912,665 Common Stock
Mar 18 2021	SELL Open market or private sale	$1,264,000 $15.8 p/Share	80,000 Reduced 7.98%	923,086 Common Stock
Mar 15 2021	SELL Payment of exercise price or tax liability	$1,096 $16.6 p/Share	66 Reduced 0.03%	225,164 Restricted Stock Units
Mar 15 2021	SELL Sale (or disposition) back to the issuer	$23,904 $16.6 p/Share	1,440 Reduced 0.64%	223,724 Restricted Stock Units
Mar 15 2021	SELL Payment of exercise price or tax liability	$10,607 $16.6 p/Share	639 Reduced 0.06%	1,003,086 Common Stock
Mar 15 2021	BUY Grant, award, or other acquisition	$23,904 $16.6 p/Share	1,440 Added 0.14%	1,003,725 Common Stock
Mar 15 2021	BUY Grant, award, or other acquisition	$82,303 $16.6 p/Share	4,958 Added 2.15%	225,230 Restricted Stock Units
Jan 31 2021	SELL Sale (or disposition) back to the issuer	$355,234 $14.67 p/Share	24,215 Reduced 9.9%	220,272 Restricted Stock Units
Jan 31 2021	SELL Payment of exercise price or tax liability	$157,556 $14.67 p/Share	10,740 Reduced 1.06%	1,002,285 Common Stock
Jan 31 2021	BUY Grant, award, or other acquisition	$355,234 $14.67 p/Share	24,215 Added 2.33%	1,013,025 Common Stock
Jan 24 2021	SELL Sale (or disposition) back to the issuer	$1,615,279 $15.28 p/Share	105,712 Reduced 30.1%	245,458 Restricted Stock Units
Jan 24 2021	SELL Payment of exercise price or tax liability	$1,180,441 $15.28 p/Share	77,254 Reduced 18.03%	351,170 Restricted Stock Units
Jan 24 2021	BUY Grant, award, or other acquisition	$1,615,279 $15.28 p/Share	105,712 Added 9.66%	988,678 Common Stock
Jan 17 2021	SELL Payment of exercise price or tax liability	$42,389 $14.91 p/Share	2,843 Reduced 0.32%	882,966 Common Stock
Jan 13 2021	SELL Payment of exercise price or tax liability	$501,587 $14.65 p/Share	34,238 Reduced 3.72%	885,809 Common Stock
Jan 12 2021	BUY Grant, award, or other acquisition	$3,449,995 $14.59 p/Share	236,463 Added 20.45%	920,047 Common Stock
Jan 09 2021	SELL Payment of exercise price or tax liability	$4,840 $14.8 p/Share	327 Reduced 0.08%	428,424 Restricted Stock Units
Jan 09 2021	SELL Payment of exercise price or tax liability	$39,768 $14.8 p/Share	2,687 Reduced 0.39%	683,584 Common Stock
Nov 16 2020	SELL Payment of exercise price or tax liability	$2,333 $12.89 p/Share	181 Reduced 0.04%	430,593 Restricted Stock Units
Nov 16 2020	SELL Sale (or disposition) back to the issuer	$23,743 $12.89 p/Share	1,842 Reduced 0.43%	428,751 Restricted Stock Units
Nov 16 2020	SELL Payment of exercise price or tax liability	$10,531 $12.89 p/Share	817 Reduced 0.12%	686,271 Common Stock

Scott Bluestein

Chief Executive Officer

Boston, MA

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