Scott Bluestein Hercules Capital, Inc. (HTGC) insider trading activity

Scott Bluestein is Chief Executive Officer of Hercules Capital, Inc.. Currently has a direct ownership of 2.29 Million shares of HTGC, which is worth approximately $40.2 Million. The most recent transaction as insider was on Oct 31, 2020, when has been sold 23,956 shares (Restricted Stock Units) at a price of $11.2 per share, resulting in proceeds of $268,307. This information was disclosed in a Form 4 filing with the Securities and Exchange Commission (SEC).

Shares Held (Direct Ownership) 2.29M

1.02% 3M change

0.4% 12M change

Total Value Held $40.2 Million

Scott Bluestein Transaction History

Date	Transaction	Value	Shares Traded	Shares Held
Oct 31 2020	SELL Sale (or disposition) back to the issuer	$268,307 $11.2 p/Share	23,956 Reduced 5.4%	419,661 Restricted Stock Units
Oct 31 2020	SELL Payment of exercise price or tax liability	$119,000 $11.2 p/Share	10,625 Reduced 1.53%	685,246 Common Stock
Oct 31 2020	BUY Grant, award, or other acquisition	$268,307 $11.2 p/Share	23,956 Added 3.33%	695,871 Common Stock
Oct 17 2020	SELL Payment of exercise price or tax liability	$33,076 $11.63 p/Share	2,844 Reduced 0.42%	671,915 Common Stock
Oct 09 2020	SELL Payment of exercise price or tax liability	$2,926 $12.04 p/Share	243 Reduced 0.05%	443,617 Restricted Stock Units
Oct 09 2020	SELL Payment of exercise price or tax liability	$40,960 $12.04 p/Share	3,402 Reduced 0.5%	674,759 Common Stock

Scott Bluestein

Chief Executive Officer

Boston, MA

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