Purchases and Sales Made in Q1 2023 in Western Asset High Yield Defined Opportunity Fund Inc. (HYI)
This table provides information about the institutional ownership of Western Asset High Yield Defined Opportunity Fund Inc. (HYI) during Q1 2023. The information is specifically focused on institutions that hold shares of Western Asset High Yield Defined Opportunity Fund Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 11, 2023
Q1 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
236K+ 187.61% |
$2.73M - $3.02M
|
362K
$4.35M
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
98.4K+ 22.86% |
$1.14M - $1.26M
|
529K
$6.34M
|
|
|
May 15, 2023
Q1 2023
|
Punch & Associates Investment Management, Inc.
Edina, MN |
BUY
|
- |
83.9K+ 10.12% |
$969K - $1.07M
|
913K
$11M
|
|
|
May 10, 2023
Q1 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
55.9K+ 28.99% |
$645K - $713K
|
249K
$2.98M
|
|
|
May 11, 2023
Q1 2023
|
Consolidated Portfolio Review Corp
Woodbury, NY |
BUY
|
- |
37.5KNew |
$433K - $479K
|
37.5K
$450K
|
|
|
Apr 11, 2023
Q1 2023
|
Rvw Wealth, LLC
|
BUY
|
- |
19.5KNew |
$225K - $249K
|
19.5K
$234K
|
|
|
May 15, 2023
Q1 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
12.2KNew |
$141K - $156K
|
12.2K
$146K
|
|
|
May 12, 2023
Q1 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
10.1K+ 2197.17% |
$117K - $129K
|
10.6K
$127K
|
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
7.66K+ 22.24% |
$88.5K - $97.8K
|
42.1K
$505K
|
|
|
Apr 20, 2023
Q1 2023
|
Camelot Portfolios, LLC
|
BUY
|
- |
7.22K+ 12.19% |
$83.4K - $92.2K
|
66.5K
$798K
|
|
|
Apr 10, 2023
Q1 2023
|
Tfb Advisors LLC
Overland Park, KS |
BUY
|
- |
7.22K+ 7.12% |
$83.4K - $92.2K
|
109K
$1.3M
|
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
5.37K+ 1.37% |
$62K - $68.6K
|
397K
$4.76M
|
|
|
May 11, 2023
Q1 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
4.64KNew |
$53.5K - $59.2K
|
4.64K
$55.6K
|
|
|
May 15, 2023
Q1 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
2.79K+ 3.67% |
$32.2K - $35.6K
|
78.7K
$944K
|
|
|
May 12, 2023
Q1 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
1.14K+ 3.25% |
$13.2K - $14.6K
|
36.3K
$436K
|
|
|
May 15, 2023
Q1 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
934+ 45.72% |
$10.8K - $11.9K
|
2.98K
$35.7K
|
|
|
Apr 12, 2023
Q1 2023
|
Fny Investment Advisers, LLC
|
BUY
|
- |
800New |
$9.24K - $10.2K
|
800
$9.6K
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
788+ 0.57% |
$9.1K - $10.1K
|
139K
$1.67M
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
737+ 1.12% |
$8.51K - $9.41K
|
66.7K
$801K
|
|
|
Apr 28, 2023
Q1 2023
|
Cwm, LLC
|
BUY
|
- |
473New |
$5.46K - $6.04K
|
473
$5.68K
|
|
|
Aug 01, 2024
Q1 2023
|
Wr Wealth Planners, LLC
Columbia, MO |
BUY
|
- |
214New |
$2.47K - $2.73K
|
214
$2.57K
|
|
|
Apr 26, 2023
Q1 2023
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
90+ 0.77% |
$1.04K - $1.15K
|
11.7K
$141K
|
|
|
May 11, 2023
Q1 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
9+ 0.05% |
$104 - $115
|
16.6K
$199K
|
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Apr 19, 2023
Q1 2023
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-11- 0.09% |
$127 - $140
|
11.6K
$139K
|
|
|
Apr 14, 2023
Q1 2023
|
Ae Wealth Management LLC
|
SELL
|
- |
-127- 0.98% |
$1.47K - $1.62K
|
12.8K
$154K
|
|
|
Jul 10, 2023
Q1 2023
|
Triad Investment Management
|
SELL
|
- |
-251- 1.56% |
$2.9K - $3.21K
|
15.8K
$190K
|
|
|
May 04, 2023
Q1 2023
|
Clear Harbor Asset Management, LLC
|
SELL
|
- |
-400- 2.47% |
$4.62K - $5.11K
|
15.8K
$190K
|
|
|
May 01, 2023
Q1 2023
|
Csenge Advisory Group
|
SELL
|
- |
-850- 5.53% |
$9.82K - $10.9K
|
14.5K
$174K
|
|
|
May 08, 2023
Q1 2023
|
Private Management Group Inc
|
SELL
|
- |
-1.83K- 1.22% |
$21.1K - $23.4K
|
149K
$1.78M
|
|
|
May 12, 2023
Q1 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-1.92K- 5.35% |
$22.1K - $24.5K
|
33.9K
$406K
|
|
|
May 19, 2023
Q1 2023
|
Coppell Advisory Solutions LLC
Coppell, TX |
SELL
|
- |
-3.25KClosed |
$37.5K - $41.5K
|
0
$0
|
|
|
Apr 17, 2023
Q1 2023
|
E&G Advisors, LP
|
SELL
|
- |
-3.65K- 2.83% |
$42.2K - $46.6K
|
125K
$1.5M
|
|
|
Apr 14, 2023
Q1 2023
|
Uncommon Cents Investing LLC
|
SELL
|
- |
-3.93K- 1.24% |
$45.4K - $50.2K
|
313K
$3.75M
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-5.53K- 18.91% |
$63.9K - $70.6K
|
23.7K
$285K
|
|
|
May 11, 2023
Q1 2023
|
Bramshill Investments, LLC
Naples, FL |
SELL
|
- |
-7.49K- 0.33% |
$86.5K - $95.6K
|
2.26M
$27.1M
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-9.53K- 2.97% |
$110K - $122K
|
311K
$3.73M
|
|
|
Apr 10, 2023
Q1 2023
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-11.4K- 6.02% |
$132K - $146K
|
178K
$2.14M
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
SELL
|
- |
-12.7K- 16.23% |
$146K - $162K
|
65.3K
$784K
|
|
|
May 12, 2023
Q1 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-15.7K- 19.63% |
$181K - $201K
|
64.3K
$771K
|