Purchases and Sales Made in Q3 2023 in Western Asset High Yield Defined Opportunity Fund Inc. (HYI)
This table provides information about the institutional ownership of Western Asset High Yield Defined Opportunity Fund Inc. (HYI) during Q3 2023. The information is specifically focused on institutions that hold shares of Western Asset High Yield Defined Opportunity Fund Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2023
Q3 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
1.11M+ 228.31% |
$12.6M - $13.3M
|
1.6M
$19.3M
|
|
|
Oct 27, 2023
Q3 2023
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
148KNew |
$1.68M - $1.77M
|
148K
$1.78M
|
|
|
Nov 09, 2023
Q3 2023
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
126K+ 124.09% |
$1.43M - $1.51M
|
228K
$2.74M
|
|
|
Nov 02, 2023
Q3 2023
|
Shaker Financial Services, LLC
|
BUY
|
- |
91.3KNew |
$1.03M - $1.09M
|
91.3K
$1.1M
|
|
|
Nov 14, 2023
Q3 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
60.9K+ 22.8% |
$690K - $728K
|
328K
$3.95M
|
|
|
Oct 26, 2023
Q3 2023
|
Punch & Associates Investment Management, Inc.
Edina, MN |
BUY
|
- |
34.1K+ 3.88% |
$386K - $408K
|
912K
$11M
|
|
|
Nov 14, 2023
Q3 2023
|
Weiss Asset Management LP
Boston, MA |
BUY
|
- |
25.8K+ 123.85% |
$292K - $309K
|
46.6K
$561K
|
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
13.6KNew |
$155K - $163K
|
13.6K
$164K
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
5.95KNew |
$67.4K - $71.2K
|
5.95K
$71.6K
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
5.19K+ 1.31% |
$58.7K - $62K
|
400K
$4.82M
|
|
|
Nov 14, 2023
Q3 2023
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
4.3K+ 3.28% |
$48.7K - $51.4K
|
136K
$1.63M
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
BUY
|
- |
2.86K+ 8.27% |
$32.4K - $34.2K
|
37.4K
$450K
|
|
|
Nov 14, 2023
Q3 2023
|
Elequin Capital LP
New York, NY |
BUY
|
- |
1.85KNew |
$20.9K - $22.1K
|
1.85K
$22.2K
|
|
|
Nov 15, 2023
Q3 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
1.19KNew |
$13.5K - $14.3K
|
1.19K
$14.4K
|
|
|
Nov 14, 2023
Q3 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
760+ 37.2% |
$8.61K - $9.09K
|
2.8K
$33.7K
|
|
|
Nov 13, 2023
Q3 2023
|
Consolidated Portfolio Review Corp
Woodbury, NY |
BUY
|
- |
565+ 1.48% |
$6.4K - $6.76K
|
38.7K
$465K
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
135+ 0.04% |
$1.53K - $1.61K
|
302K
$3.64M
|
|
|
Oct 19, 2023
Q3 2023
|
Uncommon Cents Investing LLC
|
BUY
|
- |
25+ 0.01% |
$283 - $299
|
311K
$3.74M
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 18, 2023
Q3 2023
|
Private Trust CO Na
|
SELL
|
- |
-41- 1.58% |
$465 - $490
|
2.56K
$30.8K
|
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-124- 0.2% |
$1.4K - $1.48K
|
60.6K
$729K
|
|
|
Nov 14, 2023
Q3 2023
|
Coppell Advisory Solutions LLC
Coppell, TX |
SELL
|
- |
-156- 4.58% |
$1.77K - $1.87K
|
3.25K
$39.1K
|
|
|
Aug 01, 2024
Q3 2023
|
Wr Wealth Planners, LLC
Columbia, MO |
SELL
|
- |
-214Closed |
$2.42K - $2.56K
|
0
$0
|
|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-668- 1.02% |
$7.57K - $7.99K
|
64.7K
$779K
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-1.13K- 7.25% |
$12.8K - $13.5K
|
14.5K
$174K
|
|
|
Nov 13, 2023
Q3 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-2.05K- 11.32% |
$23.2K - $24.5K
|
16K
$193K
|
|
|
Oct 30, 2023
Q3 2023
|
Private Management Group Inc
|
SELL
|
- |
-2.37K- 1.63% |
$26.8K - $28.3K
|
143K
$1.72M
|
|
|
Oct 25, 2023
Q3 2023
|
E&G Advisors, LP
|
SELL
|
- |
-2.9K- 2.34% |
$32.9K - $34.7K
|
121K
$1.46M
|
|
|
Nov 14, 2023
Q3 2023
|
Evergreen Capital Management LLC
Bellevue, WA |
SELL
|
- |
-3.8K- 25.04% |
$43.1K - $45.4K
|
11.4K
$137K
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-3.95K- 6.48% |
$44.8K - $47.3K
|
57.1K
$687K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-6.02K- 1.16% |
$68.2K - $72K
|
513K
$6.18M
|
|
|
Nov 13, 2023
Q3 2023
|
Tfb Advisors LLC
Overland Park, KS |
SELL
|
- |
-6.05K- 5.33% |
$68.5K - $72.3K
|
107K
$1.29M
|
|
|
Oct 16, 2023
Q3 2023
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-6.28K- 3.64% |
$71.1K - $75.1K
|
166K
$2M
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-8.49K- 39.26% |
$96.2K - $102K
|
13.1K
$158K
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-11K- 96.17% |
$125K - $132K
|
440
$5.3K
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-12.5K- 26.62% |
$141K - $149K
|
34.4K
$414K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-13K- 9.46% |
$147K - $156K
|
124K
$1.5M
|
|
|
Oct 20, 2023
Q3 2023
|
Camelot Portfolios, LLC
|
SELL
|
- |
-16.9K- 22.77% |
$192K - $203K
|
57.5K
$692K
|
|
|
Nov 13, 2023
Q3 2023
|
Bramshill Investments, LLC
Naples, FL |
SELL
|
- |
-1.32M- 58.25% |
$14.9M - $15.8M
|
946K
$11.4M
|