Purchases and Sales Made in Q4 2023 in Western Asset High Yield Defined Opportunity Fund Inc. (HYI)
This table provides information about the institutional ownership of Western Asset High Yield Defined Opportunity Fund Inc. (HYI) during Q4 2023. The information is specifically focused on institutions that hold shares of Western Asset High Yield Defined Opportunity Fund Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 15, 2024
Q4 2023
|
Punch & Associates Investment Management, Inc.
Edina, MN |
BUY
|
- |
909KNew |
$10M - $11M
|
909K
$10.9M
|
|
|
Feb 13, 2024
Q4 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
181K+ 11.3% |
$1.99M - $2.19M
|
1.78M
$21.4M
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
144K+ 54.15% |
$1.58M - $1.74M
|
409K
$4.91M
|
|
|
Jan 24, 2024
Q4 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
127K+ 976.0% |
$1.4M - $1.53M
|
140K
$1.68M
|
|
|
Feb 06, 2024
Q4 2023
|
Hara Capital LLC
Bellevue, WA |
BUY
|
- |
121KNew |
$1.34M - $1.47M
|
121K
$1.46M
|
|
|
Feb 12, 2024
Q4 2023
|
Relative Value Partners Group, LLC
Northbrook, IL |
BUY
|
- |
53.9KNew |
$594K - $652K
|
53.9K
$646K
|
|
|
Jan 23, 2024
Q4 2023
|
Camelot Portfolios, LLC
|
BUY
|
- |
34.6K+ 60.17% |
$381K - $418K
|
92K
$1.1M
|
|
|
Feb 05, 2024
Q4 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
31.5KNew |
$348K - $382K
|
31.5K
$378K
|
|
|
Feb 14, 2024
Q4 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
30.8K+ 9.39% |
$339K - $373K
|
359K
$4.31M
|
|
|
Jan 30, 2024
Q4 2023
|
Sfi Advisors, LLC
Montclair, NJ |
BUY
|
- |
24.5KNew |
$270K - $297K
|
24.5K
$294K
|
|
|
Feb 13, 2024
Q4 2023
|
Prevail Innovative Wealth Advisors, LLC
Leawood, KS |
BUY
|
- |
19.3KNew |
$213K - $234K
|
19.3K
$232K
|
|
|
Apr 15, 2024
Q4 2023
|
Concurrent Investment Advisors, LLC
Tampa, FL |
BUY
|
- |
17.4KNew |
$192K - $211K
|
17.4K
$209K
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
15.9K+ 33.14% |
$176K - $193K
|
64K
$768K
|
|
|
Feb 05, 2024
Q4 2023
|
Stonebrook Private Inc.
Northville, MI |
BUY
|
- |
12.8KNew |
$141K - $154K
|
12.8K
$153K
|
|
|
Feb 13, 2024
Q4 2023
|
Geo Wealth Management, LLC
Chicago, IL |
BUY
|
- |
12.3KNew |
$136K - $149K
|
12.3K
$148K
|
|
|
Feb 12, 2024
Q4 2023
|
Catalytic Wealth Ria, LLC
Cambridge, MA |
BUY
|
- |
12.3KNew |
$136K - $149K
|
12.3K
$148K
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
10.9KNew |
$120K - $131K
|
10.9K
$130K
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
8.83K+ 2.2% |
$97.3K - $107K
|
409K
$4.91M
|
|
|
Feb 12, 2024
Q4 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
2.16K+ 3.34% |
$23.8K - $26.1K
|
66.9K
$803K
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
BUY
|
- |
2K+ 5.33% |
$22K - $24.1K
|
39.4K
$473K
|
|
|
Feb 12, 2024
Q4 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
738+ 1.22% |
$8.13K - $8.93K
|
61.3K
$736K
|
|
|
Jan 18, 2024
Q4 2023
|
Gradient Investments LLC
|
BUY
|
- |
193New |
$2.13K - $2.34K
|
193
$2.32K
|
|
|
Feb 14, 2024
Q4 2023
|
Comerica Bank
|
BUY
|
- |
105+ 1.76% |
$1.16K - $1.27K
|
6.06K
$72.7K
|
|
|
Feb 14, 2024
Q4 2023
|
Coppell Advisory Solutions LLC
Coppell, TX |
BUY
|
- |
90+ 2.77% |
$992 - $1.09K
|
3.34K
$40K
|
|
|
Feb 13, 2024
Q4 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
14+ 3.18% |
$154 - $169
|
454
$5.45K
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 07, 2024
Q4 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-130- 1.24% |
$1.43K - $1.57K
|
10.3K
$124K
|
|
|
Feb 01, 2024
Q4 2023
|
Cwm, LLC
|
SELL
|
- |
-156- 49.52% |
$1.72K - $1.89K
|
159
$1.91K
|
|
|
Feb 01, 2024
Q4 2023
|
Private Management Group Inc
|
SELL
|
- |
-533- 0.37% |
$5.87K - $6.45K
|
142K
$1.71M
|
|
|
Feb 13, 2024
Q4 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-760- 27.11% |
$8.38K - $9.2K
|
2.04K
$24.5K
|
|
|
Jan 29, 2024
Q4 2023
|
Consolidated Portfolio Review Corp
Woodbury, NY |
SELL
|
- |
-1.07K- 2.76% |
$11.7K - $12.9K
|
37.6K
$451K
|
|
|
Feb 14, 2024
Q4 2023
|
Bramshill Investments, LLC
Naples, FL |
SELL
|
- |
-1.84K- 0.19% |
$20.3K - $22.3K
|
944K
$11.3M
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-2.33K- 16.12% |
$25.7K - $28.2K
|
12.1K
$146K
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-2.53K- 4.42% |
$27.8K - $30.6K
|
54.6K
$655K
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-3.63K- 10.57% |
$40K - $44K
|
30.7K
$369K
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-3.96K- 1.31% |
$43.6K - $47.9K
|
298K
$3.58M
|
|
|
Jan 18, 2024
Q4 2023
|
Uncommon Cents Investing LLC
|
SELL
|
- |
-4.65K- 1.5% |
$51.2K - $56.3K
|
306K
$3.67M
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-7K- 5.62% |
$77.1K - $84.7K
|
117K
$1.41M
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-7.43K- 56.61% |
$81.9K - $90K
|
5.7K
$68.4K
|
|
|
Feb 07, 2024
Q4 2023
|
Shaker Financial Services, LLC
|
SELL
|
- |
-9.33K- 10.22% |
$103K - $113K
|
81.9K
$983K
|
|
|
Jan 18, 2024
Q4 2023
|
Tfb Advisors LLC
Overland Park, KS |
SELL
|
- |
-13.7K- 12.79% |
$151K - $166K
|
93.7K
$1.12M
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-16.4K- 3.2% |
$181K - $199K
|
497K
$5.96M
|
|
|
Jan 05, 2024
Q4 2023
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-19.6K- 11.77% |
$216K - $237K
|
147K
$1.76M
|
|
|
Jan 25, 2024
Q4 2023
|
E&G Advisors, LP
|
SELL
|
- |
-33.5K- 27.66% |
$369K - $405K
|
87.6K
$1.05M
|
|
|
Jan 25, 2024
Q4 2023
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-128K- 91.73% |
$1.41M - $1.55M
|
11.6K
$139K
|