Purchases and Sales Made in Q3 2021 in Aberdeen Australia Equity Fund Inc (IAF)
This table provides information about the institutional ownership of Aberdeen Australia Equity Fund Inc (IAF) during Q3 2021. The information is specifically focused on institutions that hold shares of ABERDEEN AUSTRALIA EQUITY FUND INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 14, 2021
Q3 2021
|
Davenport & CO LLC
|
BUY
|
- |
138K+ 102.81% |
$781K - $909K
|
271K
$1.13M
|
|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
75.4KNew |
$428K - $498K
|
75.4K
$314K
|
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
34.2K+ 76.36% |
$195K - $226K
|
79.1K
$329K
|
|
|
Nov 15, 2021
Q3 2021
|
Two Sigma Securities, LLC
New York, NY |
BUY
|
- |
17.9KNew |
$102K - $119K
|
17.9K
$74.7K
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
14.5K+ 623.32% |
$82.3K - $95.8K
|
16.8K
$69.9K
|
|
|
Nov 12, 2021
Q3 2021
|
Wolverine Asset Management LLC
|
BUY
|
- |
13.3KNew |
$75.4K - $87.7K
|
13.3K
$55.2K
|
|
|
Nov 10, 2021
Q3 2021
|
Creative Planning
Overland Park, KS |
BUY
|
- |
12.4KNew |
$70.5K - $82K
|
12.4K
$51.6K
|
|
|
Nov 12, 2021
Q3 2021
|
Mainstay Capital Management LLC
|
BUY
|
- |
10.3KNew |
$58.2K - $67.8K
|
10.3K
$42.6K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
5.45K+ 8.23% |
$31K - $36K
|
71.7K
$298K
|
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
5.14KNew |
$29.2K - $34K
|
5.14K
$21.4K
|
|
|
Oct 22, 2021
Q3 2021
|
Spire Wealth Management
|
BUY
|
- |
3KNew |
$17K - $19.8K
|
3K
$12.5K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
2.25K+ 11.76% |
$12.8K - $14.9K
|
21.4K
$88.9K
|
|
|
Nov 01, 2021
Q3 2021
|
Avion Wealth
The Woodlands, TX |
BUY
|
- |
2.1KNew |
$11.9K - $13.9K
|
2.1K
$8.72K
|
|
|
Nov 10, 2021
Q3 2021
|
Avidian Wealth Solutions, LLC
|
BUY
|
- |
1.39K+ 9.96% |
$7.92K - $9.21K
|
15.4K
$64K
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1.3K+ 1123.28% |
$7.4K - $8.61K
|
1.42K
$5.9K
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
1.08K+ 2.77% |
$6.13K - $7.13K
|
40K
$166K
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
972+ 9.11% |
$5.52K - $6.42K
|
11.6K
$48.4K
|
|
|
Nov 10, 2021
Q3 2021
|
Us Bancorp \De\
|
BUY
|
- |
148+ 2.57% |
$841 - $978
|
5.91K
$24.6K
|
|
|
Oct 28, 2021
Q3 2021
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
32+ 0.27% |
$182 - $212
|
11.8K
$49.2K
|
|
|
Oct 22, 2021
Q3 2021
|
Global Retirement Partners, LLC
|
BUY
|
- |
2+ 2.0% |
$11.4 - $13.2
|
102
$424
|
|
|
Nov 12, 2021
Q3 2021
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
1New |
$5.68 - $6.61
|
1
$4.16
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-1.56K- 86.74% |
$8.88K - $10.3K
|
239
$994
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-1.91K- 4.59% |
$10.9K - $12.6K
|
39.8K
$166K
|
|
|
Nov 15, 2021
Q3 2021
|
Enterprise Financial Services Corp
Clayton, MO |
SELL
|
- |
-6.2KClosed |
$35.2K - $41K
|
0
$0
|
|
|
Oct 19, 2021
Q3 2021
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-12.5KClosed |
$71.2K - $82.9K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-14.7KClosed |
$83.8K - $97.5K
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Shaker Financial Services, LLC
|
SELL
|
- |
-49K- 52.84% |
$278K - $324K
|
43.7K
$182K
|
|
|
Nov 15, 2021
Q3 2021
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-345K- 22.6% |
$1.96M - $2.28M
|
1.18M
$4.91M
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-592K- 99.35% |
$3.36M - $3.91M
|
3.86K
$16.1K
|