Open Market Insiders Trades
This list includes insiders general transaction with codes filed in Form 4 from SEC:
- P - Open market or private purchase of non-derivative or derivative security
- S - Open market or private sale of non-derivative or derivative security
- V - Transaction voluntarily reported earlier than required
| Ticker | Insider | Transaction Type | Ownership Type | Shares Traded | Value / Price | Filing Date |
|---|---|---|---|---|---|---|
|
ARES
|
Michael J Arougheti
Co-Founder and CEO |
SELL
Open market or private sale
|
Direct | 108,648 Reduced 16.12% |
$4,370,909
$40.23 p/Share
|
Sep 29
2020 |
|
ARES
|
David B Kaplan
Co-Founder |
SELL
Open market or private sale
|
Indirect | 7,895 Reduced 0.87% |
$317,932
$40.27 p/Share
|
Sep 29
2020 |
|
BGNE
|
John Oyler
Chief Executive Officer |
SELL
Open market or private sale
|
Direct | 23,303 Reduced 100.0% |
$6,495,711
$278.75 p/Share
|
Sep 29
2020 |
|
MORN
|
Joseph D Mansueto
Executive Chairman |
SELL
Open market or private sale
|
Direct | 9,636 Reduced 0.05% |
$1,536,171
$159.42 p/Share
|
Sep 29
2020 |
|
NVAX
|
John A Herrmann Iii
EVP, Chief Legal Officer |
SELL
Open market or private sale
|
Direct | 18,029 Reduced 98.5% |
$1,943,346
$107.79 p/Share
|
Sep 29
2020 |
|
NVAX
|
Gregory M Glenn
President, R&D |
SELL
Open market or private sale
|
Direct | 19,949 Reduced 92.74% |
$2,149,904
$107.77 p/Share
|
Sep 29
2020 |
|
NVAX
|
John Trizzino
President and COO |
SELL
Open market or private sale
|
Direct | 18,321 Reduced 71.4% |
$1,970,790
$107.57 p/Share
|
Sep 29
2020 |
|
NVAX
|
Stanley C Erck
President and CEO |
SELL
Open market or private sale
|
Direct | 4,112 Reduced 11.16% |
$443,191
$107.78 p/Share
|
Sep 29
2020 |
|
SMAR
|
Geoffrey T Barker |
SELL
Open market or private sale
|
Direct | 15,000 Reduced 2.52% |
$748,350
$49.89 p/Share
|
Sep 29
2020 |
|
DIOD
|
Emily Yang
SVP Worldwide Sales/Marketing |
SELL
Open market or private sale
|
Direct | 1,554 Reduced 3.34% |
$84,693
$54.5 p/Share
|
Sep 29
2020 |
|
DIOD
|
Richard Dallas White
Corporate Secretary |
SELL
Open market or private sale
|
Direct | 10,000 Reduced 13.82% |
$545,000
$54.5 p/Share
|
Sep 29
2020 |
|
DIOD
|
Shew Lu Keh |
SELL
Open market or private sale
|
Direct | 46,899 Reduced 9.83% |
$2,556,464
$54.51 p/Share
|
Sep 29
2020 |
|
CARG
|
Langley Steinert
Executive Chair |
SELL
Open market or private sale
|
Direct | 12,006 Reduced 1.19% |
$260,410
$21.69 p/Share
|
Sep 29
2020 |
|
CARG
|
Langley Steinert
Executive Chair |
SELL
Open market or private sale
|
Indirect | 987 Reduced 0.87% |
$21,408
$21.69 p/Share
|
Sep 29
2020 |
|
SDGR
|
David E Shaw
> 10% Shareholder |
SELL
Open market or private sale
|
Indirect | 155,000 Reduced 19.1% |
$7,461,700
$48.14 p/Share
|
Sep 29
2020 |
|
RVMD
|
Vincent A. Miller
Director |
SELL
Open market or private sale
|
Direct | 450 Reduced 1.68% |
$15,331
$34.07 p/Share
|
Sep 29
2020 |
|
RVMD
|
Mark A Goldsmith |
SELL
Open market or private sale
|
Direct | 30,523 Reduced 100.0% |
$1,042,055
$34.14 p/Share
|
Sep 29
2020 |
|
RVMD
|
Mark A Goldsmith |
SELL
Open market or private sale
|
Indirect | 21,088 Reduced 22.37% |
$718,679
$34.08 p/Share
|
Sep 29
2020 |
|
RVMD
|
Stephen Michael Kelsey |
SELL
Open market or private sale
|
Direct | 13,268 Reduced 5.32% |
$452,970
$34.14 p/Share
|
Sep 29
2020 |
|
NEO
|
Steven C Jones
Director |
SELL
Open market or private sale
|
Direct | 81,000 Reduced 45.27% |
$2,960,550
$36.55 p/Share
|
Sep 29
2020 |
|
NEO
|
Steven C Jones
Director |
SELL
Open market or private sale
|
Indirect | 141,049 Reduced 10.52% |
$5,211,761
$36.95 p/Share
|
Sep 29
2020 |
|
QTRX
|
Martin D Madaus |
SELL
Open market or private sale
|
Direct | 1,600 Reduced 12.5% |
$52,240
$32.65 p/Share
|
Sep 29
2020 |
|
PRTHW
|
Sean Kiewiet
Chief Strategy Officer |
SELL
Open market or private sale
|
Direct | 3,528 Reduced 0.17% |
$9,455
$2.68 p/Share
|
Sep 29
2020 |
|
INFU
|
Meridian Ohc Partners, LP
Director |
SELL
Open market or private sale
|
Direct | 45,604 Reduced 1.64% |
$633,440
$13.89 p/Share
|
Sep 29
2020 |
|
GNSS
|
Awm Investment Company, Inc.
> 10% Shareholder |
SELL
Open market or private sale
|
Indirect | 29,000 Reduced 0.61% |
$177,770
$6.13 p/Share
|
Sep 29
2020 |
|
PCF
|
Andrew Dakos
President |
SELL
Open market or private sale
|
Direct | 2,497 Reduced 5.74% |
$20,800
$8.33 p/Share
|
Sep 29
2020 |
|
PFNX
|
Weiss Asset Management LP
> 10% Shareholder |
SELL
Open market or private sale
|
Indirect | 100,000 Reduced 2.31% |
$1,274,000
$12.74 p/Share
|
Sep 29
2020 |
|
ACN
|
Venkata S M Renduchintala
Director |
SELL
Open market or private sale
|
Direct | 1,283 Reduced 27.64% |
$286,122
$223.01 p/Share
|
Sep 29
2020 |
|
TGT
|
Michael Edward Mc Namara
Executive Officer |
SELL
Open market or private sale
|
Direct | 27,726 Reduced 11.35% |
$4,357,141
$157.15 p/Share
|
Sep 29
2020 |
|
KR
|
Mary Ellen Adcock
Senior Vice President |
SELL
Open market or private sale
|
Direct | 6,000 Reduced 5.46% |
$203,160
$33.86 p/Share
|
Sep 29
2020 |
|
LEN
|
Jeffrey Joseph Mc Call
Executive Vice President |
SELL
Open market or private sale
|
Direct | 1,769 Reduced 1.02% |
$141,909
$80.22 p/Share
|
Sep 29
2020 |
|
ZS
|
Amit Sinha
Director |
SELL
Open market or private sale
|
Indirect | 10,000 Reduced 2.25% |
$1,405,000
$140.5 p/Share
|
Sep 29
2020 |
|
NET
|
Thomas J Seifert
Chief Financial Officer |
SELL
Open market or private sale
|
Direct | 15,000 Reduced 100.0% |
$613,800
$40.92 p/Share
|
Sep 29
2020 |
|
BBY
|
Mathew Watson
SVP, Controller & CAO |
SELL
Open market or private sale
|
Direct | 52 Reduced 0.25% |
$5,717
$109.95 p/Share
|
Sep 29
2020 |
|
BILL
|
Rajesh A. Aji
CLO & CCO |
SELL
Open market or private sale
|
Direct | 6,000 Reduced 43.97% |
$602,040
$100.34 p/Share
|
Sep 29
2020 |
|
OGS
|
Eduardo A Rodriguez |
SELL
Open market or private sale
|
Direct | 870 Reduced 8.5% |
$59,586
$68.49 p/Share
|
Sep 29
2020 |
|
TNDM
|
Brian B Hansen
EVP & CHIEF COMMERCIAL OFFICER |
SELL
Open market or private sale
|
Direct | 4,489 Reduced 49.04% |
$506,135
$112.75 p/Share
|
Sep 29
2020 |
|
AMBA
|
Christopher Day
VP, Marketing |
SELL
Open market or private sale
|
Direct | 899 Reduced 8.47% |
$46,748
$52.0 p/Share
|
Sep 29
2020 |
|
EXPI
|
Glenn Darrel Sanford
CEO and Chairman of the Board |
SELL
Open market or private sale
|
Direct | 10,000 Reduced 0.05% |
$419,500
$41.95 p/Share
|
Sep 29
2020 |
|
GTBIF
|
Peter A. Kadens |
SELL
Open market or private sale
|
Indirect | 50,000 Reduced 8.6% |
$643,000
$12.86 p/Share
|
Sep 29
2020 |
|
AAWW
|
James Anthony Forbes
EVP & COO |
SELL
Open market or private sale
|
Direct | 6,000 Reduced 90.39% |
$372,120
$62.02 p/Share
|
Sep 29
2020 |
|
JACK
|
David Goebel
Director |
SELL
Open market or private sale
|
Direct | 1,857 Reduced 8.37% |
$148,207
$79.81 p/Share
|
Sep 29
2020 |
|
CUBI
|
James T. Collins
Chief Administrative Officer |
SELL
Open market or private sale
|
Direct | 1,519 Reduced 7.83% |
$16,815
$11.07 p/Share
|
Sep 29
2020 |
|
FRPH
|
David H De Villiers Iii
President & COO |
SELL
Open market or private sale
|
Direct | 150 Reduced 2.63% |
$6,250
$41.67 p/Share
|
Sep 29
2020 |
|
PTE
|
Cameron J. Hoyler
Gen. Counsel & Exec. VP |
SELL
Open market or private sale
|
Direct | 936 Reduced 0.16% |
$945
$1.01 p/Share
|
Sep 29
2020 |
|
AVGO
|
Hock E Tan
President and CEO |
SELL
Open market or private sale
|
Direct | 78,125 Reduced 24.02% |
$28,710,938
$367.5 p/Share
|
Sep 29
2020 |
|
SNEX
|
John Radziwill
Chairman of the Board |
SELL
Open market or private sale
|
Indirect | 6,487 Reduced 1.22% |
$330,967
$51.02 p/Share
|
Sep 29
2020 |
|
AMPY
|
Fir Tree Capital Management LP
Director |
SELL
Open market or private sale
|
Indirect | 441,883 Reduced 4.4% |
$428,627
$0.97 p/Share
|
Sep 29
2020 |
|
CYTH
|
Armistice Capital, LLC
> 10% Shareholder |
SELL
Open market or private sale
|
Direct | 5,000 Reduced 0.03% |
$700
$0.14 p/Share
|
Sep 29
2020 |
|
CYTH
|
Armistice Capital, LLC
> 10% Shareholder |
SELL
Open market or private sale
|
Indirect | 0 Reduced 0.0% |
-
|
Sep 29
2020 |